07/22/2026 | Press release | Distributed by Public on 07/22/2026 14:41
The Company is filing this Form 10-K/A to amend the Original 10-K solely to include Exhibit 3.3 in the exhibit index and to make other minor changes to the exhibit index. Pursuant to Rule 12b-15 under the Securities Exchange Act of 1934, as amended, this Form 10-K/A also contains new certifications by the Company's principal executive officer and principal financial officer as required by Section 302 of the Sarbanes-Oxley Act of 2002. Because no financial statements have been included in this Form 10-K/A and this Form 10-K/A does not contain or amend any disclosure with respect to Items 307 and 308 of Regulation S-K, paragraphs 3, 4 and 5 of the certifications have been omitted. Accordingly, this Form 10-K/A consists solely of the cover page, this explanatory note, the exhibit index, and the exhibits filed herewith or incorporated by reference herein.
The Company has made no attempt in this Form 10-K/A to modify or update the Original 10-K other than as noted in the previous paragraph. Except as noted above, this Form 10-K/A does not reflect events occurring after the filing of the Original 10-K. Accordingly, this Form 10-K/A should be read in conjunction with the Original 10-K and the Company's other filings with the SEC subsequent to the filing of the Original 10-K, including any amendments thereto.
PART IV
Item 15. Exhibit and Financial Statement Schedules
(a)
The following documents are filed as part of this report:
| (1) | No financial statements are filed with this Form 10-K/A. These items were included in Part II, "Item 8. Financial Statements and Supplementary Data" of the Original 10-K. |
| (2) | Financial Statement Schedules: |
Financial statement schedules have been omitted because either they are not applicable or the required information is included in the financial statements or the notes thereto.
| (3) | List of Exhibits: |
The following exhibits are filed herewith or are incorporated by reference to exhibits previously filed with the SEC.
| 19.1 | Insider Trading Policy (incorporated by reference to Exhibit 19.1 to the Company's Form 10-K filed with the SEC on March 20, 2025) |
| * | Filed herewith. |
| † | Indicates a management contract or compensatory plan or arrangement. |
| # | Certain confidential portions of this Exhibit were omitted by means of marking such portions with brackets ("[***]") because the identified confidential portions (i) are not material and (ii) would be competitively harmful if publicly disclosed. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized in the City of Woburn, Commonwealth of Massachusetts, on July 22, 2026.
| BIOFRONTERA INC. | ||
| By: | /s/ Hermann Lübbert | |
| Name: | Hermann Lübbert | |
| Title: | Chief Executive Officer and Chairman | |
| Signature | Title | Date | ||
| /s/ Hermann Lübbert | Chief Executive Officer and Chairman | July 22, 2026 | ||
| Hermann Lübbert | (Principal Executive Officer) | |||
| /s/ E. Fred Leffler, III | Chief Financial Officer | July 22, 2026 | ||
| E. Fred Leffler, III |
(Principal Financial Officer) (Principal Accounting Officer) |
|||
| /s/ John J. Borer | Director | July 22, 2026 | ||
| John J. Borer | ||||
| /s/ Beth J. Hoffman | Director | July 22, 2026 | ||
| Beth J. Hoffman | ||||
| /s/ Heikki Lanckriet | Director | July 22, 2026 | ||
| Heikki Lanckriet | ||||
| /s/ Kevin D. Weber | Director | July 22, 2026 | ||
| Kevin D. Weber |