DLH Holdings Corp.

07/06/2026 | Press release | Distributed by Public on 07/06/2026 14:16

Initial Statement of Beneficial Ownership (Form 3)

FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Oroho Steven Vincent Jr
2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026
3. Issuer Name and Ticker or Trading Symbol
DLH Holdings Corp. [DLHC]
(Last) (First) (Middle)
3565 PIEDMONT RD NE, BUILDING 3; SUITE 700
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Financial Officer
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)
ATLANTA, GA 30305
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 42,595(1) D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (2) 01/11/2029 Common Stock 25,000 $5.25 D
Employee Stock Option (3) 12/15/2030 Common Stock 25,000 $10.05 D
Employee Stock Option (4) 07/30/2031 Common Stock 25,000 $10.75 D
Employee Stock Option (5) 08/31/2033 Common Stock 35,000 $11.08 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Oroho Steven Vincent Jr
3565 PIEDMONT RD NE
BUILDING 3; SUITE 700
ATLANTA, GA 30305
Chief Financial Officer

Signatures

/s/ Steven V. Oroho, Jr. 07/06/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Includes 38,095 time-based restricted stock units granted under the reporting person's employment offer letter dated June 30, 2026 pursuant to the Company's 2025 Equity Incentive Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of common stock and vests in full on June 30, 2029, provided that the reporting person remains in the employment of the Company as of such date.
(2) The option became exercisable on January 26, 2021.
(3) The option became exercisable on October 22, 2021.
(4) The option became exercisable on November 8, 2021.
(5) Fifty percent of the shares issuable under this option became exercisable on November 24, 2023. The remainder of the option will vest upon the satisfaction of vesting conditions.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
DLH Holdings Corp. published this content on July 06, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on July 06, 2026 at 20:16 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]