CIRO - Canadian Investment Regulatory Organization
CIRO - Canadian Investment Regulatory Organization
02/04/2026 | Press release | Distributed by Public on 02/04/2026 13:26
CIRO to Hold a Sanctions Hearing for Calogero (Charlie) Alaimo
Toronto (Ontario), February 4, 2026 - A sanctions hearing has been scheduled before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) under the Mutual Fund Dealer Rules in the matter of Calogero (Charlie) Alaimo.
The hearing panel will consider the sanctions to be imposed following its decision dated January 12, 2026, in which it was found that Calogero (Charlie) Alaimo failed to ensure that an investment strategy he recommended and implemented for the account of a client was suitable based on the essential facts relative to the client.
The hearing panel's liability decision is available at:
The sanctions hearing is open to the public unless the hearing panel orders otherwise. The decision of the hearing panel will be made available at https://www.ciro.ca.
Hearing Date: March 17, 2026 at 10 a.m. Eastern Time
Location: Toronto, Ontario (via videoconference)
Members of the public who would like to obtain further particulars should fill out this form.
The alleged violations occurred while Calogero Alaimo was registered as a dealing representative with Royal Mutual Funds Inc. in the Vaughan, Ontario area. Calogero Alaimo is not currently registered in the securities industry in any capacity.
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