12/15/2025 | Press release | Distributed by Public on 12/15/2025 16:50
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| 6/12/2018 Employee Stock Option (right to buy) | $99.76 | 12/11/2025 | M | 397 | (3) | 06/12/2028 | Common Stock | 397 | $ 0 | 0 | D | ||||
| 2018 Employee Stock Option (Right to Buy) | $106.89 | 12/11/2025 | M | 2,926 | (4) | 02/13/2028 | Common Stock | 2,926 | $ 0 | 0 | D | ||||
| 2017 Employee Stock Option (Right to Buy) | $110.45 | 12/11/2025 | M | 2,117 | (5) | 02/14/2027 | Common Stock | 2,117 | $ 0 | 0 | D | ||||
| 10/2/17 Employee Stock Option (Right to Buy) | $107.28 | 12/11/2025 | M | 1,222 | (6) | 10/02/2027 | Common Stock | 1,222 | $ 0 | 0 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Feeney Caroline 751 BROAD STREET, 5TH FLOOR ATTN.: REGULATORY FILINGS UNIT NEWARK, NJ 07102 |
Executive Vice President | |||
| /s/ Richard J. Baker, attorney-in-fact | 12/15/2025 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Following the transactions reported on this Form 4, Ms. Feeney continues to hold 22,616 shares directly and 8,723 shares indirectly in a 401(k) account. Ms. Feeney also holds an additional 80,340 restricted stock units, and 86,980 target performance shares (the exact number awarded being dependent on achievement of performance goals). |
| (2) | Amount reported has been adjusted to include 523 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2024 and September 30, 2025 based on a plan statement dated September 30, 2025. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B). |
| (3) | The options vest in three equal annual installments beginning on June 12, 2019. |
| (4) | The options vest in three equal annual installments beginning on February 13, 2019. |
| (5) | The options vest in three equal annual installments beginning on February 14, 2018 |
| (6) | The options vest in three equal annual installments beginning on October 2, 2018 |