T1 Energy Inc.

11/06/2026 | Press release | Distributed by Public on 11/06/2026 17:26

Statement of Changes in Beneficial Ownership (Form 4)

FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Gualy Jaime Eduardo
2. Issuer Name and Ticker or Trading Symbol
T1 Energy Inc. [TE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Operating Officer
(Last) (First) (Middle)
1211 E 4TH ST.
3. Date of Earliest Transaction (Month/Day/Year)
11/04/2026
(Street)
AUSTIN, TX 78702
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/04/2026 M 33,333(1) A $2.73 95,616 D
Common Stock 11/04/2026 F 8,117(2) D $2.73 87,499(3) D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSUs) (1) 11/04/2026 M 33,333 11/04/2026(4) (4) Common Stock 33,333 (1) 66,667 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Gualy Jaime Eduardo
1211 E 4TH ST.
AUSTIN, TX 78702
Chief Operating Officer

Signatures

/s/ Harold Callo Sanchez, as Attorney-in-Fact 11/05/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) This transaction represents the vesting on November 4, 2026, of 33,333 Restricted Stock Units ("RSUs") granted on November 4, 2025, under the Company's 2021 Equity Incentive Plan (as amended and restated on April 22, 2024) and reported on the Form 4 filed November 25, 2025. This relates to the vesting of the first of three equal annual installments (further details in Note 4 below). Each RSU represents the right to receive one share of Common Stock. These 33,333 RSUs were settled in shares of Common Stock on November 4, 2026.
(2) This transaction represents 8,117 shares of Common Stock withheld for tax obligations in connection with the settlement of November 4, 2026, of 33,333 RSUs that vested on November 4, 2026 (the first of three annual installments). The vesting of those 33,333 RSUs is described in Note 1.
(3) The 87,499 shares of Common Stock beneficially owned following the reported transaction reflects: (i) 33,333 shares acquired upon vesting of RSUs on November 4, 2026 (Note 1 above); less (ii) 8,117 shares withheld for tax upon settlement of RSUs on November 4, 2026 (Note 2 above).
(4) The RSUs reported on the Form 4 filed November 25, 2025, were granted for a total of 100,000 RSUs vesting in three equal annual installments: one-third vested on November 4, 2026; one-third will vest on November 4, 2027; and the remaining one-third will vest on November 4, 2028. Following the vesting and settlement of the first installment reported herein, 66,667 RSUs remain outstanding.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
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