Nuburu Inc.

03/13/2026 | Press release | Distributed by Public on 03/13/2026 15:10

Proxy Results (Form 8-K)

Item 5.07 Submission of Matters to a Vote of Security Holders.

On March 12, 2026, Nuburu, Inc. (the "Company") held a Special Meeting of Stockholders (the "Stockholder Meeting") to vote, on the proposals set forth below, each of which is described in the Company's Definitive Proxy Statement on Schedule 14A filed with the U.S. Securities and Exchange Commission on February 18, 2026.

Set forth below are the number of votes cast for or against, abstentions and broker non-votes with respect to each proposal.

Proposal No. 1: To approve, for purposes of complying with the NYSE American listing rules, the issuance of shares of common stock in excess of 19.99% of the Company's outstanding common stock in connection with the issuance of warrants in a private placement that closed on December 17, 2025.

The stockholders approved Proposal No. 1 by the following votes:

Votes For

Votes Against

Abstained

Broker Non-Votes

Proposal No. 1

130,837,207

20,850,459

23,319,699

118,792,694

Proposal No. 2: To approve an amendment to the Company's Certificate of Incorporation, and authorize the Company's Board of Directors, to effect one or more reverse stock splits.

The stockholders approved Proposal No. 2 by the following votes:

Votes For

Votes Against

Abstained

Broker Non-Votes

Proposal No. 2

236,544,262

51,676,370

5,579,427

N/A

Proposal No. 3: To approve the issuance of up to $50 million of securities in one or more non-public offerings where the maximum discount at which securities may be offered may be equivalent to a discount of up to 30% to the market price of the Company's common stock.

The stockholders approved Proposal No. 3 by the following votes:

Votes For

Votes Against

Abstained

Broker Non-Votes

Proposal No. 3

124,151,657

49,125,286

1,730,422

118,792,694

Proposal No. 4: To approve the issuance of 6,086,957 shares of common stock (as may be adjusted for stock splits) to S.F.E. Equity Investments S.a.r.l.

The stockholders approved Proposal No. 4 by the following votes:

Votes For

Votes Against

Abstained

Broker Non-Votes

Proposal No. 4

149,402,062

23,532,830

2,072,473

118,792,694

Proposal No. 5: To approve the issuance of 50,000,000 shares of common stock (as may be adjusted for stock splits) to a related party in exchange for acquiring the remaining equity interests in Orbit S.r.l.

The stockholders approved Proposal No. 5 by the following votes:

Votes For

Votes Against

Abstained

Broker Non-Votes

Proposal No. 5

148,840,894

23,606,725

2,559,746

118,792,694

Proposal No. 6: To approve the adjournment of the Special Meeting from time to time, to a later date or dates, if necessary or appropriate, under certain circumstances, including for the purpose of soliciting additional proxies in favor of the foregoing proposals, in the event the Company does not receive the requisite stockholder vote to approve such proposals or establish a quorum.

The stockholders approved Proposal No. 6 by the following votes:

Votes For

Votes Against

Abstained

Broker Non-Votes

Proposal No. 6

222,422,090

65,478,262

5,899,707

N/A

Nuburu Inc. published this content on March 13, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on March 13, 2026 at 21:10 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]