Buell Securities Corp.

07/23/2026 | Press release | Distributed by Public on 07/23/2026 10:14

Information Required of Brokers and Dealers (Form X-17A-5)

Form X-17A-5 Filer Information UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL AUDITED REPORT
Form X-17A-5
Part III

FACING PAGE
Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder
OMB APPROVAL

FORM X-17A-5

OMB Number: 3235-0123

Estimated average burden hours per response: 12.00

X-17A-5: Filer Information

Filer CIK
0000015168
Filer CCC
XXXXXXXX
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a Return Copy?
Is this an electronic copy of an official filing submitted in paper format?
Confirming Copy File Number

Submission Contact Information

Name
Phone
E-Mail Address
Notify via Filing Website only?

X-17A-5: Submission Information

Report for the Period Beginning
06-01-2025
and Ending
05-31-2026
Type of Registrant Broker-dealer
OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No

X-17A-5: A. Registrant Identification

Name of Broker-dealer
BUELL SECURITIES CORP.

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1
200 GLASTONBURY BOULEVARD
Address 2
SUITE 102
City
GLASTONBURY
State/Country
CONNECTICUT
Mailing Zip/ Portal Code
06033

Name and Telephone Number of Person to Contact in Regard to this Report

Name
Vicki Kupec
Telephone Number
860-657-1708

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name
Thomas Faust, CPA LLC d/b/a Thomas Faust CPA
Address 1
174 Coldbrook Court
City
Lafayette
State/Country
INDIANA
Mailing Zip/ Postal Code
47909
Check One Certified Public Accountant
Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, Chris D. Berris, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of BUELL SECURITIES CORP., as of 05-31-2026, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:
Signature
Chris D Berris
Title
CEO/President

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.
Buell Securities Corp. published this content on July 23, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on July 23, 2026 at 16:14 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]