06/05/2026 | Press release | Distributed by Public on 06/05/2026 05:48
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Delaware
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3845
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68-0533453
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(State or other jurisdiction of incorporation or organization)
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(Primary Standard Industrial Classification Code Number)
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(I.R.S. Employer Identification No.)
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Phillip D. Torrence, Esq.
Jessica M. Herron, Esq.
N. Danny Shulman, Esq.
Michael J. Rosenberg, Esq.
Honigman LLP
650 Trade Centre Way, Suite 200
Kalamazoo, Michigan 49002
Tel: (269) 337-7700
Fax: (269) 337-7703
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Neil Ayotte
Senior Vice President, General Counsel, Secretary
and Chief Compliance Officer
Nuwellis, Inc.
12988 Valley View Road
Eden Prairie, Minnesota 55344
Tel: (952) 345-4200
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Michael F. Nertney, Esq.
Ellenoff Grossman & Schole LLP
1345 Avenue of the Americas
New York, New York 10105
Tel: (212) 370-1300
Fax: (212) 401-4741
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Large accelerated filer ☐
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Accelerated filer ☐
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Non-accelerated filer ☒
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Smaller reporting company ☒
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Emerging growth company ☐
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Item 16.
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Exhibits and Financial Statement Schedules.
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Exhibit Number
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Description
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Opinion of Honigman LLP.
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23.1*
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Consent of Independent Registered Public Accounting Firm.
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Consent of Honigman LLP (included in Exhibit 5.1).
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Power of Attorney (incorporated by reference to Exhibit 24.1 to the Form S-1 Registration Statement (Registration No. 333-296198), filed by Nuwellis, Inc. on May 22, 2026).
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107*
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Filing Fee Table
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*
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Filed herewith.
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**
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Previously filed.
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NUWELLIS, INC.
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By:
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/s/ JOHN L. ERB
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John L. Erb
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President, Chief Executive Officer, Director
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Signature
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Title
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Date
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/s/ John L. Erb
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President, Chief Executive Officer
Chairman of the Board
(principal executive officer)
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June 5, 2026
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John L. Erb
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/s/ Carisa Schultz
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Chief Financial Officer
(principal financial and accounting officer)
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June 5, 2026
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Carisa Schultz
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Director
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June 5, 2026
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Martin J. Emerson
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*
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Director
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June 5, 2026
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Archelle Georgiou, M.D.
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*
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Director
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June 5, 2026
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Gregory Waller
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*
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Director
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June 5, 2026
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David McDonald
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By:
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/s/ John L. Erb
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John L. Erb
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Attorney-in-fact
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