06/30/2026 | Press release | Distributed by Public on 06/30/2026 14:15
|
FORM 4
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|
|||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
|
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| 2025 Employee Share Option (right to buy) | $2.45(1) | 06/29/2026 | A | 725,140(1) | (2) | 06/29/2036 | Ordinary Shares(3) | 725,140(1) | $ 0 | 725,140(1) | D | ||||
| 2025 Employee Share Option (right to buy) | $2.45(1) | 06/29/2026 | A | 1,087,720(1) | (4) | 06/29/2036 | Ordinary Shares(3) | 1,087,720(1) | $ 0 | 1,087,720(1) | D | ||||
| 2025 Employee Share Option (right to buy) | $2.45(1) | 06/29/2026 | A | 1,087,720(1) | (5) | 06/29/2036 | Ordinary Shares(3) | 1,087,720(1) | $ 0 | 1,087,720(1) | D | ||||
| Restricted Share Units | (6) | 06/29/2026 | A | 1,010,100(1) | (7) | (7) | Ordinary Shares(3) | 1,010,100(1) | $ 0 | 1,010,100(1) | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
|
Fu Wei C/O NOVABRIDGE BIOSCIENCES 2440 RESEARCH BOULEVARD, SUITE 400 ROCKVILLE, MD 20850 |
X | |||
| /s/ Kyler Lei as attorney-in-fact | 06/30/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Number of underlying securities and exercise price expressed in terms of American Depositary Shares ("ADS"). |
| (2) | The option vests, if at all, in eight equal quarterly installments following the date on which the 30-trading-day weighted average price of the Issuer's ADS (based on trading days only) is at or above US$8.00. |
| (3) | The Ordinary Shares may be represented by ADSs. Each 10 ADSs represent 23 Ordinary Shares of the Issuer. |
| (4) | The option vests, if at all, in eight equal quarterly installments following the date on which the 30-trading-day weighted average price of the Issuer's ADS (based on trading days only) is at or above US$12.00. |
| (5) | The option vests, if at all, in eight equal quarterly installments following the date on which the 30-trading-day weighted average price of the Issuer's ADS (based on trading days only) is at or above US$16.00. |
| (6) | Each restricted stock unit ("RSU") represents a contingent right to receive one ADS. |
| (7) | The RSUs vest over two years in equal annual installments on June 29, 2027 and June 29, 2028. |