Fluence Energy Inc.

11/26/2025 | Press release | Distributed by Public on 11/26/2025 15:06

Initial Statement of Beneficial Ownership (Form 3)

FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden hours per response... 0.5
(Print or Type Responses)
1. Name and Address of Reporting Person *
Mathis Vincent
2. Date of Event Requiring Statement (Month/Day/Year)
11/24/2025
3. Issuer Name and Ticker or Trading Symbol
Fluence Energy, Inc. [FLNC]
(Last) (First) (Middle)
C/O FLUENCE ENERGY, INC., 4601 FAIRFAX DRIVE, SUITE 600
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
See Remarks
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)
ARLINGTON, VA 22203
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Class A Common Stock 24,780 D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (2) (2) Class A Common Stock 44,804 (1) D
Restricted Stock Unit (3) (3) Class A Common Stock 248,912 (1) D
Non-qualified stock option (right-to-buy) (4) 12/18/2034 Class A Common Stock 39,692 $16.07 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Mathis Vincent
C/O FLUENCE ENERGY, INC.
4601 FAIRFAX DRIVE, SUITE 600
ARLINGTON, VA 22203
See Remarks

Signatures

/s/ Christian Yungwirth as Attorney-in-Fact for Vincent Mathis 11/26/2025
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.
(2) The reporting person was granted 44,804 RSUs on December 18, 2024. The vesting schedule is as follows: 1/3 of the total RSUs will vest on on December 18, 2025, 1/3 of the total RSUs will vest on December 18, 2026, and 1/3 of the total RSUs will vest on December 18, 2027, subject to continued service through such vesting date. The RSUs have no expiration date.
(3) The reporting person was granted 248,912 RSUs on December 18, 2024. The vesting schedule is as follows: 1/2 of the total RSUs will vest on December 18, 2025 and 1/2 of the total RSUs will vest on December 18, 2026, subject to continued service through such vesting date. The RSUs have no expiration date.
(4) The reporting person was granted 39,692 non-qualified stock options ("Options") on December 18, 2024. The vesting schedule is as follows: 1/3 of the total Options will vest on December 18, 2025, 1/3 of the total Options will vest on December 18, 2026, and 1/3 of the total Options will vest on December 18, 2027, subject to continued service through such vesting date.

Remarks:
SVP & Chief Legal and Compliance Officer and Secretary.
Exhibit 24 - Power of Attorney
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Fluence Energy Inc. published this content on November 26, 2025, and is solely responsible for the information contained herein. Distributed via EDGAR on November 26, 2025 at 21:06 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]