04/02/2026 | Press release | Distributed by Public on 04/02/2026 15:31
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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NORDHOLM BRADFORD T C/O FARMER MAC 2100 PENNSYLVANIA AVE., NW, SUITE 450N WASHINGTON, DC 20037 |
Chief Executive Officer | |||
| Geraldine I. Hayhurst, as attorney-in-fact for Bradford T. Nordholm | 04/02/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | On March 31, 2026, (i) 1,449 restricted stock units vested as the third installment of the time-based award granted in March 2023, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 700 shares to satisfy withholding requirements, (ii) 4,348 performance-based restricted stock units vested that were granted in March 2023 (2,174 target units vesting at a 200% performance factor), for which Farmer Mac retained 2,101 shares to satisfy withholding requirements, (iii) 1,305 restricted stock units vested as the second installment of the time-based award granted in March 2024, for which Farmer Mac retained 631 shares to satisfy withholding requirements, and (iv) 1,313 restricted stock units vested as the first installment of the time-based award granted in March 2025, for which Farmer Mac retained 635 shares to satisfy withholding requirements. |
| (2) | On March 31, 2026, 24,600 performance-based restricted stock units vested that were granted in March 2023 (15,00 target units vesting at a 164% performance factor), for which Farmer Mac retained 11,882 shares to satisfy withholding requirements. |
| (3) | In accordance with a policy adopted by the Human Capital and Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date. |
| (4) | Includes 16,694 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. The total amount of securities beneficially owned has been adjusted since the Reporting Person's last filing to reflect (i) 2,174 more shares that vested on March 31, 2026, as a result of applying a 200% performance factor to 2,174 target restricted stock units granted in March 2023 and (ii) 9,600 more shares that vested on March 31, 2026, as a result of applying a 164% performance factor to 15,000 target restricted stock units granted in March 2023. |