04/28/2026 | Press release | Distributed by Public on 04/28/2026 15:07
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Delaware
(State or other jurisdiction of
incorporation or organization) |
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94-3316839
(I.R.S. Employer
Identification Number) |
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Large accelerated filer
☒
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Accelerated filer
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Non-accelerated filer
☐
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Smaller reporting company
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Emerging growth company
☐
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Page
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ABOUT THIS PROSPECTUS
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| | | | 1 | | |
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PROSPECTUS SUMMARY
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| | | | 3 | | |
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RISK FACTORS
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| | | | 5 | | |
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DISCLOSURE REGARDING FORWARD-LOOKING STATEMENTS
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| | | | 6 | | |
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USE OF PROCEEDS
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| | | | 8 | | |
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DESCRIPTION OF CAPITAL STOCK
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| | | | 9 | | |
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DESCRIPTION OF DEBT SECURITIES
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| | | | 14 | | |
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DESCRIPTION OF WARRANTS
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| | | | 21 | | |
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DESCRIPTION OF SUBSCRIPTION RIGHTS
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| | | | 23 | | |
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DESCRIPTION OF UNITS
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| | | | 24 | | |
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PLAN OF DISTRIBUTION
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| | | | 25 | | |
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LEGAL MATTERS
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| | | | 28 | | |
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EXPERTS
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| | | | 29 | | |
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WHERE YOU CAN FIND MORE INFORMATION
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| | | | 30 | | |
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IMPORTANT INFORMATION INCORPORATED BY REFERENCE
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| | | | 31 | | |
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SEC registration fee
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| | | $ | (1) | | |
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Transfer agent's fees and expenses
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| | | $ | (2) | | |
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Legal fees and expenses
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| | | $ | (2) | | |
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Accounting fees and expenses
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| | | $ | (2) | | |
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Trustee fees and expenses
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| | | $ | (2) | | |
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Printing fees and expenses
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| | | $ | (2) | | |
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Miscellaneous fees and expenses
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| | | $ | (2) | | |
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Total
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| | | $ | (2) | | |
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Incorporated by Reference
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Exhibit
Number |
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Exhibit Description
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Form
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File No.
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Filing Date
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Exhibit
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Filed
Here-with |
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| | 1.1* | | | Form of Underwriting Agreement. | | | | | | | | | | | | | | | | |
| | 3.1 | | | | |
10-Q
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001-36536
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8/28/2014
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3.1
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| | 3.2 | | | | |
8-K
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001-36536
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6/21/2021
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3.1
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| | 3.3 | | | | |
8-K
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001-36536
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6/20/2023
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3.1
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| | 3.4 | | | | |
8-K
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001-36536
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12/15/2025
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3.1
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| | 4.1 | | | | |
10-K
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001-36536
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3/31/2015
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4.1
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| | 4.2 | | |
Form of Indenture.
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X
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| | 4.3 | | |
Form of Debt Security.
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X
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| | 4.4* | | | Form of Warrant. | | | | | | | | | | | | | | | | |
| | 4.5* | | | Form of Warrant Agreement. | | | | | | | | | | | | | | | | |
| | 4.6* | | | Form of Certificate of Designations of Preferred Stock. | | | | | | | | | | | | | | | | |
| | 4.7* | | | Form of Preferred Stock Certificate. | | | | | | | | | | | | | | | | |
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Incorporated by Reference
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Exhibit
Number |
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Exhibit Description
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Form
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File No.
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Filing Date
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Exhibit
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Filed
Here-with |
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| | 4.8* | | | Form of Subscription Rights Certificate. | | | | | | | | | | | | | | | | |
| | 4.9* | | | Form of Subscription Rights Agreement. | | | | | | | | | | | | | | | | |
| | 4.10* | | | Form of Unit. | | | | | | | | | | | | | | | | |
| | 4.11* | | | Form of Unit Agreement. | | | | | | | | | | | | | | | | |
| | 4.12* | | | Form of Rights Agreement. | | | | | | | | | | | | | | | | |
| | 5.1 | | |
Opinion of Fenwick & West LLP.
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X
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| | 23.1 | | |
Consent of Deloitte & Touche LLP, Independent Registered Public Accounting Firm.
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X
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| | 23.2 | | |
Consent of Fenwick & West LLP (included in Exhibit 5.1).
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X
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| | 24.1 | | |
Power of Attorney (included on the signature page to this Registration Statement).
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X
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| | 25.1** | | | Form T-1 Statement of Eligibility of Trustee for Senior Indenture under the Trust Indenture Act of 1939. | | | | | | | | | | | | | | | | |
| | 25.2** | | | Form T-1 Statement of Eligibility for Subordinated Indenture under the Trust Indenture Act of 1939. | | | | | | | | | | | | | | | | |
| | 107 | | |
Filing Fee Table
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X
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| | By: | | |
/s/ John W. Hanna
John W. Hanna
President and Chief Executive Officer |
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Signature
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Title
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Date
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/s/ John W. Hanna
John W. Hanna
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President, Chief Executive Officer and Director
(Principal Executive Officer) |
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April 28, 2026
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/s/ Keith Kennedy
Keith Kennedy
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Chief Operating Officer and Chief Financial Officer
(Principal Financial and Accounting Officer) |
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April 28, 2026
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/s/ George W. Bickerstaff, III
George W. Bickerstaff, III
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Director
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April 28, 2026
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/s/ Fred E. Cohen, M.D.
Fred E. Cohen, M.D.
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Director
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April 28, 2026
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/s/ Christine M. Cournoyer
Christine M. Cournoyer
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Director
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April 28, 2026
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/s/ Michael D. Goldberg
Michael D. Goldberg
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Director
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April 28, 2026
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/s/ Suresh Gunasekaran
Suresh Gunasekaran
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Director
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April 28, 2026
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/s/ Peter Maag, Ph.D.
Peter Maag, Ph.D.
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Director
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April 28, 2026
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/s/ Bryan Riggsbee
Bryan Riggsbee
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Director
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April 28, 2026
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/s/ Arthur Torres
Arthur Torres
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Director
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April 28, 2026
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/s/ Hannah Valantine
Hannah Valantine
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Director
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April 28, 2026
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