11/03/2026 | Press release | Distributed by Public on 11/03/2026 18:08
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Unit (RSU) | $ 0 (1) | 10/30/2026 | M | 7,811 | (2) | (2) | Common Stock | 7,811 | $ 0 (1) | 35,938(3) | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Kalbfleisch Kurt L. C/O DARKHORSE TECHNOLOGIES INC. 2810 N CHURCH ST, STE 90696 WILMINGTON, DE 19802 |
X | Chief Financial Officer | ||
| By: Denise Garrett For: Kurt Kalbfleisch | 11/03/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Each RSU represents a contingent right to receive one share of DarkHorse Technologies Inc. common stock. |
| (2) | The RSUs reported under Column 5 vested on September 30, 2026; however, the shares underlying the vested RSUs were not settled and delivered to the Reporting Person until October 30, 2026. |
| (3) | The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 7,813 outstanding shares which vest on December 31, 2026 and (ii) 28,125 outstanding shares of which 9,375 shares vest quarterly from December 1, 2026 until June 1, 2027. |