08/28/2026 | Press release | Distributed by Public on 08/28/2026 12:21
Filed with the Securities and Exchange Commission on August 28, 2026
Securities Act File No. 333-293278
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-14
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Pre-Effective Amendment No.
Post-Effective Amendment No. 2
HORIZON FUNDS
(Exact Name of Registrant as Specified in Charter)
6210 Ardrey Kell Road, Suite 300
Charlotte, North Carolina 28277
(Address of Principal Executive Offices)
(704) 544-2399
(Registrant's Area Code and Telephone Number)
Matthew S. Chambers
Horizon Funds
6210 Ardrey Kell Road, Suite 300
Charlotte, North Carolina 28277
(Name and Address of Agent for Service)
With Copies To:
Jeffrey T. Skinner, Esq.
Kilpatrick Townsend & Stockton LLP
1001 West Fourth Street
Winston-Salem, North Carolina 27101
EXPLANATORY NOTE: This Post-Effective Amendment No. 2 to Horizon Funds (the "Registrant") Registration Statement on Form N-14 hereby incorporates Part A and Part B from the Registrant's Registration Statement on Form N-14 filed on March 13, 2026. This Post-Effective Amendment No. 2 is being filed for purposes of adding the final tax opinion as to Anfield Universal Fixed Income Fund as an exhibit to Part C of the Registration Statement.
PART C
OTHER INFORMATION
ITEM 15: INDEMNIFICATION
Reference is made to Article VII, Sections 2 and 3 of the Registrant's Declaration of Trust with respect to the Registrant. The general effect of this provision is to indemnify the Trustees, officers, employees and other agents of the Trust who are parties pursuant to any proceeding by reason of their actions performed in their scope of service on behalf of the Trust.
Pursuant to Rule 484 under the Securities Act of 1933, as amended (the "Securities Act"), the Registrant furnishes the following undertaking: "Insofar as indemnification for liability arising under the Securities Act of 1933 may be permitted to trustees, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that, in the opinion of the Securities and Exchange Commission, such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a trustee, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such trustee, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue.
ITEM 16: EXHIBITS
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(1) |
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(3) |
Voting Trust Agreements - Not Applicable. |
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(4) |
Form of Agreement and Plan of Reorganization is filed as Appendix A to the Proxy Statement and Prospectus set forth in Part A of this Registration Statement on Form N-14. |
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(5) |
Provisions of instruments defining the rights of holders of the securities by registered are contained in the Registrant's Certificate of Trust, Declaration of Trust and By-Laws. |
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(6) |
Investment Advisory Contracts |
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(7) |
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(8) |
Not Applicable |
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(9) |
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(13) |
Other Material Contracts - Not Applicable |
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(14) |
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(15) |
Omitted Financial Statements - Not Applicable. |
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(16) |
Powers of Attorney was previously filed with the Registrant's Registration Statement on Form N-14 (File No. 33-293278) on February 6, 2026, and is incorporated by reference. |
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(17) |
ITEM 17: UNDERTAKINGS
1. The undersigned registrant agrees that prior to any public reoffering of the securities registered through the use of a prospectus which is a part of the registration statement by any person or party who is deemed to be an underwriter within the meaning of Rule 145(c) of the Securities Act, the reoffering prospectus will contain the information called for by the applicable registration form for reofferings by persons who may be deemed underwriters, in addition to the information called for by the other items of the applicable form.
2. The undersigned registrant agrees that every prospectus that is filed under paragraph (1) above will be filed as a part of an amendment to the registration statement and will not be used until the amendment is effective, and that, in determining any liability under the Securities Act, each post-effective amendment shall be deemed to be a new registration statement for the securities offered therein, and the offering of the securities at that time shall be deemed to be the initial bona fide offering of them.
3. The undersigned registrant undertakes to file an opinion of counsel supporting the tax consequences to shareholders discussed in the combined proxy statement and prospectus in a post-effective amendment to this registration statement.
SIGNATURES
As required by the Securities Act of 1933, this registration statement has been signed on behalf of the Registrant, duly authorized, in the City of Charlotte, State of North Carolina, on the 28th day of August 2026.
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Horizon Funds |
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By: |
/s/ John Drahzal |
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John Drahzal |
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President |
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As required by the Securities Act of 1933, this registration statement has been signed on the 28th day of August 2026 by the following persons in the capacities set forth below.
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Signature |
Title |
Date |
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/s/ John Drahzal |
President and Trustee |
August 28, 2026 |
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John Drahzal |
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John W. Davidson* |
Trustee |
August 28, 2026 |
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John W. Davidson |
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Todd W. Gaylord* |
Trustee |
August 28, 2026 |
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Todd W. Gaylord |
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Thomas W. Okel* |
Trustee |
August 28, 2026 |
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Thomas W. Okel |
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/s/ Steve Terry |
Treasurer |
August 28, 2026 |
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Steve Terry |
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*By |
/s/ Matthew Chambers |
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Matthew Chambers |
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* |
As Attorney-in-Fact pursuant to Powers of Attorney |
Exhibit Index