06/30/2026 | Press release | Distributed by Public on 06/30/2026 17:16
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Units | (1) | 06/26/2026 | A | 1,663(1) | (2) | (2) | Common Stock | 1,663 | (1) | 1,663 | D | ||||
| Restricted Stock Units | (1) | 06/26/2026 | A | 1,567(1) | (2) | (2) | Common Stock | 1,567 | (1) | 1,567 | D | ||||
| Restricted Stock Units | (1) | 06/26/2026 | A | 3,134(1) | (2) | (2) | Common Stock | 3,134 | (1) | 3,134 | D | ||||
| Restricted Stock Units | (3) | 06/26/2026 | A | 5,640 | (4) | (4) | Common Stock | 5,640 | $ 0 | 5,640 | D | ||||
| Restricted Stock Units | (3) | (5) | (5) | Common Stock | 4,012 | 4,012 | D | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Wang Albert Jen-Wen 777 NORTH BROADWAY LOS ANGELES, CA 90012 |
EVP, Chief Financial Officer | |||
| /s/ Georgia Lo, attorney-in-fact | 06/30/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. |
| (2) | These restricted stock units are scheduled to vest in a single installment on December 31, 2028, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2027 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. |
| (3) | Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. |
| (4) | These restricted stock units are scheduled to vest in 2 annual equal installments beginning June 26, 2027, or earlier in the event of death, disability, retirement, or change in control. |
| (5) | These restricted stock units are scheduled to vest on September 8, 2026, or earlier in the event of death, disability, retirement, or change in control. The restricted stock units were originally granted on December 8, 2025 as part of Reporting Person's new hire award but were inadvertently omitted from the Form 3 filed on March 2, 2026. |