07/17/2026 | Press release | Distributed by Public on 07/17/2026 16:00
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Stock Options (Right to buy) | (2) | 10/03/2032 | Common Shares | 300,000 | $7 | D | |
| Stock Options (Right to buy) | (3) | 11/02/2033 | Common Shares | 78,750 | $29.49 | D | |
| Stock Options (Right to buy) | (4) | 01/02/2034 | Common Shares | 95,250 | $41.93 | D | |
| Stock Options (Right to buy) | (5) | 01/05/2035 | Common Shares | 83,000 | $38.64 | D | |
| Stock Options (Right to buy) | (6) | 02/27/2036 | Common Shares | 175,000 | $11.52 | D | |
| Restricted Share Unit Award | (7) | (8) | Common Shares | 14,000 | (9) | D | |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Volles Warren Karl 215 CHURCH STREET NEW HAVEN, CT 06510 |
Chief Legal Officer | |||
| /s/ George Clark, Attorney-in-Fact | 07/17/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | This balance includes 742 shares, 1,086 shares, 2 shares, and 2,500 shares that were acquired through the Biohaven Employee Share Purchase Plan on May 31, 2024, May 31, 2025, November 30, 2025, and May 31, 2026, respectively. |
| (2) | The shares underlying this option became exercisable on and prior to October 3, 2025. |
| (3) | The shares underlying this option became exercisable as to 59,063 of these shares on and prior to November 2, 2025, with the remainder vesting on November 2, 2026, subject to the Reporting Person's continued service with the Issuer at the vesting date. |
| (4) | The shares underlying this option became exercisable as to 72,188 of these shares on and prior to January 2, 2026, with the remainder vesting on January 2, 2027, subject to the Reporting Person's continued service with the Issuer at the vesting date. |
| (5) | The shares underlying this option became exercisable as to 41,500 of these shares on and prior to January 5, 2026, with the remainder vesting in two equal installments on January 5, 2027, and 2028, subject to the Reporting Person's continued service with the Issuer at each vesting date. |
| (6) | The shares underlying this option became exercisable as to 43,750 of these shares on February 27, 2026, with the remainder vesting in three equal installments on February 27, 2027, 2028, and 2029, subject to the Reporting Person's continued service with the Issuer at each vesting date. |
| (7) | The reporting person was granted 14,000 restricted share units on January 5, 2025, vesting in four equal installments on January 5, 2025, 2026, 2027, and 2028, subject to the Reporting Person's continued service with the Issuer at each vesting date. |
| (8) | Not applicable. |
| (9) | Each restricted share unit represents the contingent right to receive one common share of the Issuer. |
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Remarks: Exhibit List: Exhibit 24: Power of attorney |
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