Stone Ridge Trust
09/11/2025 | Press release | Distributed by Public on 09/11/2025 15:27
New Listing Registration (Form 8-A12B)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Stone Ridge Trust |
||||
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(Exact name of registrant as specified in its charter) |
| Delaware | (see below for EIN of each series) | |
|
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
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One Vanderbilt Avenue, 65th Floor, New York, NY |
10017 |
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| (Address of principal executive offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
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Title of Each Class to be Registered |
Name of Exchange on Which Each Class is to be so Registered |
I.R.S. Employer Identification Number |
||
|
LifeX 2028 Income Bucket ETF |
Cboe BZX Exchange, Inc. |
39-3779536 | ||
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LifeX 2030 Income Bucket ETF |
Cboe BZX Exchange, Inc. |
39-3779641 | ||
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number to which this form relates: 333-184477 (if applicable)
Securities to be registered pursuant to Section 12(g) of the Act: None
Item 1. Description of Registrant's Securities to be Registered.
A description of the shares of beneficial interest, par value $0.001, of LifeX 2028 Income Bucket ETF and LifeX 2030 Income Bucket ETF (collectively, the "Shares") is set forth in Post-Effective Amendment No. 108 to the Registrant's Registration Statement on Form N-1A ("Registration Statement") (Commission File Nos. 333-184477; 811-22761), as filed with the Securities and Exchange Commission ("SEC") on September 11, 2025, which description is incorporated herein by reference. Any amendment or form of supplement to the Registration Statement that is subsequently filed with the SEC that relates to the Shares is hereby also incorporated by reference herein.
Item 2. Exhibits.
| (1) |
Amended and Restated Certificate of Trust of Stone Ridge Trust (the "Registrant"), dated as of October 23, 2015, incorporated by reference to the Registrant's Registration Statement on Form N-1A, as filed with the SEC via EDGAR on September 27, 2016. |
| (2) |
Fifth Amended and Restated Agreement and Declaration of Trust of the Registrant, dated as of July 17, 2024, filed with the Registrant's Registration Statement on Form N-1A with the SEC via EDGAR on August 30, 2024. |
| (3) |
Amended and Restated Bylaws of the Registrant, dated as of October 27, 2020, incorporated by reference to the Registrant's Registration Statement on Form N-1A, as filed with the SEC via EDGAR on December 2, 2020. |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized, as of this 11th day of September, 2025.
(Registrant) Stone Ridge Trust
| By |
/s/ Maura Keselowsky |
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| Maura Keselowsky | ||
| Treasurer and Principal Financial Officer |
Stone Ridge Trust published this content on September 11, 2025, and is solely responsible for the information contained herein. Distributed via SEC EDGAR on September 11, 2025 at 21:27 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]