RBB Bancorp

01/21/2026 | Press release | Distributed by Public on 01/21/2026 18:58

Statement of Changes in Beneficial Ownership (Form 4)

FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB Number: 3235-0287
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Morris David Richard
2. Issuer Name and Ticker or Trading Symbol
RBB Bancorp [RBB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
1055 WILSHIRE BLVD, SUITE 1200
3. Date of Earliest Transaction (Month/Day/Year)
01/16/2026
(Street)
LOS ANGELES, CA 90017
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, No Par Value 01/16/2026 M 2,602 A $21.56 45,650 D
Common Stock, No Par Value 01/16/2026 F 1,015 D $21.56 44,635 D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $ 0 01/16/2026 M 2,602 (2) (1) Common Stock(5) 2,602 $ 0 0 D
Restricted Stock Units $ 0 (3) (1) Common Stock(5) 4,450 4,450 D
Restricted Stock Units $ 0 (4) (1) Common Stock(5) 6,328 6,328 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Morris David Richard
1055 WILSHIRE BLVD
SUITE 1200
LOS ANGELES, CA 90017
X

Signatures

/s/ David Morris 01/21/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) There will be no expiration date once restricted stock units vest.
(2) These restricted stock units vest in three equal installments beginning one year after 01/18/2023 date of grant.
(3) These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant.
(4) These restricted stock units vest in three equal installments beginning one year after 03/20/2024 date of grant.
(5) The Form 4 has been updated to clarify that grants of RSUs will be settled in common stock.

Remarks:
Shares issued for vesting of 1/18/2023 RSU grant and shares disposed in settlement of tax withholding obligations for such RSU vesting.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
RBB Bancorp published this content on January 21, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on January 22, 2026 at 00:58 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]