11/13/2025 | Press release | Distributed by Public on 11/13/2025 15:32
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Option (Right to Buy) | $3.09 | 11/10/2025 | M | 19,744(1) | (2) | 01/15/2026 | Common Stock, par value $.01 | 19,744 | $ 0 | 70,000 | D | ||||
| Restricted Stock Units | $ 0 (3) | (3) | (3) | Common Stock, par value $.01 | 8,334 | 8,334 | D | ||||||||
| Performance Stock Units | $ 0 (4) | (4) | (4) | Common Stock, par value $.01 | 25,000 | 25,000 | D | ||||||||
| Stock Option (Right to Buy) | $4.28 | (5) | 05/17/2030 | Common Stock, par value $.01 | 25,000 | 25,000 | D | ||||||||
| Stock Option (Right to Buy) | $4.28 | (6) | 05/17/2030 | Common Stock, par value $.01 | 25,000 | 25,000 | D | ||||||||
| Stock Option (Right to Buy) | $3.03 | (2) | 02/19/2026 | Common Stock, par value $.01 | 15,000 | 15,000 | D | ||||||||
| Stock Option (Right to Buy) | $4.53 | (2) | 02/19/2029 | Common Stock, par value $.01 | 10,000 | 10,000 | D | ||||||||
| Stock Option (Right to Buy) | $6.03 | (2) | 02/19/2029 | Common Stock, par value $.01 | 10,000 | 10,000 | D | ||||||||
| Stock Option (Right to Buy) | $12.00 | (2) | 02/19/2029 | Common Stock, par value $.01 | 10,000 | 10,000 | D | ||||||||
| Stock Option (Right to Buy) | $12.50 | (2) | 09/13/2027 | Common Stock, par value $.01 | 30,457 | 30,457 | D | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Byrd Roger W. C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER, NY 14650 |
General Counsel, Sec., SVP | |||
| /s/ Roger W. Byrd | 11/13/2025 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Represents the exercise of options expiring on January 15, 2026 and sale of associated shares pursuant to a Rule 10b5-1 Preset Diversification Program adopted by the reporting person on June 16, 2025. |
| (2) | This option is fully vested as of the date of this report. |
| (3) | These restricted stock units, which convert into common stock on a one-for-one basis, will vest on 5/17/2026, except as otherwise provided in the award notice. |
| (4) | These performance stock units, which convert into common stock on a one-for-one basis, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price, except as otherwise provided in the award notice. |
| (5) | Two-thirds of the original grant of this option vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026. |
| (6) | This option will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price, except as otherwise provided in the award notice. |