10/20/2026 | Press release | Distributed by Public on 10/20/2026 14:26
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Units | (1) | 10/17/2026 | M | 4,400 | (4) | (4) | Class A Common Stock | 4,400 | (1) | 42,234 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Narayanadas Vivek C/O OKLO INC. 3190 CORONADO DRIVE SANTA CLARA, CA 95054 |
General Counsel & Secretary | |||
| /s/ Richard Craig Bealmear, Attorney-in-Fact | 10/20/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| (2) | Includes 5,000 shares held in a joint account with the Reporting Person's spouse, previously reported as indirectly owned. |
| (3) | The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction, effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on April 2, 2026, and does not represent a discretionary transaction by the Reporting Person. |
| (4) | On March 25, 2026, the Reporting Person was granted 22,000 RSUs, vesting as to 20% of the underlying shares on October 17, 2026 and continuing to vest thereafter in 48 substantially equal monthly installments. On October 17, 2026 4,400 RSUs vested. |