Diamond Hill Investment Group Inc.

03/10/2026 | Press release | Distributed by Public on 03/10/2026 13:49

Statement of Changes in Beneficial Ownership (Form 4)

FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Thomas L'Quentus
2. Issuer Name and Ticker or Trading Symbol
DIAMOND HILL INVESTMENT GROUP INC [DHIL]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
325 JOHN H MCCONNELL BLVD, SUITE 200
3. Date of Earliest Transaction (Month/Day/Year)
12/08/2023
(Street)
COLUMBUS, OH 43215
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 06/14/2024 P(1) 6.731 A $149.44 2,540.731 D
Common Shares 09/13/2024 P(2) 13.827 A $152.34 2,554.558 D
Common Shares 12/06/2024 P(3) 10.615 A $165.07 2,565.173 D
Common Shares 03/21/2025 P(3) 12.069 A $146.5 2,577.242 D
Common Shares 06/13/2025 P(4) 12.191 A $146.51 2,589.433 D
Common Shares 09/12/2025 P(4) 12.618 A $143 2,602.051 D
Common Shares 03/22/2024 P(5) 6.558 A $151.87 2,608.609 D
Common Shares 12/08/2023 P(5) 5.925 A $166.59 2,614.534 D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Thomas L'Quentus
325 JOHN H MCCONNELL BLVD
SUITE 200
COLUMBUS, OH 43215
X

Signatures

Carlotta D. King by POA 03/10/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Inadvertent purchase of the issuer's common shares through a broker-administered dividend reinvestment plan. The reporting person sold 250 common shares at $161.64 per share on September 23, 2024, which was reported on Form 4 filed on September 24, 2024 (the "2024 Sale"). This purchase and the 2024 Sale were matchable under Section 16(b) of the Securities Exchange Act of 1934, and resulted in a short swing profit of $82.12, which was disgorged in full to the issuer by the reporting person.
(2) Inadvertent purchase of the issuer's common shares through a broker-administered dividend reinvestment plan. This purchase and the 2024 Sale were matchable under Section 16(b) of the Securities Exchange Act of 1934, and resulted in a short swing profit of $128.59, which was disgorged in full to the issuer by the reporting person.
(3) Inadvertent purchase of the issuer's common shares through a broker-administered dividend reinvestment plan. Although this purchase was matchable against the 2024 Sale under Section 16(b) of the Securities Exchange Act of 1934, no profit was realized by the reporting person.
(4) Inadvertent purchase of the issuer's common shares through a broker-administered dividend reinvestment plan. The reporting person sold 250 common shares at $141.10 per share on September 23, 2025, which was reported on Form 4 filed on September 25, 2025 (the "2025 Sale"). Although this purchase was matchable against the 2024 Sale under Section 16(b) of the Securities Exchange Act of 1934, no profit was realized by the reporting person.
(5) Inadvertent purchase of the issuer's common shares through a broker-administered dividend reinvestment plan.

Remarks:
The Amount of Securities Beneficially Owned Following the Reported Transaction (Table I, Column 5) in Mr. Thomas' most recent Form 4 (filed on September 25, 2025) was 2,534 common shares. When reporting delinquent transactions, the tally should be based on (i.e., should reflect adjustments to) the number of shares reported as beneficially owned in the insider's last filed report, and should not attempt to show the number of shares owned as of the date of each transaction being reported late (if different).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Diamond Hill Investment Group Inc. published this content on March 10, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on March 10, 2026 at 19:49 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]