10/28/2026 | Press release | Distributed by Public on 10/28/2026 19:55
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Units | (2) | 10/26/2026 | A | 175,000 | (3) | (3) | Common Stock | 175,000 | $ 0 | 175,000 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Skowron Anna C/O GRIDAI TECHNOLOGIES CORP. 433 PLAZA REAL, SUITE 275 BOCA RATON, FL 33432 |
Interim CFO | |||
| /s/ Anna Skowron | 10/28/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Represents 75,000 restricted stock units granted on October 26, 2026 under the Issuer's 2020 Omnibus Equity Incentive Plan, as amended, pursuant to Amendment No. 4 to the CFO Consulting Agreement between the Issuer and BPC Consulting Ltd., which were vested as of September 1, 2026 and are settled in shares of common stock. |
| (2) | Each restricted stock unit represents a contingent right to receive one share of common stock. |
| (3) | Of the 175,000 unvested restricted stock units, 25,000 vest on each of December 31, 2026, March 31, 2027, June 30, 2027, September 30, 2027 and December 31, 2027, and 50,000 vest upon the Issuer's filing of a Form 8-K/A containing the audited financial statements of an acquired business, in each case subject to continued service. Vesting accelerates in full upon certain changes of control. The restricted stock units have no expiration date. |