Open Lending Corporation

07/31/2026 | Press release | Distributed by Public on 07/31/2026 09:56

Statement of Changes in Beneficial Ownership (Form 4)

FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Bregal Sagemount I, L.P.
2. Issuer Name and Ticker or Trading Symbol
Open Lending Corp [LPRO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
SECOND FLOOR, WINDWARD HOUSE LA, ROUTE DE LA LIBERATION
3. Date of Earliest Transaction (Month/Day/Year)
07/28/2026
(Street)
ST. HELIER, JERSEY, NY JE2 3BQ
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 07/28/2026 U(1) 7,564,566 D $3.15 0 D(2)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Bregal Sagemount I, L.P.
SECOND FLOOR, WINDWARD HOUSE LA
ROUTE DE LA LIBERATION
ST. HELIER, JERSEY JE2 3BQ
X
Bregal Investments, Inc.
200 PARK AVENUE
45TH FLOOR
NEW YORK, NY 10166
X
Bregal Sagemount Management LP
200 PARK AVENUE
45TH FLOOR
NEW YORK, NY 10166
X

Signatures

BREGAL SAGEMOUNT I, L.P., By: Bregal North America General Partner Jersey Limited, its General Partner, By: /s/ Paul Andrew Bradshaw, Paul Andrew Bradshaw, Director 07/30/2026
**Signature of Reporting Person Date
BREGAL SAGEMOUNT I, L.P., By: Bregal North America General Partner Jersey Limited, its General Partner, By: /s/ Elena Dinamling Bubod, Elena Dinamling Bubod, Alternate Director 07/30/2026
**Signature of Reporting Person Date
BREGAL INVESTMENTS, INC., By: /s/ Michelle S. Riley, Michelle S. Riley, Secretary 07/30/2026
**Signature of Reporting Person Date
BREGAL INVESTMENTS, INC., By: /s/ Ronald Fishman, Ronald Fishman, Treasurer 07/30/2026
**Signature of Reporting Person Date
BREGAL SAGEMOUNT MANAGEMENT LP, By: /s/ Michelle S. Riley, Michelle S. Riley, Authorized Signatory 07/30/2026
**Signature of Reporting Person Date
BREGAL SAGEMOUNT MANAGEMENT LP, By: /s/ Byran Cohen, Bryan Cohen, Authorized Signatory 07/30/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) The Reporting Person tendered the shares of common stock in exchange for $3.15 per share in cash in the tender offer (the "Offer") made pursuant to the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"), among the Issuer, ANV Group Holdings Ltd. and Lakers Acquisition Sub, Inc.
(2) Bregal Sagemount I, L.P. ("Bregal Sagemount") is the record holder of the shares reported. Bregal Sagemount Management LP ("Bregal Management") is the advisor of for Bregal Sagemount and Bregal Management is a relying advisor on Bregal Investments, Inc. ("Bregal Investments") which is a registered investment advisor. Each of Bregal Management and Bregal Investments disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purpose.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Open Lending Corporation published this content on July 31, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on July 31, 2026 at 15:57 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]