07/31/2026 | Press release | Distributed by Public on 07/31/2026 09:56
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Bregal Sagemount I, L.P. SECOND FLOOR, WINDWARD HOUSE LA ROUTE DE LA LIBERATION ST. HELIER, JERSEY JE2 3BQ |
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Bregal Investments, Inc. 200 PARK AVENUE 45TH FLOOR NEW YORK, NY 10166 |
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Bregal Sagemount Management LP 200 PARK AVENUE 45TH FLOOR NEW YORK, NY 10166 |
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| BREGAL SAGEMOUNT I, L.P., By: Bregal North America General Partner Jersey Limited, its General Partner, By: /s/ Paul Andrew Bradshaw, Paul Andrew Bradshaw, Director | 07/30/2026 | |
| **Signature of Reporting Person | Date | |
| BREGAL SAGEMOUNT I, L.P., By: Bregal North America General Partner Jersey Limited, its General Partner, By: /s/ Elena Dinamling Bubod, Elena Dinamling Bubod, Alternate Director | 07/30/2026 | |
| **Signature of Reporting Person | Date | |
| BREGAL INVESTMENTS, INC., By: /s/ Michelle S. Riley, Michelle S. Riley, Secretary | 07/30/2026 | |
| **Signature of Reporting Person | Date | |
| BREGAL INVESTMENTS, INC., By: /s/ Ronald Fishman, Ronald Fishman, Treasurer | 07/30/2026 | |
| **Signature of Reporting Person | Date | |
| BREGAL SAGEMOUNT MANAGEMENT LP, By: /s/ Michelle S. Riley, Michelle S. Riley, Authorized Signatory | 07/30/2026 | |
| **Signature of Reporting Person | Date | |
| BREGAL SAGEMOUNT MANAGEMENT LP, By: /s/ Byran Cohen, Bryan Cohen, Authorized Signatory | 07/30/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The Reporting Person tendered the shares of common stock in exchange for $3.15 per share in cash in the tender offer (the "Offer") made pursuant to the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"), among the Issuer, ANV Group Holdings Ltd. and Lakers Acquisition Sub, Inc. |
| (2) | Bregal Sagemount I, L.P. ("Bregal Sagemount") is the record holder of the shares reported. Bregal Sagemount Management LP ("Bregal Management") is the advisor of for Bregal Sagemount and Bregal Management is a relying advisor on Bregal Investments, Inc. ("Bregal Investments") which is a registered investment advisor. Each of Bregal Management and Bregal Investments disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purpose. |