08/28/2026 | Press release | Distributed by Public on 08/28/2026 16:35
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Mayer Walter R 820 GESSNER ROAD SUITE 1100 HOUSTON, TX 77024 |
SVP, General Counsel | |||
| /s/ Walter Mayer | 08/28/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The sales were executed in multiple trades at prices ranging from $1.3000 to $1.3050, inclusive. The price reported reflects the weighted average sale price. |
| (2) | The shares sold were acquired by the Reporting Person upon settlement of restricted stock units (RSU) granted on February 20, 2020 under the Issuer's equity incentive plan, as previously reported on the Reporting Person's Forms 4 filed on June 23, 2026 and July 17, 2026. The RSU grant and issuance of the shares upon settlement of the RSUs was approved by the Board of Directors and was exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3. None of the reported securities were acquired through a market purchase. |