Proxy Results (Form 8-K)

Special Meeting Results

On March 13, 2026, Horizon Technology Finance Corporation (the "Company") held a special meeting of stockholders (the "Special Meeting"). At the Special Meeting, the Company's stockholders approved two proposals as set forth below. The proposals are described in detail in the Company's definitive proxy statement/prospectus for the Special Meeting, as filed with the Securities and Exchange Commission on January 20, 2026 (the "Proxy Statement"). As of January 15, 2026, the record date for the Special Meeting, 46,316,648 shares of the Company's common stock were outstanding and eligible to vote. There were no broker non-votes at the Special Meeting.

Proposal 1: The Company's stockholders approved the issuance of shares of the Company's common stock, par value $0.001 per share, pursuant to the Merger Agreement, as defined in the Proxy Statement. The final voting results from the Special Meeting on this proposal were as follows:

Proposal 2: The Company's stockholders elected one Class I director of the Company, who will serve until the Company's 2026 annual meeting of stockholders or until his successor is duly elected and qualified; provided, however, that such appointment is contingent upon the closing of the Merger (as defined in the Proxy Statement). The final voting results from the Special Meeting on this proposal were as follows: