03/27/2026 | Press release | Distributed by Public on 03/27/2026 18:42
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Gen IV Investment Opportunities, LLC 250 W 55TH STREET 31ST FLOOR NEW YORK, NY 10019 |
X | X | ||
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LSP Generation IV, LLC 250 W 55TH STREET 31ST FLOOR NEW YORK, NY 10022 |
X | X | ||
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LSP Investment Advisors, LLC 250 W 55TH STREET 31ST FLOOR NEW YORK, NY 10019 |
X | X | ||
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Segal Paul 250 W 55TH STREET 31ST FLOOR NEW YORK, NY 10019 |
X | X | ||
| Gen IV Investment Opportunities, LLC By: /s/ Jeffrey Wade Name: Jeffrey Wade Title: Chief Compliance Officer | 03/27/2026 | |
| **Signature of Reporting Person | Date | |
| LSP Generation IV, LLC By: /s/ Jeffrey Wade Name: Jeffrey Wade Title: Chief Compliance Officer | 03/27/2026 | |
| **Signature of Reporting Person | Date | |
| LSP Investment Advisors, LLC By: /s/ Jeffrey Wade Name: Jeffrey Wade Title: Chief Compliance Officer and Associate General Counsel | 03/27/2026 | |
| **Signature of Reporting Person | Date | |
| By: /s/ Paul Segal Name: Paul Segal Title: President Gen IV Investment Opportunities, LLC | 03/27/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | This Form 4 is jointly filed by Gen IV Investment Opportunities, LLC ("Gen IV"), a Delaware limited liability company, LSP Generation IV, LLC ("LSP Gen IV"), a Delaware limited liability company, LSP Investment Advisors, LLC ("LSP Advisors"), a Delaware limited liability company, and Paul Segal, President of Gen IV. LSP Gen IV, as the managing member of Gen IV, has the power to direct the affairs of Gen IV, including voting and disposing of the shares. LSP Advisors, as the investment manager of Gen IV, also has the power to direct the voting and disposition of the shares held by Gen IV. Mr. Segal as President of Gen IV, also has the power to direct the voting and disposition of the shares Held by Gen IV. For Section 16 purposes, LSP Gen IV, LSP Advisors, and Mr. Segal, disclaim beneficial ownership over the shares reported herein, except to the extent of their pecuniary interest therein. |