SunCoke Energy Inc.

10/06/2026 | Press release | Distributed by Public on 10/06/2026 12:40

Initial Statement of Beneficial Ownership (Form 3)

FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
OSTERHOLM RYAN DAVID
2. Date of Event Requiring Statement (Month/Day/Year)
10/06/2026
3. Issuer Name and Ticker or Trading Symbol
SunCoke Energy, Inc. [SXC]
(Last) (First) (Middle)
1011 WARRENVILLE RD STE 600
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
SVP Com Ops and Bus Dev
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)
LISLE, IL 60532
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 1,365 D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
RSUs (02.22.2024)(1) (2) (2) Common Stock 3,131 $0 D
RSUs (02.21.2025)(1) (2) (2) Common Stock 6,984 $0 D
RSUs (02.19.2026)(1) (2) (2) Common Stock 16,311 $0 D
Stock Options(3) 02/15/2018 02/15/2027 Common Stock 903 $9.85 D
Stock Options(3) 02/14/2019 02/14/2028 Common Stock 2,412 $10.49 D
Stock Options(3) 02/13/2020 02/13/2029 Common Stock 5,098 $9.87 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
OSTERHOLM RYAN DAVID
1011 WARRENVILLE RD STE 600
LISLE, IL 60532
SVP Com Ops and Bus Dev

Signatures

/s/ John J. DiRocco, Jr. - Attorney-in-Fact 10/06/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest and are to be settled in cash in three equal annual installments on the first, second and third anniversaries of the grant date.
(2) Not applicable.
(3) Grant of non-qualified stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These stock options were vested on the first anniversary of the grant date and are exercisable during a term expiring ten years from the date of the grant.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
SunCoke Energy Inc. published this content on October 06, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on October 06, 2026 at 18:40 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]