10/06/2026 | Press release | Distributed by Public on 10/06/2026 12:40
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| RSUs (02.22.2024)(1) | (2) | (2) | Common Stock | 3,131 | $0 | D | |
| RSUs (02.21.2025)(1) | (2) | (2) | Common Stock | 6,984 | $0 | D | |
| RSUs (02.19.2026)(1) | (2) | (2) | Common Stock | 16,311 | $0 | D | |
| Stock Options(3) | 02/15/2018 | 02/15/2027 | Common Stock | 903 | $9.85 | D | |
| Stock Options(3) | 02/14/2019 | 02/14/2028 | Common Stock | 2,412 | $10.49 | D | |
| Stock Options(3) | 02/13/2020 | 02/13/2029 | Common Stock | 5,098 | $9.87 | D | |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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OSTERHOLM RYAN DAVID 1011 WARRENVILLE RD STE 600 LISLE, IL 60532 |
SVP Com Ops and Bus Dev | |||
| /s/ John J. DiRocco, Jr. - Attorney-in-Fact | 10/06/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest and are to be settled in cash in three equal annual installments on the first, second and third anniversaries of the grant date. |
| (2) | Not applicable. |
| (3) | Grant of non-qualified stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These stock options were vested on the first anniversary of the grant date and are exercisable during a term expiring ten years from the date of the grant. |