09/05/2025 | Press release | Distributed by Public on 09/05/2025 10:29
As filed with the Securities and Exchange Commission on September 5, 2025
Registration Nos. 33-22884
811-05577
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | ☒ | |
Pre-Effective Amendment No. | ☐ | |
Post-Effective Amendment No. 126 | ☒ |
and
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | ☒ |
Amendment No. 128
The Glenmede Fund, Inc.
(Exact Name of Registrant as Specified in Charter)
One Congress Street, Suite 1
Boston, MA 02114
(Address of Principal Executive Offices)
Registrant's Telephone Number:
1-800-442-8299
Joshua M. Lindauer, Esq.
Secretary
Faegre Drinker Biddle & Reath LLP
1177 Avenue of the Americas
41st Floor New York, New York 10036
(Name and Address of Agent for Service)
It is proposed that this filing will become effective (check appropriate box)
☐ | immediately upon filing pursuant to paragraph (b) |
☐ | on _________ pursuant to paragraph (b) |
☒ | 60 days after filing pursuant to paragraph (a)(i) |
☐ | on __________ pursuant to paragraph (a)(i) |
☐ | 75 days after filing pursuant to paragraph (a)(ii) |
☐ | on ____________ pursuant to paragraph (a)(ii) of rule 485. |
If appropriate, check the following box:
☐ | this post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
|
1
|
|
|
|
|
|
|
|
|
SUMMARY SECTION
|
|
|
3
|
|
|
ADDITIONAL INFORMATION ABOUT INVESTMENTS
|
|
|
13
|
|
|
PRICE OF PORTFOLIO SHARES
|
|
|
19
|
|
|
ADDITIONAL INFORMATION ON THE PURCHASE AND REDEMPTION OF SHARES
|
|
|
20
|
|
|
DIVIDENDS AND DISTRIBUTIONS
|
|
|
22
|
|
|
ADDITIONAL INFORMATION ABOUT TAXES
|
|
|
22
|
|
|
ADDITIONAL INFORMATION ABOUT MANAGEMENT OF THE PORTFOLIO
|
|
|
24
|
|
|
GENERAL INFORMATION
|
|
|
25
|
|
|
FINANCIAL HIGHLIGHTS
|
|
|
26
|
|
|
|
|
|
|
|
|
2
|
|
TABLE OF CONTENTS
|
|
|
|
|
|
Advisor
Shares
|
|
Annual Portfolio Operating Expenses
(expenses that you pay each year as a percentage of the value of your investment)
|
|
|
|
Management Fees
|
|
|
0.55%
|
Other Expenses
(includes 0.20% shareholder servicing fees payable to Glenmede Trust)
|
|
|
0.70%
|
Total Annual Portfolio Operating Expenses
|
|
|
1.25%
|
Fee Waivers and Expense Reimbursements1
|
|
|
0.40%
|
Net Expenses
|
|
|
0.85%
|
|
|
|
|
1
|
Glenmede Investment Management LP (the "Advisor") has contractually agreed to waive its fees and/or reimburse expenses to the extent that the Portfolio's annual total operating expenses exceed 0.85% of the Portfolio's Advisor Shares' average daily net assets (excluding Acquired Fund fees and expenses, brokerage commissions, extraordinary items, interest and taxes). The Advisor has contractually agreed to these waivers and/or reimbursements until at least [•] and may discontinue this arrangement at any time thereafter. This contractual fee waiver agreement may not be terminated before [•] without the approval of The Glenmede Fund, Inc.'s (the "Fund") Board of Directors (the "Board").
|
|
|
|
|
|
|
|
|
|
|
1 Year
|
|
|
3 Years
|
|
|
5 Years
|
|
|
10 Years
|
$87
|
|
|
$357
|
|
|
$648
|
|
|
$1,476
|
|
|
|
|
|
|
|
|
|
|
|
3
|
|
TABLE OF CONTENTS
|
4
|
|
TABLE OF CONTENTS
•
|
Energy Sector Risk: Companies engaged in the transportation, storage, processing, refining, marketing, exploration, production, and mining of minerals and natural resources are subject to many risks that can negatively impact the revenues and viability of companies in this sector. These risks include, but are not limited to, commodity price volatility risk, supply and demand risk, reserve and depletion risk, operations risk, regulatory risk, environmental risk, terrorism risk and the risk of natural disasters. For example, the price of energy securities may fluctuate due to real and perceived inflationary trends and the (often rapid) changes in supply of, or demand for, various natural resources; both domestic.
|
•
|
Renewable Energy Sector Risk: Securities of companies in the renewable energy sector are subject to swift price and supply fluctuations caused by events relating to international events, taxes and other governmental regulatory policies. Weak demand for renewable energy products and services in general may adversely affect companies in this sector. Obsolescence of existing technology, short product cycles, falling prices, competition from new market entrants and general economic conditions can significantly affect the renewable energy sector. To the extent the Portfolio focuses its investments in the renewable energy sector, the Portfolio will be more susceptible to the risks, events and other factors affecting companies in this sector.
|
|
5
|
|
TABLE OF CONTENTS
|
6
|
|
TABLE OF CONTENTS
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Past 1
Year
|
|
|
Past 5
Years
|
|
|
Since
Inception
(December 22,
2015)
|
|
|
|
Return Before Taxes - Advisor Shares
|
|
|
11.69%
|
|
|
8.90%
|
|
|
10.94%
|
|
|
Return After Taxes on Distributions
|
|
|
8.55%
|
|
|
6.92%
|
|
|
9.59%
|
|
|
Return After Taxes on Distributions and Sale of Fund Shares1
|
|
|
9.27%
|
|
|
6.88%
|
|
|
8.85%
|
|
|
Russell 1000® Index (reflects no deduction for fees, expenses or taxes)
|
|
|
24.51%
|
|
|
14.28%
|
|
|
14.28%
|
|
|
Morningstar Large Blend Average2
|
|
|
14.28%
|
|
|
9.20%
|
|
|
10.01%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
|
In certain cases, the Return After Taxes on Distribution and Sale of Fund Shares for a period may be higher than other return figures for the same period. This will occur when a capital loss is realized upon the sale of fund shares and provides an assumed tax benefit that increases the return.
|
2
|
The Morningstar Large Blend Average is provided so that investors may compare the performance of the Portfolio with the performance of a peer group of funds that Morningstar, Inc. considers similar to the Portfolio.
|
|
7
|
|
TABLE OF CONTENTS
|
|
|
|
|
|
Institutional
Shares
|
|
Annual Portfolio Operating Expenses
(expenses that you pay each year as a percentage of the value of your investment)
|
|
|
|
Management Fees
|
|
|
0.55%
|
Other Expenses
|
|
|
0.50%
|
Total Annual Portfolio Operating Expenses
|
|
|
1.05%
|
Fee Waivers and Expense Reimbursements1
|
|
|
0.40%
|
Net Expenses
|
|
|
0.65%
|
|
|
|
|
1
|
Glenmede Investment Management LP (the "Advisor") has contractually agreed to waive its fees and/or reimburse expenses to the extent that the Portfolio's annual total operating expenses exceed 0.65% of the Portfolio's Institutional Shares' average daily net assets (excluding Acquired Fund fees and expenses, brokerage commissions, extraordinary items, interest and taxes). The Advisor has contractually agreed to these waivers and/or reimbursements until at least [•] and may discontinue this arrangement at any time thereafter. This contractual fee waiver agreement may not be terminated before [•] without the approval of The Glenmede Fund, Inc.'s (the "Fund") Board of Directors (the "Board").
|
|
|
|
|
|
|
|
|
|
|
1 Year
|
|
|
3 Years
|
|
|
5 Years
|
|
|
10 Years
|
$66
|
|
|
$294
|
|
|
$541
|
|
|
$1,246
|
|
|
|
|
|
|
|
|
|
|
|
8
|
|
TABLE OF CONTENTS
|
9
|
|
TABLE OF CONTENTS
•
|
Energy Sector Risk: Companies engaged in the transportation, storage, processing, refining, marketing, exploration, production, and mining of minerals and natural resources are subject to many risks that can negatively impact the revenues and viability of companies in this sector. These risks include, but are not limited to, commodity price volatility risk, supply and demand risk, reserve and depletion risk, operations risk, regulatory risk, environmental risk, terrorism risk and the risk of natural disasters. For example, the price of energy securities may fluctuate due to real and perceived inflationary trends and the (often rapid) changes in supply of, or demand for, various natural resources; both domestic.
|
•
|
Renewable Energy Sector Risk: Securities of companies in the renewable energy sector are subject to swift price and supply fluctuations caused by events relating to international events, taxes and other governmental regulatory policies. Weak demand for renewable energy products and services in general may adversely affect companies in this sector. Obsolescence of existing technology, short product cycles, falling prices, competition from new market entrants and general economic conditions can significantly affect the renewable energy sector. To the extent the Portfolio focuses its investments in the renewable energy sector, the Portfolio will be more susceptible to the risks, events and other factors affecting companies in this sector.
|
|
10
|
|
TABLE OF CONTENTS
|
11
|
|
TABLE OF CONTENTS
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Past 1
Year
|
|
|
Past 5
Years
|
|
|
Since
Inception
(December 22,
2015)
|
|
|
|
Return Before Taxes - Institutional Shares
|
|
|
11.69%
|
|
|
8.90%
|
|
|
10.94%
|
|
|
Return After Taxes on Distributions
|
|
|
8.55%
|
|
|
6.92%
|
|
|
9.59%
|
|
|
Return After Taxes on Distributions and Sale of Fund Shares1
|
|
|
9.27%
|
|
|
6.88%
|
|
|
8.85%
|
|
|
Russell 1000® Index (reflects no deduction for fees, expenses or taxes)
|
|
|
24.51%
|
|
|
14.28%
|
|
|
14.28%
|
|
|
Morningstar Large Blend Average2
|
|
|
14.28%
|
|
|
9.20%
|
|
|
10.01%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
|
In certain cases, the Return After Taxes on Distribution and Sale of Fund Shares for a period may be higher than other return figures for the same period. This will occur when a capital loss is realized upon the sale of fund shares and provides an assumed tax benefit that increases the return.
|
2
|
The Morningstar Large Blend Average is provided so that investors may compare the performance of the Portfolio with the performance of a peer group of funds that Morningstar, Inc. considers similar to the Portfolio.
|
|
12
|
|
TABLE OF CONTENTS
|
13
|
|
TABLE OF CONTENTS
|
14
|
|
TABLE OF CONTENTS
•
|
Value Style: The Portfolio invests in stocks that the Advisor believes are reasonably priced, although there is no guarantee that the prices of these stocks will not move lower after purchase by the Portfolio. If the Advisor's assessment of a company's quality or intrinsic value or its prospects for exceeding earnings expectations or market conditions is inaccurate, the Portfolio could suffer losses or produce poor performance relative to other funds. In addition, the stocks of quality companies can continue to be undervalued by the market for long periods of time. The value investment style can also shift into and out of favor with investors, dependent on market and economic conditions. As a result, the Portfolio may at times outperform or underperform other funds that invest more broadly or employ a different investment style.
|
•
|
Growth Style: The Portfolio invests in securities that the Advisor believes are reasonably priced. There is no guarantee that the prices of these securities will not move even lower. The Portfolio invests in securities with strong earnings growth prospects that the Advisor believes are reasonably priced. The values of growth stocks may be more sensitive to changes in current or expected earnings than the values of other stocks. There is no guarantee that the prices of these stocks will not move even lower.
|
•
|
Energy Sector Risk: Companies engaged in the transportation, storage, processing, refining, marketing, exploration, production, and mining of minerals and natural resources are subject to many risks that can negatively impact the revenues and viability of companies in this sector. These risks include, but are not limited to, commodity price volatility risk, supply and demand risk, reserve and depletion risk, operations risk, regulatory risk, environmental risk, terrorism risk and the risk of natural disasters. For example, the price of energy securities may fluctuate due to real and perceived inflationary trends and the (often rapid) changes in supply of, or demand for, various natural resources; both domestic and international political and economic developments; the cost required to comply with environmental safety regulations; changes in methods for conserving energy; environmental incidents; and the uncertain success rates for exploration projects. To the extent the Portfolio focuses its investments in the energy sector, the Portfolio will be more susceptible to the risks, events and other factors affecting companies in this sector.
|
•
|
Renewable Energy Sector Risk: Securities of companies in the renewable energy sector are subject to swift price and supply fluctuations caused by events relating to international politics, the success of project development and tax and other governmental regulatory policies. Weak demand for the companies' products or services or for renewable energy products and services in general, may adversely affect the Portfolio's performance. Obsolescence of existing technology, short product cycles, falling prices and profits, the supply of, and demand for, oil and gas, the price of oil and gas, competition from new market entrants and general economic conditions can significantly affect the renewable energy sector. The clean renewable sector is an emerging growth area, and therefore shares of such companies may be more volatile and, historically, have been more volatile than shares of
|
|
15
|
|
TABLE OF CONTENTS
|
16
|
|
TABLE OF CONTENTS
|
17
|
|
TABLE OF CONTENTS
|
18
|
|
TABLE OF CONTENTS
|
19
|
|
TABLE OF CONTENTS
|
20
|
|
TABLE OF CONTENTS
|
21
|
|
TABLE OF CONTENTS
|
22
|
|
TABLE OF CONTENTS
|
23
|
|
TABLE OF CONTENTS
|
|
|
|
Portfolio
|
|
|
Percentage
of Average
Daily Net
Assets*
|
Energy Resilience Portfolio
|
|
|
0.55%*
|
|
|
|
|
*
|
The Advisor has contractually agreed to waive its fees and/or reimburse expenses to the extent that the Portfolio's Institutional Shares and Advisor Shares annual total operating expenses exceed 0.65% and 0.85%, respectively, of such Portfolio's average daily net assets (excluding Acquired Fund fees and expenses, brokerage commissions, extraordinary items, interest and taxes). The Advisor has contractually agreed to these waivers and/or reimbursements, which may not be terminated without the approval of the Board, until at least [•]. Shareholders will be notified if these waivers and/or reimbursements are discontinued after that date.
|
|
24
|
|
TABLE OF CONTENTS
|
25
|
|
TABLE OF CONTENTS
|
|
|
|
|
|
|
||||||||||||
|
|
For the
Period
Ended
April 30,
20251
|
|
|
For the Year Ended October 31,
|
|||||||||||||
|
|
2024
|
|
|
2023
|
|
|
2022
|
|
|
2021
|
|
|
2020
|
||||
Net asset value, beginning of year
|
|
|
$17.66
|
|
|
$15.26
|
|
|
$16.10
|
|
|
$20.71
|
|
|
$14.26
|
|
|
$14.34
|
Income from investment operations:
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
Net investment income2
|
|
|
0.062
|
|
|
0.15
|
|
|
0.16
|
|
|
0.18
|
|
|
0.14
|
|
|
0.15
|
Net realized and unrealized gain (loss) on investments
|
|
|
(0.96)
|
|
|
3.72
|
|
|
0.21
|
|
|
(2.86)
|
|
|
6.45
|
|
|
(0.02)
|
Total from investment operations
|
|
|
(0.90)
|
|
|
3.87
|
|
|
0.37
|
|
|
(2.68)
|
|
|
6.59
|
|
|
0.13
|
Distributions to shareholders from:
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
Net investment income
|
|
|
(0.06)
|
|
|
(0.16)
|
|
|
(0.15)
|
|
|
(0.17)
|
|
|
(0.14)
|
|
|
(0.15)
|
Net realized capital gains
|
|
|
(2.01)
|
|
|
(1.31)
|
|
|
(1.06)
|
|
|
(1.76)
|
|
|
-
|
|
|
(0.06)
|
Total distributions
|
|
|
(2.07)
|
|
|
(1.47)
|
|
|
(1.21)
|
|
|
(1.93)
|
|
|
(0.14)
|
|
|
(0.21)
|
Net asset value, end of year
|
|
|
$14.69
|
|
|
$17.66
|
|
|
$15.26
|
|
|
$16.10
|
|
|
$20.71
|
|
|
$14.26
|
Total return3
|
|
|
(6.24)%4
|
|
|
26.43%
|
|
|
2.35%
|
|
|
(14.02)%
|
|
|
46.31%
|
|
|
0.87%
|
Ratios to average net assets/Supplemental data:
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
Net assets, at end of year (in 000s)
|
|
|
$21,028
|
|
|
$23,926
|
|
|
$21,753
|
|
|
$23,923
|
|
|
$32,861
|
|
|
$22,342
|
Ratio of operating expenses before waiver/ reimbursement to average net assets
|
|
|
1.31%5
|
|
|
1.25%
|
|
|
1.05%
|
|
|
1.02%
|
|
|
1.05%
|
|
|
1.05%
|
Ratio of operating expenses after waiver/ reimbursement to average net assets
|
|
|
0.85%5
|
|
|
0.85%
|
|
|
0.85%6
|
|
|
0.85%6
|
|
|
0.85%
|
|
|
0.85%
|
Ratio of net investment income to average net assets
|
|
|
0.69%5
|
|
|
0.92%
|
|
|
0.98%
|
|
|
1.02%
|
|
|
0.74%
|
|
|
1.02%
|
Portfolio turnover rate
|
|
|
41%4
|
|
|
71%
|
|
|
87%
|
|
|
101%
|
|
|
74%
|
|
|
88%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
|
Unaudited.
|
2
|
Per share net investment income (loss) has been calculated using the average shares outstanding during the period.
|
3
|
The Total Return reflects fee waivers and/or expense reimbursements in effect and would have been lower in their absence.
|
4
|
Not annualized.
|
5
|
Annualized.
|
6
|
The ratio of operating expenses after waiver/reimbursement excluding interest expense was 0.85% and 0.85% for the years ended October 31, 2023 and 2022, respectively.
|
|
26
|
|
TABLE OF CONTENTS
|
27
|
|
|
1
|
|
|
|
|
|
|
|
|
THE FUND
|
|
|
3
|
|
|
INVESTMENT STRATEGIES
|
|
|
3
|
|
|
COMMON INVESTMENT POLICIES AND RISKS
|
|
|
3
|
|
|
PRICE OF PORTFOLIO SHARES
|
|
|
11
|
|
|
PURCHASE OF SHARES
|
|
|
11
|
|
|
REDEMPTION OF SHARES
|
|
|
12
|
|
|
PORTFOLIO TURNOVER
|
|
|
12
|
|
|
DISCLOSURE OF PORTFOLIO HOLDINGS
|
|
|
12
|
|
|
INVESTMENT LIMITATIONS
|
|
|
13
|
|
|
MANAGEMENT OF THE FUND
|
|
|
15
|
|
|
INVESTMENT ADVISORY AND OTHER SERVICES
|
|
|
22
|
|
|
PORTFOLIO TRANSACTIONS
|
|
|
26
|
|
|
ADDITIONAL INFORMATION CONCERNING TAXES
|
|
|
27
|
|
|
GENERAL INFORMATION
|
|
|
28
|
|
|
FINANCIAL STATEMENTS
|
|
|
29
|
|
|
OTHER INFORMATION
|
|
|
29
|
|
|
|
|
|
|
|
|
2
|
|
TABLE OF CONTENTS
|
3
|
|
TABLE OF CONTENTS
|
4
|
|
TABLE OF CONTENTS
|
5
|
|
TABLE OF CONTENTS
|
6
|
|
TABLE OF CONTENTS
|
7
|
|
TABLE OF CONTENTS
|
8
|
|
TABLE OF CONTENTS
|
9
|
|
TABLE OF CONTENTS
|
10
|
|
TABLE OF CONTENTS
|
11
|
|
TABLE OF CONTENTS
|
12
|
|
TABLE OF CONTENTS
(i)
|
State Street, in connection with the provision of services as the Fund's custodian, administrator, transfer agent, securities lending agent and short sales lending agent;
|
(ii)
|
Third-party providers of proxy voting services, such as Institutional Shareholder Services Inc. ("ISS") and mailing services such as Broadridge Financial Solutions, Inc. ("Broadridge");
|
(iii)
|
Cohen & Company, Ltd., the Fund's independent registered public accounting firm, in connection with the provision of services related to the audit of the Fund's financial statements and certain non-audit services;
|
(iv)
|
Third-party providers of pricing/analytical/reconciliation services, such as FT Interactive Data Corporation, FactSet, Bloomberg Valuation Service (BVAL) and Electra Information Systems;
|
(v)
|
Ratings and ranking organizations, such as Morningstar, Inc. and Lipper/Thomson Reuters;
|
(vi)
|
Faegre Drinker Biddle & Reath LLP, in connection with the provision of services as legal counsel to the Fund;
|
(vii)
|
ACA Group in connection with the provision of services related to the Fund's compliance program;
|
(viii)
|
Barclays Capital Inc., BTIG LLC, J.P. Morgan Securities LLC and its affiliates, Goldman Sachs Execution and Clearing LP and Goldman, Sachs & Co., in connection with the performance of brokerage and options trading and related functions; and
|
(ix)
|
Third-party financial printers, such as Broadridge Financial Solutions.
|
(1)
|
invest in commodities or commodity contracts, except that the Portfolio may invest in futures contracts and options;
|
(2)
|
purchase or sell real estate, although it may purchase and sell securities of companies which deal in real estate and may purchase and sell securities which are secured by interests in real estate;
|
(3)
|
make loans, except (i) by purchasing bonds, debentures or similar obligations (including repurchase agreements, subject to the limitation described in investment limitation (9) below, and money market instruments, including bankers' acceptances and commercial paper, and selling securities on a when issued, delayed settlement or forward delivery basis) which are publicly or privately distributed, and (ii) by lending its portfolio securities to banks, brokers, dealers and other financial institutions so long as such loans are not inconsistent with the 1940 Act or the rules and regulations or interpretations of the SEC thereunder;
|
(4)
|
purchase on margin or sell short, except as specified above in investment limitation (1);
|
(5)
|
purchase more than 10% of any class of the outstanding voting securities of any issuer;
|
(6)
|
issue senior securities, except that the Portfolio may borrow money in accordance with investment limitation below, purchase securities on a when issued, delayed settlement or forward delivery basis and enter into reverse repurchase agreements;
|
|
13
|
|
TABLE OF CONTENTS
(7)
|
borrow money, except as a temporary measure for extraordinary or emergency purposes, and then not in excess of 10% of its total assets at the time of the borrowing (entering into reverse repurchase agreements and purchasing securities on a when issued, delayed settlement or forward delivery basis are not subject to this investment limitation);
|
(8)
|
pledge, mortgage, or hypothecate any of its assets to an extent greater than 10% of its total assets at fair market value, except as described in the Prospectus and this SAI and in connection with entering into futures contracts, but the deposit of assets in a segregated account in connection with the writing of covered put and call options and the purchase of securities on a when issued, delayed settlement or forward delivery basis and collateral arrangements with respect to initial or variation margin for futures contracts will not be deemed to be pledges of the Portfolio's assets or the purchase of any securities on margin for purposes of this investment limitation;
|
(9)
|
underwrite the securities of other issuers or invest more than an aggregate of 15% of the total assets of the Portfolio, at the time of purchase, in securities for which there are no readily available markets, including repurchase agreements which have maturities of more than seven days or, in the case of the Portfolio, securities subject to legal or contractual restrictions on resale;
|
(10)
|
invest for the purpose of exercising control over management of any company;
|
(11)
|
invest its assets in securities of any investment company, except in connection with mergers, acquisitions of assets or consolidations and except as may otherwise be permitted by the 1940 Act;
|
(12)
|
acquire any securities of companies within one industry if, as a result of such acquisition, more than 25% of the value of the Portfolio's net assets would be invested in securities of companies within such industry; provided, however, that there shall be no limitation on the purchase of obligations issued or guaranteed by the U.S. Government, its agencies, enterprises or instrumentalities; and
|
(13)
|
write or acquire options or interests in oil, gas or other mineral exploration or development programs.
|
(14)
|
with respect to 75% of its total assets, invest more than 5% of its total assets at the time of purchase in the securities of any single issuer (other than obligations issued or guaranteed by the U.S. Government, its agencies, enterprises or instrumentalities).
|
|
14
|
|
TABLE OF CONTENTS
|
|
|
|
|
|
|
|
|
|
|
|
|
Name and Year of Birth
|
|
|
Position with the
Fund and Time
Served
|
|
|
Principal Occupations(s)
During Past 5 Years
|
|
|
Number of
Portfolios
in Fund
Complex
Overseen
|
|
|
Other
Directorships
Held in
the Past
Five Years
|
Interested Director(1)
|
|
|
|
|
|
|
|
|
||||
Mary Ann B. Wirts
Year of Birth: 1951
|
|
|
Director of Glenmede Fund (since June 2020)
|
|
|
Managing Director and Chief Administrative Officer of Glenmede Trust (until 2020); Managing Director and Chief Administrative Officer of Glenmede Investment Management LP (2006-2020); First Vice President and Managing Director of Fixed Income of Glenmede Advisers (2000-2006).
|
|
|
14
|
|
|
None
|
Independent Directors(2)
|
|
|
|
|
|
|
|
|
||||
Andrew Phillips
Year of Birth: 1962
|
|
|
Director of Glenmede Fund (since September 2022)
|
|
|
Adjunct Professor - College of Management (since 2021), Long Island University; Senior Performance Officer (2013 - 2015), Global Head of Institutional and Alternatives Product Strategy (2012 - 2013), Global Chief Performance Officer (2010 - 2012), Global Chief Operating Officer
(2007 - 2010) and Managing Director - Americas Fixed Income Executive Team, BlackRock, Inc.
|
|
|
14
|
|
|
None
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
15
|
|
TABLE OF CONTENTS
|
|
|
|
|
|
|
|
|
|
|
|
|
Name and Year of Birth
|
|
|
Position with the
Fund and Time
Served
|
|
|
Principal Occupations(s)
During Past 5 Years
|
|
|
Number of
Portfolios
in Fund
Complex
Overseen
|
|
|
Other
Directorships
Held in
the Past
Five Years
|
H. Franklin Allen, Ph.D. Year of Birth: 1956
|
|
|
Director of Glenmede Fund (since March 1991)
|
|
|
Vice Dean Research and Faculty of the Imperial College Business School (since 2019), Professor of Finance and Economics and Executive Director of the Brevan Howard Centre for Financial Analysis at the Imperial College London (since 2014); Professor Emeritus of Finance, The Wharton School of The University of Pennsylvania since June 2016; Professor of Finance and Economics (1990-1994); Vice Dean and Director of Wharton Doctoral Programs (1990-1993); Employed by The University of Pennsylvania (from 1980-2016).
|
|
|
14
|
|
|
None
|
William L. Cobb, Jr.
Year of Birth: 1947
|
|
|
Director of Glenmede Fund (since February 2007) Chairman of Glenmede Fund (since December 2021)
|
|
|
Former Executive Vice President and Former Chief Investment Officer, The Church Pension Fund (defined benefit plan for retired clergy of the Episcopal Church) (1999-2014); Chair and Member, Investment Committee, The Minister and Missionaries Benefit Board of the American Baptist Church (until 2013); Vice Chairman, J.P. Morgan Investment Management (1994 -1999).
|
|
|
14
|
|
|
Director, TCW Direct Lending
LLC
|
Rebecca E. Duseau
Year of Birth: 1963
|
|
|
Director of Glenmede Fund (since December 2023)
|
|
|
Cofounder and Chief Compliance Officer (since 2000), Adamas Partners, LLC (investment firm); Chair of Investment Advisory Board (since 2020) for Boston Family Advisors (multi-family office); Member of Investment Committees of Mass General Brigham (hospital) (since 2019) and Berklee School of Music (since 2019); Chair of the Investment Committee and Member of the Finance Committee, Museum of Science (since 2023).
|
|
|
14
|
|
|
None
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
16
|
|
TABLE OF CONTENTS
|
|
|
|
|
|
|
|
|
|
|
|
|
Name and Year of Birth
|
|
|
Position with the
Fund and Time
Served
|
|
|
Principal Occupations(s)
During Past 5 Years
|
|
|
Number of
Portfolios
in Fund
Complex
Overseen
|
|
|
Other
Directorships
Held in
the Past
Five Years
|
Harry Wong
Year of Birth: 1948
|
|
|
Director of Glenmede Fund (since February 2007)
|
|
|
Former Managing Director, Knight Capital Americas, L.P., an operating subsidiary of Knight Capital Group Inc. (investment banking) (2009 - 2011); Managing Director, Long Point Advisors, LLC (business consulting) (2003 - 2012); Managing Director, BIO-IB LLC (healthcare investment banking) (2004-2009) Senior Managing Director, ABN AMRO (investment banking) (1990- 2002); Adjunct Faculty Member, Sacred Heart University (2003- 2007).
|
|
|
14
|
|
|
None
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(1)
|
Interested Directors are those Directors who are "interested persons" of the Fund as defined in the 1940 Act. Mary Ann B. Wirts is considered to be an "interested" Director of the Fund because of her current or prior affiliations with Glenmede Trust, the parent company of the Fund's investment advisor, GIM, and/or her stock ownership in The Glenmede Corporation, of which GIM is an affiliate.
|
(2)
|
Independent Directors are those Directors who are not "interested persons" of the Fund as defined in the 1940 Act.
|
|
17
|
|
TABLE OF CONTENTS
|
|
|
|
|
|
|
Name, Address and
Year of Birth
|
|
|
Position with the
Fund and Time Served
|
|
|
Principal Occupations(s)
During Past 5 Years
|
Elizabeth A. Eldridge
1650 Market Street, Suite 4000
Philadelphia, PA 19103
Year of Birth: 1977
|
|
|
President of Glenmede Fund since November 2024.
|
|
|
President of Glenmede Investment Management LP (since 2024). Managing Director, The Glenmede Trust Company, N.A. (2020).
|
Kimberly C. Osborne
1650 Market Street, Suite 4000
Philadelphia, PA 19103
Year of Birth: 1966
|
|
|
Executive Vice President of Glenmede Fund since December 1997.
|
|
|
Client Service Manager of Glenmede Investment Management LP (since 2006). Vice President of Glenmede Trust and Glenmede Advisers (until 2008). Employed by Glenmede Trust (1993-2008) and Glenmede Advisers (2000-2008).
|
Christopher E. McGuire
1650 Market Street, Suite 4000
Philadelphia, PA 19103
Year of Birth: 1973
|
|
|
Treasurer of Glenmede Fund since December 2019.
|
|
|
Director of Administration of Glenmede Investment Management LP (since October 2019); Managing Director, State Street Bank and Trust Company (from 2007- 2019).
|
Michael C. Addeo
1650 Market Street, Suite 4000
Philadelphia, PA 19103
Year of Birth: 1992
|
|
|
Assistant Treasurer of Glenmede Fund since September 2025.
|
|
|
Vice President, BlackRock Inc. (from 2021 - 2025); Senior Manager, PricewaterhouseCoopers LLP (from 2014 - 2021).
|
Eimile J. Moore
3 Canal Plaza, Suite 100, 3rd Floor
Portland, ME 04101
Year of Birth: 1969
|
|
|
Chief Compliance Officer of Glenmede Fund since December 2017.
|
|
|
Senior Principal Consultant (since 2011).
|
Joshua M. Lindauer
1177 Avenue of the Americas,
41st Floor
New York, NY 10036
Year of Birth: 1987
|
|
|
Secretary of Glenmede Fund since December 2024.
|
|
|
Partner, Faegre Drinker Biddle & Reath LLP (law firm) (since 2024); Associate, Faegre Drinker Biddle & Reath LLP (2020-2024); Associate, Drinker Biddle & Reath LLP (law firm) 2017-2020.
|
|
|
|
|
|
|
|
|
|
|
|
H. Franklin Allen, Ph.D.:
|
|
|
Dr. Allen has substantial experience in the areas of finance and economics through his educational background and position for many years as a professor of finance and economics at The Wharton School of The University of Pennsylvania and most recently as Vice Dean of Research and Faculty of the Imperial College London Business School and Professor of Finance and Economics and Director of the Brevan Howard Centre for Financial Analysis at the Imperial College London.
|
|
|
|
|
|
18
|
|
TABLE OF CONTENTS
|
|
|
|
William L. Cobb, Jr.:
|
|
|
Mr. Cobb has substantial investment management and business experience through his senior executive, chief investment officer and/or investment committee positions with private and non-profit entities, as a senior executive officer of a global investment management firm and most recently as a board member of a business development company.
|
Rebecca E. Duseau:
|
|
|
Ms. Duseau has substantial investment management, compliance, risk management and business experience as a co-founder and executive of an investment management firm.
|
Andrew Phillips:
|
|
|
Mr. Phillips has substantial investment management and business experience through his executive positions with a major investment management firm.
|
Mary Ann B. Wirts:
|
|
|
Ms. Wirts has substantial business, financial services and investment management experience through her senior executive positions with the Advisor and its parent companies.
|
Harry Wong:
|
|
|
Mr. Wong has substantial finance, investment banking and capital markets experience through his positions as an executive in investment banking businesses.
|
|
|
|
|
|
19
|
|
TABLE OF CONTENTS
|
|
|
|
|
|
|
Name of Director
|
|
|
Dollar Range of Equity Securities in
each Portfolio of the Fund
|
|
|
Aggregate Dollar Range of Equity
Securities in All Portfolios in the
Fund Complex
|
Interested Director
|
|
|
|
|
||
Mary Ann B. Wirts
|
|
|
None
|
|
|
None
|
Independent Directors
|
|
|
|
|
||
H. Franklin Allen, Ph.D.
|
|
|
None
|
|
|
None
|
William L. Cobb, Jr.
|
|
|
None
|
|
|
None
|
Rebecca E. Duseau
|
|
|
None
|
|
|
None
|
Andrew Phillips
|
|
|
None
|
|
|
None
|
Harry Wong
|
|
|
None
|
|
|
None
|
|
|
|
|
|
|
|
|
20
|
|
TABLE OF CONTENTS
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Name of Person Position*
|
|
|
Aggregate
Compensation
from Glenmede
Fund
|
|
|
Aggregate
Compensation
from
Glenmede
Portfolios**
|
|
|
Pension
Retirement
Benefits
Accrued as
Part of Fund
Expenses
|
|
|
Estimated
Annual
Benefits upon
Retirement
|
|
|
Total
Compensation
from the Fund
Complex
|
Interested Directors
|
|
|
|
|
|
|
|
|
|
|
|||||
Susan W. Catherwood***
|
|
|
[•]
|
|
|
[•]
|
|
|
None
|
|
|
None
|
|
|
[•]
|
Mary Ann B. Wirts
|
|
|
[•]
|
|
|
[•]
|
|
|
None
|
|
|
None
|
|
|
[•]
|
Independent Directors
|
|
|
|
|
|
|
|
|
|
|
|||||
H. Franklin Allen, Ph.D.
|
|
|
[•]
|
|
|
[•]
|
|
|
None
|
|
|
None
|
|
|
[•]
|
William L. Cobb, Jr.
|
|
|
[•]
|
|
|
[•]
|
|
|
None
|
|
|
None
|
|
|
[•]
|
Rebecca E. Duseau
|
|
|
[•]
|
|
|
[•]
|
|
|
None
|
|
|
None
|
|
|
[•]
|
Andrew Phillips
|
|
|
[•]
|
|
|
[•]
|
|
|
None
|
|
|
None
|
|
|
[•]
|
Harry Wong
|
|
|
[•]
|
|
|
[•]
|
|
|
None
|
|
|
None
|
|
|
[•]
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
*
|
Compensation includes reimbursement of out-of-pocket expenses incurred in attending Board meetings, where applicable.
|
**
|
Includes $500 annual fee for service on the Board of Trustees of Glenmede Portfolios.
|
***
|
Ms. Catherwood retired from her role as Director effective August 1, 2025.
|
|
21
|
|
TABLE OF CONTENTS
|
|
|
|
Name
|
|
|
Position with GIM
|
Peter J. Zuleba
|
|
|
Managing Director and Chief Executive Officer
|
Raj Tewari
|
|
|
Managing Director and Chief Operating Officer
|
Elizabeth A. Eldridge
|
|
|
Managing Director and President
|
John F. McCabe
|
|
|
Managing Director and General Counsel
|
|
|
|
|
|
|
|
|
Portfolio
|
|
|
Percentage
of Average
Dailly Net
Assets
|
Energy Resilience Portfolio
|
|
|
0.55%1
|
|
|
|
|
1
|
The Advisor has contractually agreed, until at least [•], to waive all or a portion of its investment advisory fees and/or reimburse expenses (excluding Acquired Fund fees and expenses, brokerage commissions, extraordinary items, interest and taxes) to the extent that the Portfolio's Institutional Shares' and Advisor Shares' total annual operating expenses, as a percentage of the Portfolio's average daily net assets, exceed 0.65% and 0.85%, respectively, of the Portfolio's average daily net assets. The Advisor is not entitled to collect or make a claim for waived fees or reimbursed expenses at any time in the future. You will be notified if the waivers are discontinued after that date.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total
Management
Fees for
Fiscal Year
ended
October 31,
2024
|
|
|
Total
Waived/
Reimbursed
for Fiscal
Year ended
October 31,
2024
|
|
|
Total
Management
Fees for Fiscal
Year ended
October 31,
2023
|
|
|
Total
Waived/
Reimbursed
for Fiscal
Year ended
October 31,
2023
|
|
|
Total
Management
Fees for
Fiscal Year
ended
October 31,
2022
|
|
|
Total
Waived/
Reimbursed
for Fiscal
Year ended
October 31,
2022
|
|
Energy Resilience Portfolio
|
|
|
$131,491
|
|
|
$(95,064)
|
|
|
$128,163
|
|
|
$(45,202)
|
|
|
$158,653
|
|
|
$(47,697)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
22
|
|
TABLE OF CONTENTS
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Glenmede Investment
Management LP
|
|
|
Type of Accounts
|
|
|
Number of
Accounts
Managed
|
|
|
Total Assets
Managed
|
|
|
Number of
Accounts
Managed with
Performance
Based
Advisory Fees
|
|
|
Total Assets
Managed
with
Performance
Based
Advisory Fees
|
Vladimir de Vassal
|
|
|
Registered Investment Companies
|
|
|
None
|
|
|
$0
|
|
|
None
|
|
|
$0
|
|
|
Other Pooled Investment Vehicles
|
|
|
1
|
|
|
$11,219,848
|
|
|
None
|
|
|
$0
|
|
|
|
Other Accounts
|
|
|
235
|
|
|
$1,142,942,577
|
|
|
None
|
|
|
$0
|
|
Paul T. Sullivan
|
|
|
Registered Investment Companies
|
|
|
None
|
|
|
$0
|
|
|
None
|
|
|
$0
|
|
|
Other Pooled Investment Vehicles
|
|
|
1
|
|
|
$11,219,848
|
|
|
None
|
|
|
$0
|
|
|
|
Other Accounts
|
|
|
235
|
|
|
$1,142,942,577
|
|
|
None
|
|
|
$0
|
|
Alexander R. Atanasiu
|
|
|
Registered Investment Companies
|
|
|
None
|
|
|
$0
|
|
|
None
|
|
|
$0
|
|
|
Other Pooled Investment Vehicles
|
|
|
1
|
|
|
$11,219,848
|
|
|
None
|
|
|
$0
|
|
|
|
Other Accounts
|
|
|
235
|
|
|
$1,142,942,577
|
|
|
None
|
|
|
$0
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Portfolio/Portfolio Manager
|
|
|
Dollar Range of Shares
Beneficially Owned
|
Energy Resilience Portfolio
|
|
|
|
Vladimir de Vassal, CFA
|
|
|
$10,001 - $50,000
|
Paul T. Sullivan, CFA
|
|
|
None
|
Alexander R. Atanasiu, CFA
|
|
|
None
|
|
|
|
|
|
23
|
|
TABLE OF CONTENTS
|
|
|
|
|
|
|
|
|
|
Portfolio
|
|
|
October 31, 2024
|
|
|
October 31, 2023
|
|
|
October 31, 2022
|
Energy Resilience Portfolio
|
|
|
$33,916
|
|
|
$33,019
|
|
|
$39,972
|
|
|
|
|
|
|
|
|
|
|
|
24
|
|
TABLE OF CONTENTS
|
|
|
|
|
|
|
|
|
|
Glenmede Trust
|
|
|
October 31, 2024
|
|
|
October 31, 2023
|
|
|
October 31, 2022
|
Energy Resilience Portfolio
|
|
|
$47,815
|
|
|
$46,605
|
|
|
$57,692
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||||||||
|
|
|
|
Fees and/or compensation paid for securities lending activities and related services
|
|
|
|
|
||||||||||||||||
|
|
Gross
income
from
securities
lending
activities1
|
|
|
Fees
paid to
securities
lending
agent
from a
revenue
split
|
|
|
Fees paid for any cash
collateral management
service (including fees
deducted from a
pooled cash collateral
reinvestment vehicle)
that are not included in
the revenue split
|
|
|
Administrative
fees not
included in
revenue split
|
|
|
Indemnification
fee not
included in
revenue split
|
|
|
Rebate
(paid to
borrower)
|
|
|
Other
fees not
included
in revenue
split
|
|
|
Aggregate
fees/
compensation
for securities
lending
activities
|
|
Energy Resilience Portfolio
|
|
|
$38.27
|
|
|
$7.67
|
|
|
$0
|
|
|
$0.00
|
|
|
$0.00
|
|
|
$0
|
|
|
$0.00
|
|
|
$7.67
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
|
Includes income from cash collateral reinvestment.
|
|
25
|
|
TABLE OF CONTENTS
|
|
|
|
|
|
|
Portfolio
|
|
|
Broker Security
|
|
|
Market Value
|
Energy Resilience Portfolio
|
|
|
Citigroup Global Markets
|
|
|
$ 456,506
|
|
|
State Street Bank and Trust
|
|
|
$ 124,909
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Portfolio
|
|
|
October 31, 2024
|
|
|
October 31, 2023
|
|
|
October 31, 2022
|
Energy Resilience Portfolio
|
|
|
$ 20,819
|
|
|
$25,264
|
|
|
$37,042
|
|
|
|
|
|
|
|
|
|
|
|
26
|
|
TABLE OF CONTENTS
|
27
|
|
TABLE OF CONTENTS
|
28
|
|
TABLE OF CONTENTS
|
|
|
|
|
|
|
|
|
|
Portfolio - Advisor Shares
|
|
|
Name and Address of Owner
|
|
|
Ownership Type
|
|
|
Percentage of
Outstanding Shares
|
Energy Resilience Portfolio
|
|
|
Lauer & Co.
c/o Glenmede Trust Co
One Liberty Place
1650 Market ST STE 4000
Philadelphia, PA 19103
|
|
|
Record
|
|
|
[•]
|
Energy Resilience Portfolio
|
|
|
Lauer & Co.
c/o Glenmede Trust Co
One Liberty Place
1650 Market ST STE 4000
Philadelphia, PA 19103
|
|
|
Record
|
|
|
[•]
|
|
|
|
|
|
|
|
|
|
|
|
29
|
|
THE GLENMEDE FUND, INC.
PART C. OTHER INFORMATION
Item 28. Exhibits
(a) | (1) | Articles of Amendment and Restatement, dated October 12, 1988, are incorporated herein by reference to Exhibit 1(a) of Post-Effective Amendment No. 17 to Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) filed with the Securities and Exchange Commission ("SEC") on December 29, 1995 ("Post-Effective Amendment No. 17"). |
(2) | Articles Supplementary, dated August 16, 1989, to Articles of Incorporation are incorporated herein by reference to Exhibit 1(b) of Post-Effective Amendment No. 17. | |
(3) | Articles Supplementary, dated February 28, 1991, to Articles of Incorporation are incorporated herein by reference to Exhibit 1(c) of Post-Effective Amendment No. 17. | |
(4) | Articles Supplementary, dated March 3, 1992, to Articles of Incorporation are incorporated herein by reference to Exhibit 1(d) of Post-Effective Amendment No. 17. | |
(5) | Articles Supplementary, dated June 2, 1992, to Articles of Incorporation are incorporated herein by reference to Exhibit 1(e) of Post-Effective Amendment No. 17. | |
(6) | Articles Supplementary, dated September 30, 1994, to Articles of Incorporation are incorporated herein by reference to Exhibit 1(f) of Post-Effective Amendment No. 17. | |
(7) | Articles Supplementary, dated December 30, 1994, to Articles of Incorporation are incorporated herein by reference to Exhibit 1(g) of Post-Effective Amendment No. 17. | |
(8) | Articles of Amendment, dated February 26, 1997, to Articles of Incorporation are incorporated herein by reference to Exhibit 1(h) of Post-Effective Amendment No. 21 to the Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) as filed with the SEC on June 6, 1997 ("Post-Effective Amendment No. 21"). | |
(9) | Articles Supplementary, dated September 22, 1997, to Articles of Incorporation are incorporated herein by reference to Exhibit 1(i) of Post-Effective Amendment No. 24 to the Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) filed with the SEC on October 31, 1997 ("Post-Effective Amendment No. 24"). | |
(10) | Articles of Amendment, dated September 22, 1997, to Articles of Incorporation are incorporated herein by reference to Exhibit 1(i) of Post-Effective Amendment No. 24. | |
(11) | Articles of Amendment, dated September 22, 1997, to Articles of Incorporation are incorporated herein by reference to Exhibit 1(k) of Post-Effective Amendment No. 24. | |
(12) | Articles Supplementary, dated September 25, 1997, to Articles of Incorporation are incorporated herein by reference to Exhibit 1(l) of Post-Effective Amendment No. 24. | |
(13) | Articles of Amendment, dated December 22, 1997, to Articles of Incorporation are incorporated herein by reference to Exhibit 1(m) of Post-Effective Amendment No. 26 to the Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) filed with the SEC on March 2, 1998 ("Post-Effective Amendment No. 26"). | |
(14) | Articles Supplementary, dated December 22, 1997, to Articles of Incorporation are incorporated herein by reference to Exhibit 1(n) of Post-Effective Amendment No. 26. |
(15) | Articles of Amendment, dated August 18, 1998, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (15) of Post-Effective Amendment No. 27 to the Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) filed with the SEC on December 23, 1998 ("Post-Effective Amendment No. 27"). | |
(16) | Articles Supplementary, dated October 11, 1999, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (16) of Post-Effective Amendment No. 29 to the Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) filed with the SEC on October 15, 1999 ("Post-Effective Amendment No. 29"). | |
(17) | Articles Supplementary, dated December 13, 1999, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (17) of Post-Effective Amendment No. 30 to the Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) filed with the SEC on December 15, 1999 ("Post-Effective Amendment No. 30"). | |
(18) | Articles of Amendment, dated February 1, 2000, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (18) of Post-Effective Amendment No. 31 to Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) filed with the SEC on February 28, 2000 ("Post-Effective Amendment No. 31"). | |
(19) | Articles Supplementary, dated September 25, 2001, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (19) of Post-Effective Amendment No. 33 to Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) filed with the SEC on November 29, 2001 ("Post-Effective Amendment No. 33"). | |
(20) | Articles Supplementary dated, March 18, 2002, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (20) of Post-Effective Amendment No. 35 to Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) filed with the SEC on February 27, 2003 ("Post-Effective Amendment No. 35"). | |
(21) | Articles of Amendment, dated March 18, 2002, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (21) of Post-Effective Amendment No. 35. | |
(22) | Articles Supplementary, dated July 30, 2002, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (22) of Post-Effective Amendment No. 35. | |
(23) | Articles Supplementary, dated December 10, 2003, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (23) of Post-Effective Amendment No. 36 to the Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) filed with the SEC on December 12, 2003 ("Post-Effective Amendment No. 36"). | |
(24) | Articles Supplementary, dated December 8, 2004, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (24) of Post-Effective Amendment No. 39 to the Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) filed with the SEC on February 25, 2005 ("Post-Effective Amendment No. 39"). | |
(25) | Articles Supplementary, dated February 7, 2005, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (25) of Post-Effective Amendment No. 39. | |
(26) | Articles of Amendment, dated February 7, 2005, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (26) of Post-Effective Amendment No. 39. | |
(27) | Articles of Amendment, dated June 14, 2005, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (27) of Post-Effective Amendment No. 40 of the Registrant's Registration Statement on Form N-1A (Nos.33-22884/811-5577) filed with the SEC on December 15, 2005 ("Post-Effective Amendment No. 40"). |
(28) | Articles Supplementary, dated June 15, 2006, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (28) of Post-Effective Amendment No. 42 of the Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) filed with the SEC on June 29, 2006 ("Post-Effective Amendment No. 42"). | |
(29) | Articles Supplementary, dated September 11, 2006, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (29) of Post-Effective Amendment No. 43 of the Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) filed with the SEC on September 28, 2006 ("Post-Effective Amendment No. 43"). | |
(30) | Articles Supplementary, dated January 12, 2007, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (30) of Post-Effective Amendment No. 44 of the Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) filed with the SEC on February 23, 2007 ("Post-Effective Amendment No. 44"). | |
(31) | Articles Supplementary, dated July 24, 2007, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (31) of Post-Effective Amendment No. 45 of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) filed with the SEC on February 28, 2008 ("Post-Effective Amendment No. 45"). | |
(32) | Articles of Amendment, dated September 17, 2007, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (32) of Post-Effective Amendment No. 45. | |
(33) | Articles Supplementary, dated December 28, 2007, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (33) of Post-Effective Amendment No. 45. | |
(34) | Articles Supplementary, dated March 3, 2008 to the Articles of Incorporation are incorporated herein by reference to Exhibit (a) (34) of Post-Effective Amendment No. 46 of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) filed with the SEC on February 27, 2009 ("Post-Effective Amendment No. 46"). | |
(35) | Articles Supplementary, dated April 14, 2010, to the Articles of Incorporation are incorporated herein by reference to Exhibit (a) (35) of Post-Effective Amendment No. 50 of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) filed with the SEC on June 30, 2010 ("Post-Effective Amendment No. 50"). | |
(36) | Articles Supplementary, dated December 15, 2010, to the Articles of Incorporation are incorporated herein by reference to Exhibit (a) (36) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 52 filed with the SEC on December 29, 2010 ("Post-Effective Amendment No. 52"). | |
(37) | Articles Supplementary, dated June 3, 2011, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (37) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 55 filed with the SEC on February 24, 2012 ("Post-Effective Amendment No. 55"). | |
(38) | Articles Supplementary, dated June 27, 2012, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (38) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 58 filed with the SEC on September 28, 2012 ("Post-Effective Amendment No. 58"). | |
(39) | Articles Supplementary, dated June 5, 2013, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (39) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 62 filed with the SEC on February 28, 2014 ("Post-Effective Amendment No. 62"). |
(40) | Articles of Amendment, dated February 12, 2014, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (40) of Post-Effective Amendment No. 62. | |
(41) | Articles Supplementary, dated June 12, 2014, to Articles of Incorporation, are incorporated herein by reference to Exhibit (a) (41) of Post-Effective Amendment No. 64 filed with the SEC on July 18, 2014 ("Post-Effective Amendment No. 64"). | |
(42) | Articles Supplementary, dated August 7, 2014, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (42) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 65 filed with the SEC on September 30, 2014 ("Post-Effective Amendment No. 65"). | |
(43) | Articles Supplementary, dated September 17, 2014, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (43) of Post-Effective Amendment No. 65. | |
(44) | Articles Supplementary, dated April 21, 2015, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (44) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 75 filed with the SEC on May 1, 2015 ("Post-Effective Amendment No. 75"). | |
(45) | Articles of Amendment, dated April 21, 2015, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (45) of Post-Effective Amendment No. 75. | |
(46) | Articles Supplementary, dated June 11, 2015, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (46) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 76 filed with the SEC on June 25, 2015 ("Post-Effective Amendment No. 76"). | |
(47) | Articles Supplementary, dated September 10, 2015, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (47) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 78 filed with the SEC on October 8, 2015 ("Post-Effective Amendment No. 78"). | |
(48) | Articles Supplementary, dated December 23, 2015, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (48) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 79 filed with the SEC on December 22, 2015 ("Post-Effective Amendment No. 79"). | |
(49) | Articles Supplementary, dated March 28, 2016, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (49) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 83 filed with the SEC on April 15, 2016 ("Post-Effective Amendment No. 83"). | |
(50) | Articles Supplementary, dated June 16, 2016, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (50) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 86 filed with the SEC on July 14, 2016 ("Post-Effective Amendment No. 86"). | |
(51) | Articles of Amendment, dated June 16, 2016, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (51) of Post-Effective Amendment No. 86. | |
(52) | Articles Supplementary, dated September 20, 2016, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (52) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 89 filed with the SEC on October 7, 2016 ("Post-Effective Amendment No. 89"). |
(53) | Articles Supplementary, dated December 15, 2016, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (53) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 90 filed with the SEC on December 21, 2016 ("Post-Effective Amendment No. 90"). | |
(54) | Articles of Amendment, dated February 28 2017, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (54) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 95 filed with the SEC on May 5, 2017 ("Post-Effective Amendment No. 95"). | |
(55) | Articles Supplementary, dated June 15, 2017, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (55) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 97 filed with the SEC on August 30, 2017 ("Post-Effective Amendment No. 97"). | |
(56) | Articles Supplementary, dated December 14, 2017, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (56) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 100 filed with the SEC on February 28, 2018 ("Post-Effective Amendment No. 100"). | |
(57) | Articles of Amendment, dated December 14, 2017, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (57) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 102 filed with the SEC on October 5, 2018 ("Post-Effective Amendment No. 102"). | |
(58) | Article Supplementary, dated September 18, 2018, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (58) of Post-Effective Amendment No. 102. | |
(59) | Articles of Amendment, dated December 13, 2018, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (59) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 105 filed with the SEC on February 14, 2019 ("Post-Effective Amendment No. 105"). | |
(60) | Articles Supplementary, dated December 13, 2018, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (60) of Post-Effective Amendment No. 105. | |
(61) | Articles of Amendment, dated March 10, 2020, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (61) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A ((Nos. 33-22884/811-05577) No. 111 filed with the SEC on February 26, 2021 ("Post-Effective Amendment No. 111"). | |
(62) | Articles Supplementary, dated September 10, 2020, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (62) of Post-Effective Amendment No. 111. | |
(63) | Articles Supplementary, dated October 13, 2021, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (63) of Post-Effective Amendment No. 112. | |
(64) | Articles of Amendment dated March 9, 2022, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (64) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 113 filed with the SEC on December 28, 2022 ("Post-Effective Amendment No. 113"). |
(65) | Articles Supplementary, dated April 7, 2023, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (65) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 116 filed with the SEC on June 26, 2023 ("Post-Effective Amendment No. 116") . | |
(66) | Articles of Amendment, dated June 21, 2023, to Articles of Incorporation are incorporated herein by reference to Exhibit (a) (66) of Post-Effective Amendment No. 116. | |
(67) | Articles Supplementary dated September 13, 2024 to the Articles of Incorporation are incorporated herein by reference to Exhibit (a) (67) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 0001133228-24-009300) No. 119 filed with the SEC on October 4, 2024 ("Post-Effective Amendment No. 119)". | |
(68) | Articles of Amendment dated September 13, 2024 to the Articles of Incorporation are incorporated herein by reference to Exhibit (a) (68) of Post-Effective Amendment No. 119. | |
(69) | Articles of Amendment dated December 4, 2024 to the Articles of Incorporation are incorporated herein by reference to Exhibit (a) (69) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Accession No. 0001133228-25-001601) No. 121 filed with the SEC on February 27, 2028 ("Post-Effective Amendment No. 121"). | |
(70) | Articles of Amendment, dated March 5, 2025 to the Articles of Incorporation are incorporated herein by reference to Exhibit (a)(70) of Post-Effective Amendment No. 123 to the Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) filed with the SEC on May 5, 2025 ("Post-Effective Amendment No. 123"). | |
(71) | Articles Supplementary, dated March 5, 2025, to the Articles of Incorporation are incorporated herein by reference to Exhibit (a)(71) of Post-Effective Amendment No. 123. | |
(72) | Articles of Amendment, dated August 26, 2025, to the Articles of Incorporation are incorporated herein by reference to Exhibit (a)(72) of Post-Effective Amendment No. 125 to the Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) filed with the SEC on August 29, 2025 ("Post-Effective Amendment No. 125"). | |
(73) | Articles Supplementary, dated August 26, 2025, to the Articles of Incorporation are incorporated herein by reference to Exhibit (a)(73) of Post-Effective Amendment No. 125. | |
(74) | Form of Articles of Amendment to the Articles of Incorporation are filed herewith. | |
(75) | Form of Articles Supplementary to the Articles of Incorporation are filed herewith. | |
(b) | (1) | By-Laws of Registrant as amended on March 9, 2022, are incorporated herein by reference to Exhibit (b) (1) of Post-Effective Amendment No. 113. |
(c) | (1) | See: Article Fifth, Articles of Amendment and Restatement, dated October 12, 1988, which are incorporated herein by reference to Exhibit 1(a) of Post-Effective Amendment No. 17; Articles Supplementary, dated August 16, 1989, to Articles of Incorporation which are incorporated herein by reference to Exhibit 1(b) of Post-Effective Amendment No. 17; Articles Supplementary, dated February 28, 1991, to Articles of Incorporation which are incorporated herein by reference to Exhibit 1(c) of Post-Effective Amendment No. 17; Articles Supplementary dated March 3, 1992 to Articles of Incorporation which are incorporated herein by reference to Exhibit 1(d) of Post-Effective Amendment No. 17; Articles Supplementary dated June 2, 1992 to Articles of Incorporation which are incorporated herein by reference to Exhibit 1(e) of Post-Effective Amendment No. 17; Articles Supplementary, dated September 30, 1994, to Articles of Incorporation which are incorporated herein by reference to Exhibit 1(f) of Post-Effective Amendment No. 17; Articles Supplementary, dated December 30, 1994, to Articles of Incorporation which are incorporated herein by reference to Exhibit 1(g) of Post-Effective Amendment No. 17; Articles |
Supplementary, dated September 22, 1997, to Articles of Incorporation which are incorporated herein by reference to Exhibit 1(i) of Post-Effective Amendment No. 24; Articles Supplementary, dated September 25, 1997, to Articles of Incorporation which are incorporated herein by reference to Exhibit 1(l) of Post-Effective Amendment No. 24; Articles Supplementary, dated December 22, 1997, to Articles of Incorporation which are incorporated herein by reference as Exhibit 1(n) of Post-Effective Amendment No. 26; Articles Supplementary, dated October 11, 1999, to Articles of Incorporation which are incorporated herein by reference to Exhibit (a) (16) of Post-Effective Amendment No. 29; Articles Supplementary, dated December 13, 1999, to Articles of Incorporation which are incorporated herein by reference to Exhibit (a) (17) of Post-Effective Amendment No. 30; Articles Supplementary, dated September 25, 2001, to Articles of Incorporation which are incorporated herein by reference to Exhibit (a) (19) of Post-Effective Amendment No. 33; Articles Supplementary, dated March 18, 2002, to Articles of Incorporation which are incorporated herein by reference to Exhibit (a) (20) of Post-Effective Amendment No. 35; Articles Supplementary, dated July 30, 2002, to Articles of Incorporation which are incorporated herein by reference to Exhibit (a) (22) of Post-Effective Amendment No. 35; Articles Supplementary, dated December 10, 2003, to Articles of Incorporation which are incorporated herein by reference to Exhibit (a) (23) of Post-Effective Amendment No. 36; Articles Supplementary, dated December 8, 2004, to Articles of Incorporation which are incorporated herein by reference to Exhibit (a) (24) of Post-Effective Amendment No. 39; Articles Supplementary, dated February 7, 2005, to Articles of Incorporation which are incorporated herein by reference to Exhibit (a) (25) of Post-Effective Amendment No. 39; Articles Supplementary, dated June 15, 2006, to Articles of Incorporation which are incorporated herein by reference to Exhibit (a) (28) of Post-Effective Amendment No. 42; Articles Supplementary, dated September 11, 2006, to Articles of Incorporation which are incorporated herein by reference to Exhibit (a) (29) of Post-Effective Amendment No. 43; Articles Supplementary, dated January 12, 2007 to Articles of Incorporation which are incorporated herein by reference to Exhibit (a) (30) of Post-Effective Amendment No. 44; Articles Supplementary, dated July 24, 2007, to Articles of Incorporation which are incorporated herein by reference to Exhibit (a) (31) of Post-Effective Amendment No. 45; Articles of Amendment, dated September 17, 2007, to Articles of Incorporation which are incorporated herein by reference to Exhibit (a) (32) of Post-Effective Amendment No. 45; Articles Supplementary, dated December 28, 2007 to Articles of Incorporation which are incorporated herein by reference to Exhibit (a) (33) to Post-Effective Amendment No. 45; Articles Supplementary, dated March 3, 2008 to Articles of Incorporation which are incorporated herein by reference to Exhibit (a) (34) to Post-Effective Amendment No. 46; Articles Supplementary, dated April 14, 2010, which are incorporated herein by reference to Exhibit (a) (35) to Post-Effective Amendment No. 50; Articles Supplementary, dated December 15, 2010, which are incorporated by reference to Exhibit (a) (36) to Post-Effective Amendment No. 52; Articles Supplementary to Articles of Incorporation, dated June 3, 2011, which are incorporated by reference to Exhibit(a) (37) to Post-Effective Amendment No. 55; Articles Supplementary to Articles of Incorporation, dated June 27, 2012, which are incorporated by reference to Exhibit (a) (38) to Post-Effective Amendment No. 58; Articles Supplementary to Articles of Incorporation, dated June 5, 2013, which are incorporated by reference to Exhibit (a) (39) to Post-Effective Amendment No. 62; Articles Supplementary to Articles of Incorporation, dated June 12, 2014, which are incorporated by reference to Exhibit (a) (41) to Post-Effective Amendment No. 64; Articles Supplementary to Articles of Incorporation, dated August 7, 2014, which are incorporated by reference to Exhibit (a) (42) to Post-Effective Amendment No. 65; Articles Supplementary to Articles of Incorporation, dated September 17, 2014, which are incorporated by reference to Exhibit (a) (43) to Post-Effective Amendment No. 65; Articles Supplementary to Articles of Incorporation, dated April 21, 2015, which are incorporated by reference to Exhibit (a) (44) of Post-Effective Amendment No. 75; Articles Supplementary to Articles of Incorporation, dated June 11, 2015, which are incorporated by reference to Exhibit (a) (46) of Post-Effective Amendment No. 76; Articles Supplementary to Articles of Incorporation, dated September 10, 2015, which are incorporated by reference to Exhibit (a) (47) of Post-Effective Amendment No. 78; Articles Supplementary to Articles of Incorporation, dated December 23, 2015, which are incorporated by reference to Exhibit (a) (48) of Post-Effective Amendment No. 79; Articles Supplementary to Articles of Incorporation, dated March 28, 2016, which are incorporated by reference to Exhibit (a) (49) of Post-Effective Amendment No. 83; Articles Supplementary to Articles of Incorporation, dated June 16, 2016, which are incorporated herein by reference to Exhibit (a) (50) of Post-Effective Amendment No. 86; Articles Supplementary to Articles of Incorporation, dated September 20, 2016, which are incorporated herein by reference to Exhibit (a) (52) of Post-Effective Amendment No. 89; Articles Supplementary to Articles of Incorporation, dated December 15, 2016, which are incorporated herein by reference to Exhibit (a) (53) of Post-Effective Amendment No. 90; Articles Supplementary to Articles of Incorporation, dated June 15, 2017, which are incorporated herein by reference to Exhibit (a) (55) of Post-Effective Amendment No. 97; Articles Supplementary to Articles of Incorporation, dated December 14, 2017, which are incorporated herein by reference to Exhibit (a) (56) of Post-Effective Amendment No. 100; Articles Supplementary to Articles of Incorporation, dated September 18, 2018, which are incorporated herein by reference to Exhibit (a) (58) of Post-Effective Amendment No. 102; Articles Supplementary to Articles of Incorporation, dated December 13, 2018, which are incorporated herein by reference to Exhibit (a) (60) of Post-Effective Amendment No. 105; and Sections (7) and (11) of Article II, Article VII and Section (3) of Article VIII of Registrant's By-Laws which are incorporated herein by reference to Exhibit 2 of Post-Effective Amendment No. 17. |
(d) | (1) | Investment Advisory Agreement between Registrant and The Glenmede Trust Company, dated October 25, 1988, is incorporated herein by reference to Exhibit 5(a) of Post-Effective Amendment No. 17. |
(2) | Amendment No. 1, dated September 13, 1994, to Investment Advisory Agreement between Registrant and The Glenmede Trust Company is incorporated herein by reference to Exhibit 5(c) of Post-Effective Amendment No. 17. | |
(3) | Investment Advisory Agreement between the Registrant and The Glenmede Trust Company relating to the Small Cap Equity Portfolio (formerly, the Small Capitalization Equity Portfolio), dated January 1, 1998, is incorporated herein by reference to Exhibit (d) (10) of Post-Effective Amendment No. 27. | |
(4) | Assumption and Guarantee, dated September 1, 2000, between The Glenmede Trust Company and Glenmede Advisers, Inc. with respect to the Investment Advisory Agreement between Registrant and The Glenmede Trust Company relating to the Government Cash, Tax-Exempt Cash, Core Fixed Income, Strategic Equity, International and Large Cap Value Portfolios is incorporated herein by reference to Exhibit (d) (10) of Post-Effective Amendment No. 32 to the Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) filed with the SEC on February 28, 2001 ("Post-Effective Amendment No. 32"). | |
(5) | Assumption and Guarantee, dated September 1, 2000, between The Glenmede Trust Company and Glenmede Advisers, Inc. with respect to the Investment Advisory Agreement between Registrant and The Glenmede Trust Company relating to the Small Cap Equity Portfolio is incorporated herein by reference to Exhibit (d) (12) of Post-Effective Amendment No. 32. | |
(6) | Investment Advisory Agreement, dated as of February 27, 2004, between Registrant and Glenmede Advisers, Inc. relating to Large Cap 100 Portfolio is incorporated herein by reference to Exhibit (d) (19) of Post-Effective Amendment No. 39. | |
(7) | Investment Advisory Agreement, dated as of February 27, 2004, between Registrant and Glenmede Advisers, Inc. relating to Large Cap Growth Portfolio is incorporated herein by reference to Exhibit (d) (20) of Post-Effective Amendment No. 39. | |
(8) | Amendment No. 2 to Investment Advisory Agreement, dated as of August 1, 2005, between Registrant and Glenmede Advisers, Inc. relating to Core Fixed Income Portfolio, International Portfolio, Large Cap Value Portfolio and Strategic Equity Portfolio is incorporated herein by reference to Exhibit (d) (21) of Post-Effective Amendment No. 40. | |
(9) | Investment Advisory Agreement, dated September 26, 2006, between Registrant and Glenmede Advisers, Inc. relating to Total Market Long/Short Portfolio is incorporated herein by reference to Exhibit (d) (25) of Post-Effective Amendment No. 43. | |
(10) | Investment Advisory Agreement, dated September 26, 2006, between Registrant and Glenmede Advisers, Inc. relating to Absolute Return Portfolio is incorporated herein by reference to Exhibit (d) (24) of Post-Effective Amendment No. 43. |
(11) | Amendment to Investment Advisory Agreements, dated as of January 1, 2007, among the Registrant, Glenmede Advisers, Inc., and Glenmede Investment Management LP, relating to the Government Cash, Tax-Exempt Cash, Core Fixed Income (formerly, Intermediate Government), Strategic Equity (formerly, Equity), International, Large Cap Value (formerly, Model Equity), U.S. Emerging Growth (formerly, Small Capitalization Growth), Small Cap Equity (formerly, Small Capitalization Equity), Large Cap Growth, Large Cap 100, Absolute Return and Total Market Long/Short Portfolios is incorporated herein by reference to Exhibit (d) (28) of Post-Effective Amendment No. 44. | |
(12) | Investment Advisory Agreement between Registrant and Glenmede Investment Management LP, relating to Secured Options Portfolio is incorporated herein by reference to Exhibit (d) (32) of Post-Effective Amendment No. 50. | |
(13) | Investment Advisory Agreement, dated September 28, 2012, between Registrant and Glenmede Investment Management LP, relating to the International Secured Options Portfolio is incorporated by reference to Exhibit (d) (43) of Post-Effective Amendment No. 58. | |
(14) | Investment Advisory Agreement, dated December 22, 2015, between Registrant and Glenmede Investment Management LP, relating to the Women in Leadership U.S. Equity Portfolio is incorporated herein by reference to Exhibit (d) (67) of Post-Effective Amendment No. 79. | |
(15) | Investment Advisory Agreement, dated December 22, 2015, between Registrant and Glenmede Investment Management LP, relating to the Environmental Accountability Portfolio (formerly, Responsible ESG U.S. Equity Portfolio) is incorporated herein by reference to Exhibit (d) (68) of Post-Effective Amendment No. 79. | |
(16) | Investment Advisory Agreement, dated June 29, 2016, between Registrant and Glenmede Investment Management LP, relating to the Short Term Tax Aware Fixed Income Portfolio is incorporated herein by reference to Exhibit (d) (81) of Post-Effective Amendment No. 84 to the Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) filed with the SEC on June 29, 2016 ("Post-Effective Amendment No. 84"). | |
(17) | Investment Advisory Agreement between Registrant and Glenmede Investment Management LP, relating to the Equity Income Portfolio is incorporated herein by reference to Exhibit (d) (83) of Post-Effective Amendment No. 90. | |
(18) | Investment Advisory Agreement between Registrant and Glenmede Investment Management LP, relating to the Disciplined U.S. Value Equity Portfolio (formerly, Quantitative U.S. Large Cap Value Equity Portfolio) is incorporated herein by reference to Exhibit (d) (92) of Post-Effective Amendment No. 98 to the Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) filed with the SEC on November 13, 2017 ("Post-Effective Amendment No. 98"). | |
(19) | Investment Advisory Agreement between Registrant and Glenmede Investment Management LP, relating to the Disciplined U.S. Small Cap Equity Portfolio (formerly, Quantitative U.S. Small Cap Equity Portfolio) is incorporated herein by reference to Exhibit (d) (93) of Post-Effective Amendment No. 98. | |
(20) | Advisory Fee Reduction Commitment, dated May 5, 2025, for the Disciplined International Equity Portfolio is incorporated herein by reference to Exhibit (d)(20) of Post-Effective Amendment No. 123. | |
(21) | Contractual Fee Waiver Agreement, dated February 6, 2025 between Registrant and Glenmede Investment Management LP, relating to the Long/Short Equity Portfolio and Total Market Plus Equity Portfolio incorporated herein by reference to Exhibit (d)(20) of Post-Effective Amendment No. 121. | |
(22) | Contractual Fee Waiver Agreement, dated February 6, 2025 between Registrant and Glenmede Investment Management LP, relating to the Equity Income Portfolio is incorporated herein by reference to Exhibit (d)(21) of Post-Effective Amendment No. 121. |
(23) | Contractual Fee Waiver Agreement, dated October 4, 2024 between Registrant and Glenmede Investment Management LP, relating to the Environmental Accountability Portfolio is incorporated herein by reference to Exhibit (d)(22) of Post-Effective Amendment No. 119. | |
(24) | Contractual Fee Waiver Agreement, dated February 6, 2025 between Registrant and Glenmede Investment Management LP, relating to the Women in Leadership U.S. Equity Portfolio incorporated herein by reference to Exhibit (d)(22) of Post-Effective Amendment No. 121. | |
(25) | Contractual Fee Waiver Agreement, dated May 5, 2025, between Registrant and Glenmede Investment Management LP, relating to the Disciplined International Equity Portfolio is incorporated herein by reference to Exhibit (d)(25) of Post-Effective Amendment No. 123. | |
(26) | Contractual Fee Waiver Agreement, dated May 5, 2025, between Registrant and Glenmede Investment Management LP, relating to the Global Secured Options Portfolio is incorporated herein by reference to Exhibit (d)(26) of Post-Effective Amendment No. 123. | |
(27) | Contractual Fee Waiver Agreement, dated February 6, 2025 between Registrant and Glenmede Investment Management LP, relating to the Disciplined U.S. Value Equity Portfolio is incorporated by reference to Exhibit (d)(26) of Post-Effective Amendment No. 121. | |
(28) | Contractual Fee Waiver Agreement, dated May 5, 2025, between Registrant and Glenmede Investment Management LP, relating to the Disciplined U.S. Small Cap Equity Portfolio is incorporated herein by reference to Exhibit (d)(28) of Post-Effective Amendment No. 123. | |
(29) | Contractual Fee Waiver Agreement, dated September 2, 2025, between Registrant and Glenmede Investment Management LP, relating to the SMID Core Equity Portfolio (formerly, Women in Leadership U.S. Equity Portfolio) is incorporated herein by reference to Exhibit (d)(29) of Post-Effective Amendment No. 125. | |
(30) | Form of Contractual Fee Waiver Agreement relating to the Energy Resilience Portfolio (formerly, Environmental Accountability Portfolio) is filed herewith. | |
(e) | (1) | Distribution Agreement, dated March 31, 2020, by and between the Registrant, Quasar Distributors, LLC and Glenmede Investment Management LP is incorporated herein by reference to Exhibit (e) (1) of Post-Effective Amendment No. 111. |
(2) | Distribution Agreement, dated September 30, 2021, by and between the Registrant, Quasar Distributors, LLC and Glenmede Investment Management LP is incorporated herein by reference to Exhibit (e) (2) of Post-Effective Amendment No. 112. | |
(3) | First Amendment to the Distribution Agreement, dated June 21, 2022, by and between the Registrant, Quasar Distributors, LLC and Glenmede Investment Management LP, is incorporated herein by reference to Exhibit (e) (3) of Post-Effective Amendment No. 115. | |
(4) | Second Amendment to the Distribution Agreement, dated June 28, 2023, by and between the Registrant, Quasar Distributors, LLC and Glenmede Investment Management LP is incorporated herein by reference to Exhibit (e) (4) of Post-Effective Amendment No. 116. | |
(f) | Not Applicable. | |
(g) | (1) | Custody Agreement, dated as of September 1, 2001, between Registrant and Investors Bank & Trust Company is incorporated herein by reference to Exhibit (g) (2) of Post-Effective Amendment No. 33. |
(2) | Delegation Agreement, dated as of September 1, 2001, between Registrant and Investors Bank & Trust Company is incorporated herein by reference to Exhibit (g) (3) of Post-Effective Amendment No. 33. |
(3) | Amendment to Custody Agreement, effective March 28, 2003, between Registrant and Investors Bank & Trust Company is incorporated herein by reference to Exhibit (g) (5) of Post-Effective Amendment No. 36. | |
(4) | First Amendment to Custody Agreement, dated as of December 10, 2003, between Registrant and Investors Bank & Trust Company is incorporated herein by reference to Exhibit (g) (5) of Post-Effective Amendment No. 37 to registrant's Registration Statement on Form N1-A (Nos. 33-22884/811-5577) filed with the SEC on February 27, 2004 ("Post-Effective Amendment No. 37"). | |
(5) | Second Amendment to Custody Agreement, dated September 19, 2006, between Registrant and Investors Bank & Trust Company is incorporated herein by reference to Exhibit (g) (5) of Post-Effective Amendment No. 43. | |
(6) | Transfer Agency Agreement, dated as of September 1, 2001, between Registrant and Investors Bank & Trust Company is incorporated herein by reference to Exhibit (g) (4) of Post-Effective Amendment No. 33. | |
(7) | First Amendment to Transfer Agency Agreement, dated as of December 10, 2003, between Registrant and Investors Bank & Trust Company is incorporated herein by reference to Exhibit (g) (6) of Post-Effective Amendment No. 37. | |
(8) | Second Amendment to Transfer Agency Agreement, dated September 19, 2006, between Registrant and Investors Bank & Trust Company is incorporated herein by reference to Exhibit (g) (8) of Post-Effective Amendment No. 43. | |
(9) | Third Amendment to Custody Agreement between Registrant and State Street Bank and Trust Company adding the Secured Options Portfolio, is incorporated herein by reference to Exhibit (g) (9) of Post-Effective Amendment No. 50. | |
(10) | Third Amendment to Transfer Agency and Service Agreement between Registrant and State Street Bank and Trust Company adding the Secured Options Portfolio, is incorporated herein by reference to Exhibit (g) (10) of Post-Effective Amendment No. 50. | |
(11) | Fifth Amendment to Custody Agreement between Registrant and State Street Bank and Trust Company adding the International Secured Options Portfolio, is incorporated herein by reference to Exhibit (g) (13) of Post-Effective Amendment No. 58. | |
(12) | Fifth Amendment to Transfer Agency and Service Agreement between Registrant and State Street Bank and Trust Company adding International Secured Options Portfolio, is incorporated herein by reference to Exhibit (g) (14) of Post-Effective Amendment No. 58. | |
(13) | Sixth Amendment to Transfer Agency and Service Agreement between Registrant and State Street Bank and Trust Company is incorporated herein by reference to Exhibit (g) (15) of Post-Effective Amendment No. 62. | |
(14) | Seventh Amendment to Custody Agreement between Registrant and State Street Bank and Trust Company adding the Women in Leadership U.S. Equity Portfolio, Environmental Accountability Portfolio (formerly, Responsible ESG U.S. Equity Portfolio) and High Yield Municipal Portfolio, is incorporated herein by reference to Exhibit (g) (18) of Post-Effective Amendment No. 79. | |
(15) | Eighth Amendment to Transfer Agency and Service Agreement between Registrant and State Street Bank and Trust Company adding the Women in Leadership U.S. Equity Portfolio, Environmental Accountability Portfolio (formerly, Responsible ESG U.S. Equity Portfolio) and High Yield Municipal Portfolio, is incorporated herein by reference to Exhibit (g) (19) of Post-Effective Amendment No. 79. | |
(16) | Eighth Amendment to Custody Agreement between Registrant and State Street Bank and Trust Company adding the Short Term Tax Aware Fixed Income Portfolio is incorporated herein by reference to Exhibit (g) (20) of Post-Effective Amendment No. 84. |
(17) | Ninth Amendment to Transfer Agency and Service Agreement between Registrant and State Street Bank and Trust Company adding the Short Term Tax Aware Fixed Income Portfolio is incorporated herein by reference to Exhibit (g) (21) of Post-Effective Amendment No. 84. | |
(18) | Ninth Amendment to Custody Agreement between Registrant and State Street Bank and Trust Company adding the Equity Income Portfolio is incorporated herein by reference to Exhibit (g) (22) of Post-Effective Amendment No. 90. | |
(19) | Tenth Amendment to Transfer Agency and Service Agreement between Registrant and State Street Bank and Trust Company adding the Equity Income Portfolio is incorporated herein by reference to Exhibit (g) (23) of Post-Effective Amendment No. 90. | |
(20) | Tenth Amendment to Custody Agreement between Registrant and State Street Bank and Trust Company adding the Disciplined U.S. Value Equity Portfolio (formerly, Quantitative U.S. Large Cap Value Equity Portfolio) and Disciplined U.S. Small Cap Equity Portfolio (formerly, Quantitative U.S. Small Cap Equity Portfolio) is incorporated herein by reference to Exhibit (g) (24) of Post-Effective Amendment No. 98. | |
(21) | Eleventh Amendment to Transfer Agency and Service Agreement between Registrant and State Street Bank and Trust Company adding the Disciplined U.S. Value Equity Portfolio (formerly, Quantitative U.S. Large Cap Value Equity Portfolio) and Disciplined U.S. Small Cap Equity Portfolio (formerly, Quantitative U.S. Small Cap Equity Portfolio) is incorporated herein by reference to Exhibit (g) (25) of Post-Effective Amendment No. 98. | |
(h) | (1) | Administration Agreement, dated as of September 1, 2001, between Registrant and Investors Bank & Trust Company is incorporated herein by reference to Exhibit (h) (4) of Post-Effective Amendment No. 33. |
(2) | First Amendment to Administration Agreement, dated as of December 10, 2003, between Registrant and Investors Bank & Trust Company is incorporated herein by reference to Exhibit (h) (3) of Post-Effective Amendment No. 37. | |
(3) | Second Amendment to Administration Agreement, dated September 26, 2006, between Registrant and Investors Bank & Trust Company, is incorporated herein by reference to Exhibit (h) (3) of Post-Effective Amendment No. 43. | |
(4) | Amended and Restated Shareholder Servicing Plan and related Agreement, dated September 26, 2006, between the Registrant and The Glenmede Trust Company N.A. is incorporated herein by reference to Exhibit (h) (4) of Post-Effective Amendment No. 43. | |
(5) | Securities Lending Agency Agreement, dated September 1, 2001, between Registrant and Investors Bank & Trust Company is incorporated herein by reference to Exhibit (h) (5) of Post-Effective Amendment No. 43. | |
(6) | Amendment No. 1 to Securities Lending Agency Agreement, dated as of February 28, 2004, between Registrant and Investors Bank & Trust Company, is incorporated herein by reference to Exhibit (h) (6) of Post-Effective Amendment No. 43. | |
(7) | Amendment No. 2 to Securities Lending Agency Agreement, dated as of September 19, 2006, between Registrant and Investors Bank & Trust Company is incorporated herein by reference to Exhibit (h) (7) of Post-Effective Amendment No. 43. | |
(8) | Securities Lending Authorization Agreement, dated as of September 1, 2007, between Registrant and State Street Bank and Trust Company is incorporated herein by reference to Exhibit (h) (8) of Post-Effective Amendment No. 45. |
(9) | Termination and Renewal Agreement, dated as of August 1, 2007, between Registrant and State Street Bank and Trust Company is incorporated herein by reference to Exhibit (h) (9) of Post-Effective Amendment No. 45. | |
(10) | First Amendment to Securities Lending Authorization Agreement, dated as of October 15, 2009, between Registrant and State Street Bank and Trust Company, is incorporated herein by reference to Exhibit (h) (10) of Post-Effective Amendment No. 47 to the Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) filed with the SEC on December 17, 2009 ("Post-Effective Amendment No. 47"). | |
(11) | Securities Lending and Services Agreement, dated as of October 15, 2009, between the Registrant, on behalf of its Long/Short Portfolio and Total Market Portfolio and State Street Bank and Trust Company is incorporated herein by reference to Exhibit (h) (11) of Post-Effective Amendment No. 47. | |
(12) | Amended and Restated Amended Shareholder Servicing Plan and related Agreement, is incorporated herein by reference to Exhibit (h) (12) of Post-Effective Amendment No. 50. | |
(13) | Third Amendment to Administration Agreement between Registrant and State Street Bank and Trust Company adding the Secured Options Portfolio, is incorporated herein by reference to Exhibit (h) (13) of Post-Effective Amendment No. 50. | |
(14) | Second Amendment to Securities Lending Authorization Agreement between Registrant and State Street Bank and Trust Company adding the Secured Options Portfolio, is incorporated herein by reference to Exhibit (h) (14) of Post-Effective Amendment No. 50. | |
(15) | Purchasing Fund Agreement between Registrant and State Street Bank and Trust Company is incorporated herein by reference to Exhibit (h) (18) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 53. filed with the SEC on February 25, 2011. | |
(16) | Amended and Restated Amended Shareholder Servicing Plan and related Agreement, is incorporated herein by reference to Exhibit (h) (19) of Post-Effective Amendment No. 58. | |
(17) | Fifth Amendment to Administration Agreement between Registrant and State Street Bank and Trust Company adding the International Secured Options Portfolio, is incorporated herein by reference to Exhibit (h) (20) of Post-Effective Amendment No. 58. | |
(18) | Fourth Amendment to Securities Lending Authorization Agreement between Registrant and State Street Bank and Trust Company adding the International Secured Options Portfolio, is incorporated herein by reference to Exhibit (h) (21) of Post-Effective Amendment No. 58. | |
(19) | Seventh Amendment to the Administration Agreement, dated July 14, 2015, between Registrant and State Street Bank and Trust Company is incorporated herein by reference to Exhibit (h) (25) of Post-Effective Amendment No. 78. | |
(20) | Amended and Restated Amended Shareholder Servicing Plan and related Agreement, is incorporated herein by reference to Exhibit (h) (27) of Post-Effective Amendment No. 79. | |
(21) | Eighth Amendment to Administration Agreement between Registrant and State Street Bank and Trust Company adding the Women in Leadership U.S. Equity Portfolio, Environmental Accountability Portfolio (formerly, Responsible ESG U.S. Equity Portfolio) and High Yield Municipal Portfolio, is incorporated herein by reference to Exhibit (h) (28) of Post-Effective Amendment No. 79. | |
(22) | Sixth Amendment to Securities Lending Authorization Agreement between Registrant and State Street Bank and Trust Company adding the Women in Leadership U.S. Equity Portfolio and Environmental Accountability Portfolio (formerly, Responsible ESG U.S. Equity Portfolio), is incorporated herein by reference to Exhibit (h) (29) of Post-Effective Amendment No. 79. |
(23) | Amended and Restated Amended Shareholder Servicing Plan and related Agreement is incorporated herein by reference to Exhibit (h) (30) of Post-Effective Amendment No. 84. | |
(24) | Ninth Amendment to Administration Agreement between Registrant and State Street Bank and Trust Company adding the Short Term Tax Aware Fixed Income Portfolio is incorporated herein by reference to Exhibit (h) (31) of Post-Effective Amendment No. 84. | |
(25) | Seventh Amendment to Securities Lending Authorization Agreement between Registrant and State Street Bank and Trust Company is incorporated herein by reference to Exhibit (h) (32) of Post-Effective Amendment No. 89. | |
(26) | Amended and Restated Amended Shareholder Servicing Plan and related Agreement is incorporated herein by reference to Exhibit (h) (33) of Post-Effective Amendment No. 90. | |
(27) | Tenth Amendment to Administration Agreement between Registrant and State Street Bank and Trust Company adding the Equity Income Portfolio is incorporated herein by reference to Exhibit (h) (34) of Post-Effective Amendment No. 90. | |
(28) | Eighth Amendment to Securities Lending Authorization Agreement between Registrant and State Street Bank and Trust Company adding the Equity Income Portfolio is incorporated herein by reference to Exhibit (h) (35) of Post-Effective Amendment No. 90. | |
(29) | Amended and Restated Amended Shareholder Servicing Plan and related Agreement is incorporated herein by reference to Exhibit (h) (36) of Post-Effective Amendment No. 98. | |
(30) | Eleventh Amendment to Administration Agreement between Registrant and State Street Bank and Trust Company adding the Quantitative U.S. Large Cap Value Equity Portfolio and Disciplined U.S. Small Cap Equity Portfolio (formerly, Quantitative U.S. Small Cap Equity Portfolio) is incorporated herein by reference to Exhibit (h) (37) of Post-Effective Amendment No. 98. | |
(31) | Ninth Amendment to Securities Lending Authorization Agreement between Registrant and State Street Bank and Trust Company is incorporated herein by reference to Exhibit (h) (38) of Post-Effective Amendment No. 97. | |
(32) | Tenth Amendment to Securities Lending Authorization Agreement between Registrant and State Street Bank and Trust Company adding the Disciplined U.S. Value Equity Portfolio (formerly, Quantitative U.S. Large Cap Value Equity Portfolio) and Disciplined U.S. Small Cap Equity Portfolio (formerly, Quantitative U.S. Small Cap Equity Portfolio) is incorporated herein by reference to Exhibit (h) (39) of Post-Effective Amendment No. 98. | |
(33) | Second Amendment to Securities Lending and Services Agreement, dated as of December 20, 2017, between the Registrant, on behalf of its Long/Short Equity Portfolio (formerly, Quantitative U.S. Long/Short Equity Portfolio), Total Market Plus Equity Portfolio (formerly, Quantitative U.S. Total Market Equity Portfolio) and Alternative Risk Premia Portfolio, and State Street Bank and Trust Company is incorporated herein by reference to Exhibit (h) (42) of Post-Effective Amendment of Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-05577) No. 107 filed with the SEC on February 28, 2019. | |
(34) | Amended and Restated Amended Shareholder Servicing Plan and related Agreement is incorporated herein by reference to Exhibit (h) (34) of Post-Effective Amendment No. 111. | |
(35) | Amended and Restated Amended Shareholder Servicing Plan and related Agreement is incorporated herein by reference to Exhibit (h) (35) of Post-Effective Amendment No. 112. | |
(36) | Amended and Restated Amended Shareholder Servicing Plan and related Agreement is incorporated herein by reference to Exhibit (h)(36) of Post-Effective Amendment No. 123. |
(37) | Amended and Restated Amended Shareholder Servicing Plan and related Agreement is incorporated herein by reference to Exhibit (h)(37) of Post-Effective Amendment No. 125. | |
(38) | Form of Amended and Restated Amended Shareholder Servicing Plan and related Agreement is filed herewith. | |
(39) | Fund of Funds Investment Agreement dated January 19, 2022 between the Registrant, SPDR S&P 500 ETF Trust and SPDR Down Jones Industrial Average ETF Trust is incorporated herein by reference to Exhibit (h) (36) of Post-Effective Amendment No. 112. | |
(40) | Fund of Funds Investment Agreement dated January 19, 2022 between the Registrant, SPDR Series Trust, SPDR Index Shares Funds and SSGA Active Trust is incorporated herein by reference to Exhibit (h) (37) of Post-Effective Amendment No. 112. | |
(41) | Fund of Funds Investment Agreement dated January 19, 2022 between the Registrant and The Select Sector SPDR Trust is incorporated herein by reference to Exhibit (h) (38) of Post-Effective Amendment No. 112. | |
(42) | Fund of Funds Investment Agreement dated January 19, 2022 between the Registrant, Vanguard Index Funds, Vanguard International Equity Index Funds, Vanguard Malvern Funds, Vanguard Scottsdale Funds, Vanguard Specialized Funds and Vanguard STAR Funds is incorporated herein by reference to exhibit (h) (39) of Post-Effective Amendment No. 112. | |
(43) | Fund of Funds Investment Agreement dated January 19, 2022 between the Registrant, BlackRock ETF Trust, BlackRock ETF Trust II, iShares Trust, iShares, Inc. and iShares U.S. ETF Trust is incorporated herein by reference to exhibit (h) (40) of Post-Effective Amendment No. 112. | |
(44) | Amended and Restated Shareholder Servicing Plan and related Agreement is incorporated herein by reference to Exhibit (h) (41) of Post-Effective Amendment No. 113. | |
(45) | Fund of Funds Investment Agreement dated January 19, 2022 between the Registrant, on behalf of the Glenmede Secured Options Portfolio and First Trust Alternative Opportunities Fund is incorporated herein by reference to Exhibit (h) (42) of Post-Effective Amendment No. 113. | |
(i) | (1) | Opinion of Counsel as to Legality of Securities Being Registered is incorporated herein by reference to Post-Effective Amendment No. 25 to the Registrant's Registration Statement on Form N-1A (Nos. 33-22884/811-5577) as filed with the SEC on December 30, 1997 ("Post-Effective Amendment No. 25"). |
(2) | Opinion of Counsel as to Legality of Securities Being Registered is incorporated herein by reference to Exhibit (i) (2) of Post-Effective Amendment No. 29. | |
(3) | Opinion of Counsel as to Legality of Securities Being Registered is incorporated herein by reference to Exhibit (i) (4) of Post-Effective Amendment No. 36. | |
(4) | Opinion of Counsel as to Legality of Securities Being Registered is incorporated herein by reference to Exhibit (i) (4) of Post-Effective Amendment No. 42. | |
(5) | Opinion of Counsel as to Legality of Securities Being Registered is incorporated herein by reference to Exhibit (i) (5) of Post-Effective Amendment No. 50. | |
(6) | Opinion of Counsel as to Legality of Securities Being Registered is incorporated herein by reference to Exhibit (i) (6) of Post-Effective Amendment No. 52. | |
(7) | Opinion of Counsel as to Legality of Securities Being Registered is incorporated herein by reference to Exhibit (i) (7) of Post-Effective Amendment No. 58. |
(8) | Opinion of Counsel as to Legality of Securities Being Registered is incorporated herein by reference to Exhibit (i) (8) of Post-Effective Amendment No. 65. | |
(9) | Opinion of Counsel as to Legality of Securities Being Registered is incorporated herein by reference to Exhibit (i) (9) of Post-Effective Amendment No. 76. | |
(10) | Opinion of Counsel as to Legality of Securities Being Registered is incorporated herein by reference to Exhibit (i) (10) of Post-Effective Amendment No. 79. | |
(11) | Opinion of Counsel as to Legality of Securities Being Registered is incorporated herein by reference to Exhibit (i) (11) of Post-Effective Amendment No. 84. | |
(12) | Opinion of Counsel as to Legality of Securities Being Registered is incorporated herein by reference to Exhibit (i) (12) of Post-Effective Amendment No. 86. | |
(13) | Opinion of Counsel as to Legality of Securities Being Registered is incorporated herein by reference to Exhibit (i) (13) of Post-Effective Amendment No. 90. | |
(14) | Opinion of Counsel as to Legality of Securities Being Registered is incorporated herein by reference to Exhibit (i) (14) of Post-Effective Amendment No. 98. | |
(15) | Opinion of Counsel as to Legality of Securities Being Registered is incorporated herein by reference to Exhibit (i) (15) of Post-Effective Amendment No. 102. | |
(16) | Opinion of Counsel as to Legality of Securities Being Registered is incorporated herein by reference to Exhibit (i) (16) of Post-Effective Amendment No. 105. | |
(17) | Opinion of Counsel as to Legality of Securities Being Registered is incorporated herein by reference to Exhibit (i) (17) of Post-Effective Amendment No. 116. | |
(18) | Opinion of Counsel as to Legality of Securities Being Registered is incorporated herein by reference to Exhibit (i)(18) of Post-Effective Amendment No. 123. | |
(19) | Opinion of Counsel as to Legality of Securities Being Registered is incorporated herein by reference to Exhibit (i)(19) of Post-Effective Amendment No. 125. | |
(20) | Opinion of Counsel to be added by subsequent amendment. | |
(j) | (1) | Consent of Faegre Drinker Biddle & Reath LLP is filed herewith. |
(2) | Consent of Cohen & Company, Ltd. to be added by subsequent amendment. | |
(k) | Not Applicable. | |
(l) | (1) | Purchase Agreement, dated February 27, 2004, between Registrant and The Glenmede Trust Company relating to the Large Cap 100 Portfolio and Large Cap Growth Portfolio is incorporated herein by reference to Exhibit (l) (2) of Post-Effective Amendment No. 39. |
(2) | Purchase Agreement, dated September 26, 2006, between Registrant and The Glenmede Trust Company, N.A. relating to the Absolute Return Portfolio and Total Market Long/Short Portfolio is incorporated herein by reference to Exhibit (l) (3) of Post-Effective Amendment No. 43. | |
(3) | Purchase Agreement between Registrant and The Glenmede Trust Company, N.A. relating to the Secured Options Portfolio is incorporated herein by reference to Exhibit (l) (4) of Post-Effective Amendment No. 50. |
(4) | Purchase Agreement between Registrant and The Glenmede Trust Company, N.A., relating to the International Secured Options Portfolio, is incorporated herein by reference to Exhibit (l) (7) of Post-Effective Amendment No. 58. | |
(5) | Purchase Agreement between Registrant and The Glenmede Trust Company, N.A., relating to the Women in Leadership U.S. Equity Portfolio, is incorporated herein by reference to Exhibit (l) (9) of Post-Effective Amendment No. 79. | |
(6) | Purchase Agreement between Registrant and The Glenmede Trust Company, N.A., relating to the Environmental Accountability Portfolio (formerly, Responsible ESG U.S. Equity Portfolio), is incorporated herein by reference to Exhibit (l) (10) of Post-Effective Amendment No. 79. | |
(7) | Purchase Agreement between Registrant and The Glenmede Trust Company, N.A., relating to the Short Term Tax Aware Fixed Income Portfolio, is incorporated herein by reference to Exhibit (l) (12) of Post-Effective Amendment No. 84. | |
(8) | Purchase Agreement between Registrant and The Glenmede Corporation, relating to the Equity Income Portfolio, is incorporated herein by reference to Exhibit (l) (13) of Post-Effective Amendment No. 90. | |
(9) | Purchase Agreement between Registrant and The Glenmede Corporation, relating to the Disciplined U.S. Value Equity Portfolio (formerly, Quantitative U.S. Large Cap Value Equity Portfolio) is incorporated herein by reference to Exhibit (l) (14) of Post-Effective Amendment No. 98. | |
(10) | Purchase Agreement between Registrant and The Glenmede Corporation, relating to the Disciplined U.S. Small Cap Equity Portfolio (formerly, Quantitative U.S. Small Cap Equity Portfolio) is incorporated herein by reference to Exhibit (l) (15) of Post-Effective Amendment No. 98. | |
(m) | Not Applicable. | |
(n) | (1) | Amended and Restated Plan Pursuant to Rule 18f-3 for Operation of a Multi-Class System dated September 18, 2013 is incorporated herein by reference to Exhibit (n) of Post-Effective Amendment No. 62. |
(2) | Amended and Restated Plan Pursuant to Rule 18f-3 for Operation of a Multi-Class System adding the Large Cap Core Portfolio and Large Cap Growth Portfolio, dated June 11, 2015, is incorporated herein by reference to Exhibit (n) (3) of Post-Effective Amendment No. 76. | |
(3) | Amended and Restated Plan Pursuant to Rule 18f-3 for Operation of a Multi-Class System adding the Secured Options Portfolio, dated June 16, 2016, is incorporated herein by reference to Exhibit (n) (4) of Post-effective Amendment No. 86. | |
(4) | Amended and Restated Plan Pursuant to Rule 18f-3 for Operation of a Multi-Class System adding the Long/Short Equity Portfolio (formerly, Quantitative U.S. Long/Short Equity Portfolio), dated December 14, 2018, is incorporated herein by reference to Exhibit (n) (5) of Post-effective Amendment No. 105. | |
(5) | Amended and Restated Plan Pursuant to Rule 18f-3 for Operation of a Multi-Class System adding Institutional Shares of the Disciplined International Equity Portfolio, Disciplined U.S. Small Cap Equity Portfolio and Global Secured Options Portfolio is incorporated herein by reference to Exhibit (n)(5) of Post-Effective Amendment No. 123. | |
(6) | Amended and Restated Plan Pursuant to Rule 18f-3 for Operation of a Multi-Class System adding Institutional Shares of the SMID Core Equity Portfolio (formerly, Women in Leadership U.S. Equity Portfolio) is incorporated herein by reference to Exhibit (n)(6) of Post-Effective Amendment No. 125. |
(7) | Form of Amended and Restated Plan Pursuant to Rule 18f-3 for Operation of a Multi-Class System adding Institutional Shares of the Energy Resilience Portfolio (formerly, Environmental Accountability Portfolio) is filed herewith. | |
(o) | Reserved. | |
(p) | (1) | Revised Code of Ethics of The Glenmede Fund, Inc. and The Glenmede Portfolios is incorporated herein by reference to Exhibit (p) (1) of Post-Effective Amendment No. 79. |
(2) | Amended Code of Ethics of Glenmede Investment Management LP is incorporated herein by reference to Exhibit (p) (2) of Post-Effective Amendment No. 62. | |
(q) | (1) | Powers of Attorney for H. Franklin Allen, William L. Cobb, Jr., Andrew Phillips, Mary Ann B. Wirts, Harry Wong, and Rebecca Duseau are incorporated herein by reference to Exhibit (q)(1) of Post-Effective Amendment No. 125. |
Item 29. | Persons Controlled by or Under Common Control with Registrant |
Registrant is not controlled by or under common control with any person. Registrant is controlled by its Board of Directors.
Item 30. | Indemnification |
Reference is made to Article Ten of the Registrant's Amended and Restated Articles of Incorporation, incorporated herein by reference to Exhibit (a)(1). Insofar as indemnification for liability arising under the Securities Act of 1933, as amended, may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that in the opinion of the SEC such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of counsel the matter has been settled by controlling precedent, submit to court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.
Item 31. | Business and Other Connections of Investment Advisor |
Glenmede Investment Management LP
Reference is made to the caption of "Investment Advisor" in the Prospectuses in Part A of this Registration Statement and "Investment Advisory and Other Services" in Part B of this Registration Statement.
Set forth below is a list of all of the directors, senior officers and those officers primarily responsible for Registrant's affairs and, with respect to each such person, the name and business address of the Company (if any) with which such person has been connected at any time since October 31, 2022, as well as the capacity in which such person was connected.
Name and Position with Glenmede Investment Management LP | Business Address of other Company | Connection with other Company | ||
Peter Zuleba, Managing Director and Chief Executive Officer | The Glenmede Trust Company, N.A. | Chief Executive Officer, President and Board Member | ||
Philadelphia Health Partnership | Chairperson |
Name and Position with Glenmede Investment Management LP | Business Address of other Company | Connection with other Company | ||
Philadelphia Chamber of Commerce | Board Member | |||
Raj Tewari, Managing Director and Chief Operating Officer | The Glenmede Trust Company, N.A. | Managing Director and Chief Operating Officer | ||
John F. McCabe, Managing Director and General Counsel | The Glenmede Trust Company, N.A. | Managing Director and General Counsel | ||
Support Center for Child Advocates | Board Member |
Item 32. | Principal Underwriters |
(a) | Quasar Distributors, LLC (the "Distributor") serves as principal underwriter for the following investment companies registered under the Investment Company Act of 1940, as amended: |
1. | Abacus FCF ETF Trust |
2. | Advisor Managed Portfolios |
3. | Antares Private Credit Fund |
4. | Capital Advisors Growth Fund, Series of Advisors Series Trust |
5. | Chase Growth Fund, Series of Advisors Series Trust |
6. | Davidson Multi Cap Equity Fund, Series of Advisors Series Trust |
7. | Edgar Lomax Value Fund, Series of Advisors Series Trust |
8. | First Sentier American Listed Infrastructure Fund, Series of Advisors Series Trust |
9. | First Sentier Global Listed Infrastructure Fund, Series of Advisors Series Trust |
10. | Huber Large Cap Value Fund, Series of Advisors Series Trust |
11. | Huber Mid Cap Value Fund, Series of Advisors Series Trust |
12. | Huber Select Large Cap Value Fund, Series of Advisors Series Trust |
13. | Huber Small Cap Value Fund, Series of Advisors Series Trust |
14. | Logan Capital Broad Innovative Growth ETF, Series of Advisors Series Trust |
15. | Medalist Partners MBS Total Return Fund, Series of Advisors Series Trust |
16. | Medalist Partners Short Duration Fund, Series of Advisors Series Trust |
17. | O'Shaughnessy Market Leaders Value Fund, Series of Advisors Series Trust |
18. | PIA BBB Bond Fund, Series of Advisors Series Trust |
19. | PIA High Yield (MACS) Fund, Series of Advisors Series Trust |
20. | PIA High Yield Fund, Series of Advisors Series Trust |
21. | PIA MBS Bond Fund, Series of Advisors Series Trust |
22. | PIA Short-Term Securities Fund, Series of Advisors Series Trust |
23. | Poplar Forest Cornerstone Fund, Series of Advisors Series Trust |
24. | Poplar Forest Partners Fund, Series of Advisors Series Trust |
25. | Pzena Emerging Markets Value Fund, Series of Advisors Series Trust |
26. | Pzena International Small Cap Value Fund, Series of Advisors Series Trust |
27. | Pzena International Value Fund, Series of Advisors Series Trust |
28. | Pzena Mid Cap Value Fund, Series of Advisors Series Trust |
29. | Pzena Small Cap Value Fund, Series of Advisors Series Trust |
30. | Reverb ETF, Series of Advisors Series Trust |
31. | Scharf Fund, Series of Advisors Series Trust |
32. | Scharf Global Opportunity Fund, Series of Advisors Series Trust |
33. | Scharf Multi-Asset Opportunity Fund, Series of Advisors Series Trust |
34. | Shenkman Capital Floating Rate High Income Fund, Series of Advisors Series Trust |
35. | Shenkman Capital Short Duration High Income Fund, Series of Advisors Series Trust |
36. | VegTech Plant-based Innovation & Climate ETF, Series of Advisors Series Trust |
37. | The Aegis Funds |
38. | Allied Asset Advisors Funds |
39. | Angel Oak Funds Trust |
40. | Angel Oak Strategic Credit Fund |
41. | Brookfield Infrastructure Income Fund Inc. |
42. | Brookfield Investment Funds |
43. | Buffalo Funds |
44. | DoubleLine Funds Trust |
45. | EA Series Trust (f/k/a Alpha Architect ETF Trust) |
46. | Ecofin Tax-Advantaged Social Impact Fund, Inc. |
47. | AAM Bahl & Gaynor Small/Mid Cap Income Growth ETF, Series of ETF Series Solutions |
48. | AAM Brentview Dividend Growth ETF, Series of ETF Series Solutions |
49. | AAM Low Duration Preferred and Income Securities ETF, Series of ETF Series Solutions |
50. | AAM S&P 500 High Dividend Value ETF, Series of ETF Series Solutions |
51. | AAM Sawgrass U.S. Large Cap Quality Growth ETF, Series of ETF Series Solutions |
52. | AAM Sawgrass U.S. Small Cap Quality Growth ETF, Series of ETF Series Solutions |
53. | AAM SLC Low Duration Income ETF, Series of ETF Series Solutions |
54. | AAM Transformers ETF, Series of ETF Series Solutions |
55. | Acquirers Deep Value ETF, Series of ETF Series Solutions |
56. | Aptus Collared Investment Opportunity ETF, Series of ETF Series Solutions |
57. | Aptus Defined Risk ETF, Series of ETF Series Solutions |
58. | Aptus Drawdown Managed Equity ETF, Series of ETF Series Solutions |
59. | Aptus Enhanced Yield ETF, Series of ETF Series Solutions |
60. | Aptus International Enhanced Yield ETF, Series of ETF Series Solutions |
61. | Aptus Large Cap Enhanced Yield ETF, Series of ETF Series Solutions |
62. | Aptus Large Cap Upside ETF, Series of ETF Series Solutions |
63. | Bahl & Gaynor Dividend ETF, Series of ETF Series Solutions |
64. | Bahl & Gaynor Income Growth ETF, Series of ETF Series Solutions |
65. | Bahl & Gaynor Small Cap Dividend ETF, Series of ETF Series Solutions |
66. | BTD Capital Fund, Series of ETF Series Solutions |
67. | Carbon Strategy ETF, Series of ETF Series Solutions |
68. | ClearShares OCIO ETF, Series of ETF Series Solutions |
69. | ClearShares Piton Intermediate Fixed Income Fund, Series of ETF Series Solutions |
70. | ClearShares Ultra-Short Maturity ETF, Series of ETF Series Solutions |
71. | Distillate International Fundamental Stability & Value ETF, Series of ETF Series Solutions |
72. | Distillate Small/Mid Cash Flow ETF, Series of ETF Series Solutions |
73. | Distillate U.S. Fundamental Stability & Value ETF, Series of ETF Series Solutions |
74. | ETFB Green SRI REITs ETF, Series of ETF Series Solutions |
75. | Hoya Capital High Dividend Yield ETF, Series of ETF Series Solutions |
76. | Hoya Capital Housing ETF, Series of ETF Series Solutions |
77. | LHA Market State Tactical Beta ETF, Series of ETF Series Solutions |
78. | LHA Market State Tactical Q ETF, Series of ETF Series Solutions |
79. | LHA Risk-Managed Income ETF, Series of ETF Series Solutions |
80. | McElhenny Sheffield Managed Risk ETF, Series of ETF Series Solutions |
81. | NETLease Corporate Real Estate ETF, Series of ETF Series Solutions |
82. | Opus Small Cap Value ETF, Series of ETF Series Solutions |
83. | Range Cancer Therapeutics ETF, Series of ETF Series Solutions |
84. | The Acquirers Fund, Series of ETF Series Solutions |
85. | The Brinsmere Fund - Conservative ETF, Series of ETF Series Solutions |
86. | The Brinsmere Fund - Growth ETF, Series of ETF Series Solutions |
87. | U.S. Global GO GOLD and Precious Metal Miners ETF, Series of ETF Series Solutions |
88. | U.S. Global JETS ETF, Series of ETF Series Solutions |
89. | U.S. Global Sea to Sky Cargo ETF, Series of ETF Series Solutions |
90. | U.S. Global Technology and Aerospace & Defense ETF, Series of ETF Series Solutions |
91. | US Vegan Climate ETF, Series of ETF Series Solutions |
92. | Vest 10 Year Interest Rate Hedge ETF, Series of ETF Series Solutions |
93. | Vest 2 Year Interest Rate Hedge ETF, Series of ETF Series Solutions |
94. | First American Funds Trust |
95. | FundX Investment Trust |
96. | The Glenmede Fund, Inc. |
97. | The GoodHaven Funds Trust |
98. | Harding, Loevner Funds, Inc. |
99. | Hennessy Funds Trust |
100. | Horizon Funds |
101. | Hotchkis & Wiley Funds |
102. | Intrepid Capital Management Funds Trust |
103. | Jacob Funds Inc. |
104. | The Jensen Quality Growth Fund Inc. |
105. | Kirr, Marbach Partners Funds, Inc. |
106. | Core Alternative ETF, Series of Listed Funds Trust |
107. | Wahed Dow Jones Islamic World ETF, Series of Listed Funds Trust |
108. | Wahed FTSE USA Shariah ETF, Series of Listed Funds Trust |
109. | LKCM Funds |
110. | LoCorr Investment Trust |
111. | MainGate Trust |
112. | ATAC Rotation Fund, Series of Managed Portfolio Series |
113. | Coho Relative Value Equity Fund, Series of Managed Portfolio Series |
114. | Coho Relative Value ESG Fund, Series of Managed Portfolio Series |
115. | Cove Street Capital Small Cap Value Fund, Series of Managed Portfolio Series |
116. | Ecofin Global Water ESG Fund, Series of Managed Portfolio Series |
117. | Jackson Square Large-Cap Growth Fund, Series of Managed Portfolio Series |
118. | Jackson Square SMID-Cap Growth Fund, Series of Managed Portfolio Series |
119. | Kensington Active Advantage Fund, Series of Managed Portfolio Series |
120. | Kensington Defender Fund, Series of Managed Portfolio Series |
121. | Kensington Dynamic Growth Fund, Series of Managed Portfolio Series |
122. | Kensington Hedged Premium Income ETF, Series of Managed Portfolio Series |
123. | Kensington Managed Income Fund, Series of Managed Portfolio Series |
124. | LK Balanced Fund, Series of Managed Portfolio Series |
125. | Leuthold Core ETF, Series of Managed Portfolio Series |
126. | Leuthold Core Investment Fund, Series of Managed Portfolio Series |
127. | Leuthold Global Fund, Series of Managed Portfolio Series |
128. | Leuthold Grizzly Short Fund, Series of Managed Portfolio Series |
129. | Leuthold Select Industries ETF, Series of Managed Portfolio Series |
130. | Muhlenkamp Fund, Series of Managed Portfolio Series |
131. | Nuance Concentrated Value Fund, Series of Managed Portfolio Series |
132. | Nuance Mid Cap Value Fund, Series of Managed Portfolio Series |
133. | Olstein All Cap Value Fund, Series of Managed Portfolio Series |
134. | Olstein Strategic Opportunities Fund, Series of Managed Portfolio Series |
135. | Port Street Quality Growth Fund, Series of Managed Portfolio Series |
136. | Principal Street High Income Municipal Fund, Series of Managed Portfolio Series |
137. | Principal Street Short Term Municipal Fund, Series of Managed Portfolio Series |
138. | Reinhart Genesis PMV Fund, Series of Managed Portfolio Series |
139. | Reinhart International PMV Fund, Series of Managed Portfolio Series |
140. | Reinhart Mid Cap PMV Fund, Series of Managed Portfolio Series |
141. | Tortoise Energy Infrastructure and Income Fund, Series of Managed Portfolio Series |
142. | Tortoise Energy Infrastructure Total Return Fund, Series of Managed Portfolio Series |
143. | Tortoise North American Pipeline Fund, Series of Managed Portfolio Series |
144. | Tremblant Global ETF, Series of Managed Portfolio Series |
145. | Greenspring Income Opportunities Fund, Series of Manager Directed Portfolios |
146. | Hood River International Opportunity Fund, Series of Manager Directed Portfolios |
147. | Hood River New Opportunities Fund, Series of Manager Directed Portfolios |
148. | Hood River Small-Cap Growth Fund, Series of Manager Directed Portfolios |
149. | SanJac Alpha Core Plus Bond ETF, Series of Manager Directed Portfolios |
150. | SanJac Alpha Low Duration ETF, Series of Manager Directed Portfolios |
151. | SWP Growth & Income ETF, Series of Manager Directed Portfolios |
152. | Vert Global Sustainable Real Estate ETF, Series of Manager Directed Portfolios |
153. | Mason Capital Fund Trust |
154. | Matrix Advisors Funds Trust |
155. | Monetta Trust |
156. | Nicholas Equity Income Fund, Inc. |
157. | Nicholas Fund, Inc. |
158. | Nicholas II, Inc. |
159. | Nicholas Limited Edition, Inc. |
160. | Oaktree Diversified Income Fund Inc. |
161. | Permanent Portfolio Family of Funds |
162. | Perritt Funds, Inc. |
163. | Procure ETF Trust II |
164. | Professionally Managed Portfolios |
165. | Prospector Funds, Inc. |
166. | Provident Mutual Funds, Inc. |
167. | Abbey Capital Futures Strategy Fund, Series of The RBB Fund, Inc. |
168. | Abbey Capital Multi-Asset Fund, Series of The RBB Fund, Inc. |
169. | Adara Smaller Companies Fund, Series of The RBB Fund, Inc. |
170. | Aquarius International Fund, Series of The RBB Fund, Inc. |
171. | Boston Partners All Cap Value Fund, Series of The RBB Fund, Inc. |
172. | Boston Partners Emerging Markets Dynamic Equity Fund, Series of The RBB Fund, Inc. |
173. | Boston Partners Global Equity Fund, Series of The RBB Fund, Inc. |
174. | Boston Partners Global Sustainability Fund, Series of The RBB Fund, Inc. |
175. | Boston Partners Long/Short Equity Fund, Series of The RBB Fund, Inc. |
176. | Boston Partners Long/Short Research Fund, Series of The RBB Fund, Inc. |
177. | Boston Partners Small Cap Value Fund II, Series of The RBB Fund, Inc. |
178. | Campbell Systematic Macro Fund, Series of The RBB Fund, Inc. |
179. | F/m 10-Year Investment Grade Corporate Bond ETF, Series of The RBB Fund, Inc. |
180. | F/m 2-Year Investment Grade Corporate Bond ETF, Series of The RBB Fund, Inc. |
181. | F/m 3-Year Investment Grade Corporate Bond ETF, Series of The RBB Fund, Inc. |
182. | F/m Emerald Life Sciences Innovation ETF, Series of The RBB Fund, Inc. |
183. | F/m High Yield 100 ETF, Series of The RBB Fund, Inc. |
184. | F/m Investments Large Cap Focused Fund Series of The RBB Fund, Inc. |
185. | F/m Opportunistic Income ETF, Series of The RBB Fund, Inc. |
186. | F/m Ultrashort Treasury Inflation-Protected Security (TIPS) ETF Series of The RBB Fund, Inc. |
187. | Motley Fool 100 Index ETF, Series of The RBB Fund, Inc. |
188. | Motley Fool Capital Efficiency 100 Index ETF, Series of The RBB Fund, Inc. |
189. | Motley Fool Global Opportunities ETF, Series of The RBB Fund, Inc. |
190. | Motley Fool Mid-Cap Growth ETF, Series of The RBB Fund, Inc. |
191. | Motley Fool Next Index ETF, Series of The RBB Fund, Inc. |
192. | Motley Fool Small-Cap Growth ETF, Series of The RBB Fund, Inc. |
193. | Optima Strategic Credit Fund, Series of The RBB Fund, Inc. |
194. | SGI Dynamic Tactical ETF, Series of The RBB Fund, Inc. |
195. | SGI Enhanced Core ETF, Series of The RBB Fund, Inc. |
196. | SGI Enhanced Global Income ETF, Series of The RBB Fund, Inc. |
197. | SGI Global Equity Fund, Series of The RBB Fund, Inc. |
198. | SGI Peak Growth Fund, Series of The RBB Fund, Inc. |
199. | SGI Prudent Growth Fund, Series of The RBB Fund, Inc. |
200. | SGI Small Cap Core Fund, Series of The RBB Fund, Inc. |
201. | SGI U.S. Large Cap Core ETF, Series of The RBB Fund, Inc. |
202. | SGI U.S. Large Cap Equity Fund, Series of The RBB Fund, Inc. |
203. | SGI U.S. Small Cap Equity Fund, Series of The RBB Fund, Inc. |
204. | US Treasury 10 Year Note ETF, Series of The RBB Fund, Inc. |
205. | US Treasury 12 Month Bill ETF, Series of The RBB Fund, Inc. |
206. | US Treasury 2 Year Note ETF, Series of The RBB Fund, Inc. |
207. | US Treasury 20 Year Bond ETF, Series of The RBB Fund, Inc. |
208. | US Treasury 3 Month Bill ETF, Series of The RBB Fund, Inc. |
209. | US Treasury 3 Year Note ETF, Series of The RBB Fund, Inc. |
210. | US Treasury 30 Year Bond ETF, Series of The RBB Fund, Inc. |
211. | US Treasury 5 Year Note ETF, Series of The RBB Fund, Inc. |
212. | US Treasury 6 Month Bill ETF, Series of The RBB Fund, Inc. |
213. | US Treasury 7 Year Note ETF, Series of The RBB Fund, Inc. |
214. | WPG Partners Select Hedged Fund, Series of The RBB Fund, Inc. |
215. | WPG Partners Select Small Cap Value Fund, Series of The RBB Fund, Inc. |
216. | WPG Partners Small Cap Value Diversified Fund, Series of The RBB Fund, Inc. |
217. | The RBB Fund Trust |
218. | RBC Funds Trust |
219. | Rockefeller Municipal Opportunities Fund |
220. | Series Portfolios Trust |
221. | Tax-Exempt Private Credit Fund, Inc. |
222. | Thompson IM Funds, Inc. |
223. | Tortoise Capital Series Trust |
224. | Bright Rock Mid Cap Growth Fund, Series of Trust for Professional Managers |
225. | Bright Rock Quality Large Cap Fund, Series of Trust for Professional Managers |
226. | CrossingBridge Low Duration High Income Fund, Series of Trust for Professional Managers |
227. | CrossingBridge Nordic High Income Bond Fund, Series of Trust for Professional Managers |
228. | CrossingBridge Responsible Credit Fund, Series of Trust for Professional Managers |
229. | CrossingBridge Ultra-Short Duration Fund, Series of Trust for Professional Managers |
230. | RiverPark Strategic Income Fund, Series of Trust for Professional Managers |
231. | Dearborn Partners Rising Dividend Fund, Series of Trust for Professional Managers |
232. | Jensen Global Quality Growth Fund, Series of Trust for Professional Managers |
233. | Jensen Quality MidCap Fund, Series of Trust for Professional Managers |
234. | Rockefeller Climate Solutions Fund, Series of Trust for Professional Managers |
235. | Rockefeller US Small Cap Core Fund, Series of Trust for Professional Managers |
236. | USQ Core Real Estate Fund |
237. | Wall Street EWM Funds Trust |
238. | Wisconsin Capital Funds, Inc. |
(b) | The following are the Officers and Manager of the Distributor, the Registrant's underwriter. The Distributor's main business address is Three Canal Plaza, Suite 100, Portland, Maine 04101. |
Name | Address | Position with Underwriter | Position with Registrant |
Teresa Cowan |
Three Canal Plaza, Suite 100, Portland, ME 04101 |
President/Manager | None |
Chris Lanza |
Three Canal Plaza, Suite 100, Portland, ME 04101 |
Vice President |
None |
Kate Macchia |
Three Canal Plaza, Suite 100, Portland, ME 04101 |
Vice President | None |
Susan L. LaFond | Three Canal Plaza, Suite 100, Portland, ME 04101 |
Vice President and Chief Compliance Officer and Treasurer |
None |
Kelly B. Whetstone |
Three Canal Plaza, Suite 100, Portland, ME 04101 |
Secretary | None |
Weston Sommers | Three Canal Plaza, Suite 100, Portland, ME 04101 | Financial and Operations Principal and Chief Financial Officer | None |
(c) Not applicable.
Item 33. | Location of Accounts and Records |
All accounts, books and other documents required to be maintained by Section 31(a) of the 1940 Act, and the Rules thereunder will be maintained at the offices of:
(1) Glenmede Investment Management LP
One Liberty Place 1650 Market Street, Suite 4000
Philadelphia, Pennsylvania 19103
(records relating to its functions as investment advisor)
(2) State Street Bank and Trust Company
1 Congress Street, Suite 1
Boston, MA 02114
(records relating to its functions as custodian, administrator, transfer agent, dividend disbursing agent, securities lending agent and short sales lending agent)
(3) Quasar Distributors, LLC
Three Canal Plaza Suite 100
Portland, ME 04101
(records relating to its functions as distributor)
(4) Faegre Drinker Biddle & Reath LLP
One Logan Square Suite 2000
Philadelphia, Pennsylvania 19103-6996
(Registrant's minute books)
Item 34. | Management Services |
Not applicable.
Item 35. | Undertakings |
(a) Registrant undertakes to comply with the provisions of Section 16(c) of the 1940 Act in regard to shareholders' right to call a meeting of shareholders for the purpose of voting on the removal of directors and to assist in shareholder communications in such matters, to the extent required by law. Specifically, the Registrant will, if requested to do so by the holders of at least 10% of the Registrant's outstanding shares, call a meeting of shareholders for the purpose of voting upon the question of the removal of directors, and the Registrant will assist in shareholder communications as required by Section 16(c) of the 1940 Act.
(b) Registrant undertakes to furnish to each person to whom a prospectus is delivered, a copy of Registrant's latest annual report to shareholders, upon request and without charge.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant has duly caused this Post-Effective Amendment No. 126 to its Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Philadelphia, and Commonwealth of Pennsylvania on the 5th day of September, 2025.
THE GLENMEDE FUND, INC.
By | /s/ Elizabeth A. Eldridge | |
Elizabeth A. Eldridge President |
Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 126 to the Registration Statement has been signed below by the following persons in the capacities indicated on the 5th day of September, 2025.
Signature | Title | Date | ||
* | ||||
William L. Cobb, Jr. | Chairman | September 5, 2025 | ||
/s/ Elizabeth A. Eldridge |
President | September 5, 2025 | ||
Elizabeth A. Eldridge | ||||
* | ||||
H. Franklin Allen, Ph.D. | Director | September 5, 2025 | ||
* | ||||
Mary Ann B. Wirts | Director | September 5, 2025 | ||
* | ||||
Harry Wong | Director | September 5, 2025 | ||
* | ||||
Andrew Phillips | Director | September 5, 2025 | ||
* | ||||
Rebecca Duseau | Director | September 5, 2025 | ||
/s/ Christopher E. McGuire Christopher E. McGuire |
(Chief Financial Officer and Principal Financial Officer) | September 5, 2025 |
*By | /s/ Joshua M. Lindauer | |
Joshua M. Lindauer, Attorney-in-fact |
Exhibit Index
(a)(74) | Form of Articles of Amendment to the Articles of Incorporation |
(a)(75) | Form of Articles Supplementary to the Articles of Incorporation |
(d)(30) | Form of Contractual Fee Waiver Agreement relating to the Energy Resilience Portfolio (formerly, Environmental Accountability Portfolio) |
(h)(38) | Form of Amended and Restated Amended Shareholder Servicing Plan and related Agreement |
(j)(1) | Consent of Faegre Drinker Biddle & Reath LLP |
(n)(7) | Form of Amended and Restated Plan Pursuant to Rule 18f-3 for Operation of a Multi-Class System adding Institutional Shares of the Energy Resilience Portfolio (formerly, Environmental Accountability Portfolio) |