09/23/2026 | Press release | Distributed by Public on 09/23/2026 15:26
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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RESC RENEWABLES HOLDINGS, LLC 425 WESTERN RD STE 102 RENO, NV 89506 |
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| /s/ Alex G. Smith, on behalf of Creative Planning Business Alliance, LLC in its capacity as receiver of RESC Renewables Holdings, LLC | 09/23/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The ownership interest disclosed hereunder are that of the Reporting Person, which have been sold at the direction of Creative Planning Business Alliance, LLC (the "Receiver") appointed by the Second Judicial District Court of the State of Nevada in and for the County of Washoe (the "Court"), in the action styled TOMAR LLC, a Nevada limited liability company; et al., v. RESC RENEWABLES HOLDINGS LLC, a Nevada limited liability company (the "Action"), pursuant to the Order Appointing Receiver granted by the Court on May 28, 2026. The Receiver disclaims any beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Receiver is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| (2) | The shares listed in Table I above were originally acquired by the Shareholder pursuant to the closings of a Membership Interest Purchase Agreement and Business Combination between the Reporting Person and the Company in February 2025. |