11/06/2026 | Press release | Distributed by Public on 11/06/2026 20:35
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Option | $83.58 | 10/01/2026 | A | 100,000 | (1) | 09/30/2036 | Class A Common Stock | 100,000 | $ 0 | 100,000 | D | ||||
| Restricted Stock Units | $74.24(2) | 10/01/2026 | A | 13,470 | (3) | (3) | Class A Common Stock | 13,470 | $ 0 | 13,470 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Ma Yue NMN C/O ACM RESEARCH, INC. 42307 OSGOOD ROAD, SUITE I FREMONT, CA 94539 |
See Remarks | |||
| /s/ Mark McKechnie, Attorney-in-Fact for Yue Ma | 11/06/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Twenty-five percent of the stock option shares shall vest on October 1, 2027, with the balance of the stock option shares vesting in thirty-six successive equal monthly installments as of the first day of each month beginning November 2027, subject to continued service. |
| (2) | The price per restricted stock unit is based on the average closing market price of the Issuer's common stock for the 30 trading days preceding the grant date. |
| (3) | The restricted stock units shall vest in four equal annual installments of twenty-five percent on each anniversary of the grant date, subject to continued service. |
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Remarks: Chief Operations Officer |
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