SWK Holdings Corp.
04/16/2026 | Press release | Distributed by Public on 04/16/2026 14:15
Termination Notice (Form 15-12G)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 001-39184
SWK Holdings Corporation
(Exact name of registrant as specified in its charter)
5956 Sherry Lane, Suite 2000
Dallas, TX 75225
(972) 687-7250
(Address, including zip code, and telephone number, including area code, of registrant's principal executive offices)
Common Stock, par value $0.001 per share
(Title of each class of securities covered by this Form)
None
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
| Rule 12g-4(a)(1) | ☒ | ||
| Rule 12g-4(a)(2) | ☐ | ||
| Rule 12h-3(b)(1)(i) | ☒ | ||
| Rule 12h-3(b)(1)(ii) | ☐ | ||
| Rule 15d-6 | ☐ | ||
| Rule 15d-22(b) | ☐ |
Approximate number of holders of record as of the certification or notice date: None*
| * | On October 9, 2025, SWK Holdings Corporation, a Delaware corporation ("Target") and Runway Growth Finance Corp., a Mayland corporation ("Parent") entered into an Agreement and Plan of Merger (the "Merger Agreement"), providing for, among other things, the merger of Target with and into Parent. Pursuant to the Merger Agreement, on April 6, 2026, Target merged with and into Parent. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, Runway Growth Finance Corp., on behalf of SWK Holdings Corporation, has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
Date: April 16, 2026
| By: | /s/ Thomas B. Raterman | |
| Name: | Thomas B. Raterman | |
| Title: | Chief Financial Officer, Chief Operating Officer, Secretary and Treasurer |
SWK Holdings Corp. published this content on April 16, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on April 16, 2026 at 20:15 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]