Great Elm Capital Corp.
04/27/2026 | Press release | Distributed by Public on 04/27/2026 15:19
Notification of Call/Redemption of Securities by Closed-End Investment Company (Form N-23C-2)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
NOTIFICATION OF REDEMPTION OF SECURITIES PURSUANT TO RULE 23C-2 UNDER
THE INVESTMENT COMPANY ACT OF 1940
File No. 814-01211
GREAT ELM CAPITAL CORP.
(Name of Registrant)
3801 PGA Boulevard, Suite 603
Palm Beach Gardens, Florida
335410
(Address of Principal Executive Office)
The undersigned hereby notifies the Securities and Exchange Commission (the "Commission") that it intends to redeem securities of which it is the issuer, as set forth below in accordance with the requirements of Rule 23c-2 under the Investment Company Act of 1940, as amended.
| (1) | Title of the class of securities of Great Elm Capital Corp. (the "Company") to be redeemed: 5.875% Notes due 2026 (CUSIP: 390320 604) (the "Notes"). |
| (2) | Date on which the securities are to be redeemed: |
The Notes will be redeemed on May 27, 2026 (the "Redemption Date").
| (3) | Applicable provisions of the governing instrument pursuant to which the securities are to be redeemed: The Notes are to be redeemed pursuant to: |
| • | Section 1104 of the Indenture, dated as of September 18, 2017 (the "Base Indenture"), by and between the Company and Equiniti Trust Company, LLC (f/k/a American Stock Transfer & Trust Company, LLC), as trustee (the "Trustee") |
| • | Section 1.01(h) of the Fourth Supplemental Indenture, dated as of June 23, 2021, by and between the Company and the Trustee (the "Fourth Supplemental Indenture") |
| (4) | The principal amount or number of shares and the basis upon which the securities to be redeemed are to be selected: |
On the Redemption Date, the Company will redeem all of the outstanding Notes pursuant to the terms of the Base Indenture and the Fourth Supplemental Indenture.
SIGNATURE
Pursuant to the requirements of Rule 23c-2 under the Investment Company Act of 1940, as amended, the Company has duly caused this Notice of Intention to Redeem Securities to be signed on its behalf by the undersigned on this 27th day of April, 2026.
| GREAT ELM CAPITAL CORP. | |
| By: |
/s/ Adam M. Kleinman |
| Name: | Adam M. Kleinman |
| Title: | Chief Compliance Officer and Secretary |
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