10/10/2025 | Press release | Distributed by Public on 10/10/2025 14:38
Title of each class of securities to be registered |
Name of each exchange on which each class is to be registered | ||||
AlphaDroid Broad Markets Momentum ETF |
Listed on NASDAQ Stock Market, LLC
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AlphaDroid Defensive Sector Rotation ETF |
Listed on NASDAQ Stock Market, LLC
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. | [X] | ||||
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. | [ ] | ||||
Securities Act Registration file number to which this form relates: 333-215588 | |||||
Securities to be registered pursuant to Section 12(g) of the Act: Not applicable. |
Title of Each Class of Securities to be Registered | IRS Employer ID Number | ||||
AlphaDroid Broad Markets Momentum ETF | 39-3990404 | ||||
AlphaDroid Defensive Sector Rotation ETF | 39-3990551 |
A. |
Registrant's Certificate of Trust dated August 26, 2016 is incorporated herein by reference to Exhibit (a)(i) to the Trust's initial Registration Statement on Form N-1A (File Nos. 333-215588; 811-23226), as filed with the SEC via EDGAR on April 26, 2019 (Accession Number: 0000894189-19-002369).
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B. |
Registrant's Certificate of Amendment to the Certificate of Trust effective December 21, 2018 is incorporated herein by reference to Exhibit (a)(ii) to the Trust's Registration Statement on Form N-1A (file Nos. File Nos. 333-215588; 811-23226), as filed with the SEC via EDGAR on April 26, 2019 (Accession Number: 0000894189-19-002369).
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C. |
Registrant's Amended and Restated Declaration of Trust dated March 19, 2019 is incorporated herein by reference to Exhibit (a)(iii) to the Registrant's Registration Statement on Form N-1A (File Nos. 333-215588; 811-23226), as filed with the SEC via EDGAR on April 26, 2019 (Accession No. 0000894189-19-002369).
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D.. |
Registrant's Amended and Restated By-Laws dated March 19, 2019 are incorporated herein by reference to Exhibit (b) to the Registrant's Registration Statement on Form N-1A (File Nos. 333-215588; 811-23226), as filed with the SEC via EDGAR on April 26, 2019 (Accession No. 0000894189-19-002369).
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Listed Funds Trust | ||
October 10, 2025 | ||
/s/ Chad Fickett | ||
Chad Fickett Secretary |