12/05/2025 | Press release | Distributed by Public on 12/05/2025 19:13
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Employee Stock Option (Right to Buy) | $279.5 | 12/04/2025 | M | 1,164 | 12/04/2024(13) | 12/04/2033 | Common Stock | 1,164 | $279.5 | 1,165 | D | ||||
| Restricted Stock Units | (14) | 12/04/2025 | M | 358 | 12/04/2024(15) | 12/04/2026 | Common Stock | 358 | $ 0 | 358 | D | ||||
| Employee Stock Option (Right to Buy) | $297.1 | 12/05/2025 | M | 2,253 | 12/05/2025(13) | 12/05/2034 | Common Stock | 2,253 | $297.1 | 4,807 | D | ||||
| Restricted Stock Units | (14) | 12/05/2025 | M | 740 | 12/05/2025(15) | 12/05/2027 | Common Stock | 740 | $ 0 | 1,482 | D | ||||
| Common Stock Share Equivalents | (16) | (17) | (17) | Common Stock | 16.1437 | 16.1437(18) | I | By Nonqualified Savings Plan | |||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Bulho Matheus De A G Viera 1201 S. 2ND STREET MILWAUKEE, WI 53204 |
SVP Software and Control | |||
| Danielle White, Attorney-In-Fact for Matheus De A G Viera Bulho | 12/05/2025 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Shares exercised and sold pursuant to a Rule 10b5-1 trading plan enter into on May 30, 2025. |
| (2) | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.1025 to $400.37. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| (3) | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.2650 to $401.95. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| (4) | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.29 to $403.09. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| (5) | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.4650 to $403.83. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| (6) | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.20 to $403.12. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| (7) | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.31 to $404.2650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| (8) | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $404.3850 to $404.68. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| (9) | Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 12/4/2025. |
| (10) | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.42 to $403.29. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| (11) | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.45 to $403.55. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| (12) | Shares represented by Company Stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 10/29/2025. |
| (13) | The options vest in three substantially equal annual installments beginning on the date exercisable. |
| (14) | Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. |
| (15) | The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| (16) | Each unit is the economic equivalent of one share of Company common stock. |
| (17) | The share equivalents are payable in cash upon retirement or after termination of employment. |
| (18) | Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date last reported for this person based on information provided by the Plan Administrator as of 10/29/2025. The number of stock fund units represented by the balance of the participant's Company stock fund may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. |