Mcduffie/Morris Financial Group Inc.

08/06/2026 | Press release | Distributed by Public on 08/06/2026 13:21

Information Required of Brokers and Dealers (Form X-17A-5)

Form X-17A-5 Filer Information UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL AUDITED REPORT
Form X-17A-5
Part III

FACING PAGE
Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder
OMB APPROVAL

FORM X-17A-5

OMB Number: 3235-0123

Estimated average burden hours per response: 12.00

X-17A-5: Filer Information

Filer CIK
0001003104
Filer CCC
XXXXXXXX
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a Return Copy?
Is this an electronic copy of an official filing submitted in paper format?
Confirming Copy File Number

Submission Contact Information

Name
Phone
E-Mail Address
Notify via Filing Website only?

X-17A-5: Submission Information

Report for the Period Beginning
05-01-2025
and Ending
04-30-2026
Type of Registrant Broker-dealer
OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No

X-17A-5: A. Registrant Identification

Name of Broker-dealer
MCDUFFIE/MORRIS FINANCIAL GROUP, INC.

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1
18328 ROSAPENNY RD
City
CHARLOTTE
State/Country
NORTH CAROLINA
Mailing Zip/ Portal Code
28278

Name and Telephone Number of Person to Contact in Regard to this Report

Name
Clifton morris
Telephone Number
9803530480

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name
Ohab & Co
Address 1
100 East Sybelia Ave
City
Maitland
State/Country
FLORIDA
Mailing Zip/ Postal Code
32751
Check One Certified Public Accountant
Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, Clifton Morris Jr, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of MCDUFFIE/MORRIS FINANCIAL GROUP, INC., as of 04-30-2026, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:
Signature
Clifton Morris Jr
Title
President

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.
Mcduffie/Morris Financial Group Inc. published this content on August 06, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on August 06, 2026 at 19:21 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]