08/19/2026 | Press release | Distributed by Public on 08/19/2026 17:17
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Option (Right to Buy) | $0.72 | 08/17/2026 | M | 40,890 | (5) | 09/20/2031 | Common Stock | 40,890 | $ 0 | 0 | D | ||||
| Stock Option (Right to Buy) | $0.72 | 08/17/2026 | M | 15,355 | (6) | 01/19/2033 | Common Stock | 15,355 | $ 0 | 192,546 | D | ||||
| Stock Option (Right to Buy) | $0.72 | 08/17/2026 | M | 1,424 | (7) | 06/23/2033 | Common Stock | 1,424 | $ 0 | 70,797 | D | ||||
| Stock Option (Right to Buy) | $0.72 | 08/17/2026 | M | 1 | (8) | 02/13/2035 | Common Stock | 1 | $ 0 | 999,999 | D | ||||
| Stock Option (Right to Buy) | $0.72 | 08/17/2026 | M | 25,279 | (5) | 01/19/2033 | Common Stock | 25,279 | $ 0 | 110,931 | I | See footnote(3) | |||
| Stock Option (Right to Buy) | $0.72 | 08/17/2026 | M | 29,737 | (5) | 06/23/2033 | Common Stock | 29,737 | $ 0 | 0 | I | See footnote(3) | |||
| Stock Option (Right to Buy) | $0.72 | 08/18/2026 | M | 34,162 | (7) | 06/23/2033 | Common Stock | 34,162 | $ 0 | 36,635 | D | ||||
| Stock Option (Right to Buy) | $0.72 | 08/18/2026 | M | 34,987 | (5) | 01/19/2033 | Common Stock | 34,987 | $ 0 | 75,944 | I | See footnote(3) | |||
| Stock Option (Right to Buy) | $0.72 | 08/19/2026 | M | 13,268 | (7) | 06/23/2033 | Common Stock | 13,268 | $ 0 | 23,367 | D | ||||
| Stock Option (Right to Buy) | $0.72 | 08/19/2026 | M | 17,732 | (13) | 02/14/2034 | Common Stock | 17,732 | $ 0 | 177,268 | D | ||||
| Stock Option (Right to Buy) | $0.72 | 08/19/2026 | M | 30,918 | (5) | 01/19/2033 | Common Stock | 30,918 | $ 0 | 45,026 | I | See footnote(3) | |||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Aurora Daljit Singh C/O NEUMORA THERAPEUTICS, INC. 260 ARSENAL PLACE, SUITE 1 WATERTOWN, MA 02472 |
See Remarks | |||
| /s/ Michael Milligan, as Attorney-in-Fact for Daljit Singh Aurora | 08/19/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | This transaction was executed in multiple trades at prices ranging from $1.46 to $1.555, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| (2) | This transaction was executed in multiple trades at prices ranging from $1.46 to $1.5277, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| (3) | Shares held by Aurora Family Trust, of which members of the Reporting Person's immediate family are the sole beneficiaries. |
| (4) | This transaction was executed in multiple trades at prices ranging from $1.46 to $1.555, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| (5) | The stock option is fully vested and exercisable. |
| (6) | 25% of the shares subject to the option vest on the first anniversary measured from February 1, 2023 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. |
| (7) | 25% of the shares subject to the option vest on the first anniversary measured from June 30, 2023 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. |
| (8) | 25% of the shares subject to the option vest on the first anniversary measured from February 13, 2025 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. |
| (9) | This transaction was executed in multiple trades at prices ranging from $1.49 to $1.645, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| (10) | This transaction was executed in multiple trades at prices ranging from $1.48 to $1.65, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| (11) | This transaction was executed in multiple trades at prices ranging from $1.62 to $1.6995, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| (12) | This transaction was executed in multiple trades at prices ranging from $1.62 to $1.7006, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| (13) | 25% of the shares subject to the option vest on the first anniversary measured from February 14, 2024 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. |
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Remarks: Title: Chief Operating and Development Officer |
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