06/29/2026 | Press release | Distributed by Public on 06/29/2026 15:29
As filed with the Securities and Exchange Commission on June 29, 2026
Registration No. 333-277021
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT NO. 13
TO
FORM S-1
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
AMERICAN BATTERY MATERIALS INC.
(Exact name of registrant as specified in its charter)
| Delaware | 2800 | 22-3956444 | ||
|
(State or other jurisdiction of incorporation or organization) |
(Primary Standard Industrial Classification Code No.) |
(IRS Employer Identification No.) |
American Battery Materials Inc.
500 West Putnam Avenue, Suite 400
Greenwich, Connecticut 06830
(800) 998-7962
(Address, including zip code and telephone number, including area code, of registrant's principal executive offices)
David E. Graber
Chief Executive Officer
American Battery Materials Inc.
500 West Putnam Avenue, Suite 400
Greenwich, Connecticut 06830
(800) 998-7962
(Name, address, including zip code and telephone number, including area code, of agent for service)
Copies to:
|
Spencer G. Feldman, Esq. Olshan Frome Wolosky LLP 1325 Avenue of the Americas, 15th Floor New York, New York 10019 (212) 451-2300 |
Anthony J. Marsico, Esq. Reed Smith LLP 599 Lexington Avenue New York, New York 10022 (212) 521-5400 |
Approximate date of commencement of proposed sale to the public:
As soon as practicable after the effective date of this registration statement.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, as amended, check the following box. ☐
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of "large accelerated filer," "accelerated filer," "smaller reporting company" and "emerging growth company" in Rule 12b-2 of the Exchange Act.
| Large Accelerated Filer | ☐ | Accelerated Filer | ☐ | |||
| Non-Accelerated Filer | ☒ | Smaller Reporting Company | ☒ | |||
| Emerging Growth Company | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided to Section 7(a)(2)(B) of the Securities Act. ☐
The Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the Registration Statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.
EXPLANATORY NOTE
American Battery Materials Inc. is filing this Amendment No. 13 (this "Amendment") to its Registration Statement on Form S-1 (File No. 333-277021) (the "Registration Statement") as an exhibit-only filing to file Exhibit 5.1. Accordingly, this Amendment consists only of the facing page, this explanatory note, Item 16(a) of Part II of the Registration Statement, the signature page to the Registration Statement and Exhibit 5.1. The remainder of the Registration Statement is unchanged and has been omitted.
ITEM 16. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES.
| (a) | Exhibits. |
Unless otherwise indicated, exhibits were previously filed.
| * | To be filed by amendment. |
| ** | Filed herewith. |
| # | Indicates management contract or compensatory plan. |
| II-1 |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Amendment No. 13 to Registration Statement on Form S-1 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Greenwich, State of Connecticut, on June 29, 2026.
| AMERICAN BATTERY MATERIALS INC. | ||
| By: | /s/ David E. Graber | |
| Name: | David E. Graber | |
| Title: | Chairman and Chief Executive Officer | |
Pursuant to the requirements of the Securities Act of 1933, as amended, this Amendment No. 13 to Registration Statement on Form S-1 has been signed by the following persons in the capacities and on the dates indicated.
| Signature | Title | Date | ||
| /s/ David E. Graber | Chairman and Chief Executive Officer | June 29, 2026 | ||
| David E. Graber | (Principal Executive Officer) | |||
| /s/ Sebastian Lux* | President, Chief Operating Officer and Director | June 29, 2026 | ||
| Sebastian Lux | ||||
| /s/ Agustin Cabo | Chief Financial Officer | June 29, 2026 | ||
| Agustin Cabo | (Principal Financial and Accounting Officer) | |||
| /s/ Dylan Glenn* | Director | June 29, 2026 | ||
| Dylan Glenn | ||||
| /s/ Jared Levinthal* | Director | June 29, 2026 | ||
| Jared Levinthal | ||||
| /s/ Adam C. Lipson, M.D.* | Director | June 29, 2026 | ||
| Adam C. Lipson, M.D. | ||||
| /s/ Andrew Suckling* | Director | June 29, 2026 | ||
| Andrew Suckling | ||||
| /s/ Justin Vorwerk* | Director | June 29, 2026 | ||
| Justin Vorwerk | ||||
| * By: | /s/ David E. Graber | |
| David E. Graber | ||
| Attorney-in-Fact |
| II-2 |