Information Required of Brokers and Dealers (Form X-17A-5)

Report for the Period Beginning	10-01-2024
and Ending	12-31-2025
Type of Registrant	Broker-dealer
	OTC derivatives dealer

Material Weakness
Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?	Yes No

Name of Broker-dealer

EM SECURITIES LLC

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1	C O CAA EVOLUTION
Address 2	405 LEXINGTON AVENUE, 19TH FLOOR
City	NEW YORK
State/Country	NEW YORK
Mailing Zip/ Portal Code	10174

Name and Telephone Number of Person to Contact in Regard to this Report

Name	Kathy Sipinick
Telephone Number	212-897-1686

Independent Public Accountant

Name - if individual, state last, first, and middle name	WithumSmith Brown PC
Address 1	200 Jefferson Park
Address 2	Suite 400
City	Whippany
State/Country	NEW JERSEY
Mailing Zip/ Postal Code	07981-1070
Check One	Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions

Oath or Affirmation

I, Robert Stanley, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of EM SECURITIES LLC, as of 12-31-2025, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature	Robert Stanley
Title	CEO

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.