California Department of Financial Protection and Innovation
11/06/2025 | Press release | Distributed by Public on 11/06/2025 15:01
Lam Securities Investments, Inc.
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Lam Securities Investments, Inc.
License or Case Number
CRD # 17037; Investment Adviser Firm Summary CRD # 17037
Date of Initial Action
10/01/2025
Date of Most Recent Action
10/01/2025
Party
Lam Securities Investments, Inc.
Documents
- 10/01/25 - Order to Discontinue Violations (PDF)
- 10/01/25 - Statement in Support of Order to Discontinue Violations (PDF)
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About the Regulated Entity
If you have further questions or need more assistance, please call the DFPI's Consumer Services Office at: 1-866-275-2677.
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Last updated: Nov 6, 2025 @ 12:54 pm
California Department of Financial Protection and Innovation published this content on November 06, 2025, and is solely responsible for the information contained herein. Distributed via Public Technologies (PUBT), unedited and unaltered, on November 06, 2025 at 21:01 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]