Attovia Therapeutics Inc.

08/04/2026 | Press release | Distributed by Public on 08/04/2026 17:32

Initial Statement of Beneficial Ownership (Form 3)

FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
GOLD MITCHELL
2. Date of Event Requiring Statement (Month/Day/Year)
08/04/2026
3. Issuer Name and Ticker or Trading Symbol
Attovia Therapeutics, Inc. [ATTO]
(Last) (First) (Middle)
C/O ATTOVIA THERAPEUTICS, INC., 1091 INDUSTRIAL ROAD, SUITE 310
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)
SAN CARLOS, CA 94070
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (1) 06/28/2034 Common Stock 52,852 $3.5302 D
Stock Option (Right to Buy) (2) 05/17/2035 Common Stock 19,913 $4.9237 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
GOLD MITCHELL
C/O ATTOVIA THERAPEUTICS, INC.
1091 INDUSTRIAL ROAD, SUITE 310
SAN CARLOS, CA 94070
X

Signatures

/s/ Steven Chan, Attorney-in-Fact 08/04/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) The option vests over a three-year period. The vesting schedule is as follows: 33% vested on June 29, 2025, an additional 33% vested on June 29, 2026, and the final 33% on June 29, 2027, subject to the reporting person's continued service to the Issuer on each vesting date.
(2) The option vests over a three-year period. The vesting schedule is as follows: 33% vested on May 18, 2026, an additional 33% shall vest on May 18, 2027, and the final 33% on May 18, 2028, subject to the reporting person's continued service to the Issuer on each vesting date.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Attovia Therapeutics Inc. published this content on August 04, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on August 04, 2026 at 23:32 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]