11/06/2026 | Press release | Distributed by Public on 11/06/2026 15:23
|
FORM 4
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|
|||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
|
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Warrant | $2.5 | 11/04/2026 | J | 74,886(2) | 09/28/2024 | 09/28/2029 | Common Stock | 74,886 | (2) | 114,886 | I | See Footnote 1.(1) | |||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
|
Bodford Alvin M. 1501 HIGHWOODS BOULEVARD SUITE 302 GREENSBORO, NC 27410 |
X | Beneficial Owner | ||
| /s/ Charnice Suggs, Attorney-in-Fact | 11/06/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The Alvin M. Bodford Revocable Trust is the sole member of AMB Investments. The Reporting Person is a Manager of AMB Investments, and the beneficiary of the Trust. |
| (2) | The Form 4 filed with the SEC on April 1, 2024, included 500,000 shares of common stock owned by Salem Investment Partners V, Limited Partnership ("Salem"), in which the Reporting Person had a pecuniary interest. On November 4, 2026, Salem transferred a total of 574,886 shares and 74,886 warrants to the Reporting Person. The additional 74,886 shares and 74,886 warrants reflect the Reporting Person's pro rata interest in those additional shares and warrants issued to Salem by the Issuer in exchange for $187,215 of deferred interest due the Reporting Person in connection with its pro rata participation in a loan made by Salem to the Issuer |