10/05/2026 | Press release | Distributed by Public on 10/05/2026 16:44
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Class B Ordinary Shares | (2) | (2) | Class A Ordinary Shares | 4,928,571(3) | $0 | D | |
| Rights(4) | (5) | (5) | Class A Ordinary Shares | 101,250 | $0 | D | |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Pine Tree Sponsor Group, LLC C/O PINE TREE ACQUISITION CORP. 418 BROADWAY, #6538 ALBANY, NY 12207 |
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| /s/ Pine Tree Sponsor Group, LLC by Pine Tree Top, LLC, Manager | 10/05/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Represents shares contained within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's initial public offering (the "IPO"). |
| (2) | The Class B ordinary shares of the Issuer are convertible into the Issuer's Class A ordinary shares concurrently with or immediately following the consummation of an initial business combination, or earlier at the option of the holders thereof on a one-for-one basis, subject to the adjustments. The Class B ordinary shares have no expiration date. |
| (3) | Includes up to 642,857 shares which will be surrendered to the Issuer for no consideration after the closing of the Issuer's initial public offering depending on the extent to which the underwriter's over-allotment option is exercised. |
| (4) | Represents rights contained within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's IPO. |
| (5) | Each right will convert automatically into three-fourths of one Class A Ordinary Share at the closing of an initial business combination by the Issuer. The rights have no expiration date. |