Lightwave Logic Inc.

01/15/2026 | Press release | Distributed by Public on 01/15/2026 15:26

Initial Statement of Beneficial Ownership (Form 3)

FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Quan Snizhana P.
2. Date of Event Requiring Statement (Month/Day/Year)
01/06/2026
3. Issuer Name and Ticker or Trading Symbol
Lightwave Logic, Inc. [LWLG]
(Last) (First) (Middle)
369 INVERNESS PARKWAY, SUITE 350
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Principal Financial Officer
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)
ENGLEWOOD, CO 80112
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 51,125(1) D
Common Stock 4,800 I By Domestic Partner
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) (2) 10/08/2033 Common Stock 100,000 $4.87 D
Employee Stock Option (Right to Buy) (3) 12/19/2034 Common Stock 10,000 $1.96 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Quan Snizhana P.
369 INVERNESS PARKWAY
SUITE 350
ENGLEWOOD, CO 80112
Principal Financial Officer

Signatures

/s/ Snizhana Quan 01/15/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Includes 15,000 shares of common stock issued pursuant to a restricted stock award, 3,750 of which have vested as of the date of appointment, with the remaining 11,250 vesting in 9 equal quarterly installments beginning on February 28, 2026, subject to continued service with the Issuer through the applicable vesting dates. Also includes 28,395 shares of common stock underlying a restricted stock unit award ("RSUs") from the Issuer. 9,467 of the RSUs will vest on December 31, 2026, with the remaining 18,928 vesting in 8 equal quarterly installments beginning on March 31, 2027, subject to continued service with the Issuer through the applicable vesting dates. Any unvested portion of either award is subject to forfeiture.
(2) 66,668 of the options were vested as of the date of appointment. The remaining 33,332 options will vest in 4 equal quarterly installments beginning on January 9, 2026. Any unvested portion of this award is subject to forfeiture.
(3) 6,250 of the options were vested as of the date of appointment. The remaining 3,750 options will vest in 3 equal quarterly installments beginning on March 31, 2026. Any unvested portion of this award is subject to forfeiture
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Lightwave Logic Inc. published this content on January 15, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on January 15, 2026 at 21:26 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]