RBB Fund Inc.
09/26/2025 | Press release | Distributed by Public on 09/26/2025 15:18
New Listing Registration (Form 8-A12B)
As filed with the Securities and Exchange Commission on September 26, 2025
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO
SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934
The RBB Fund, Inc.
(Exact name of registrant as specified in its charter)
Maryland
(State of incorporation or organization)
See Below
(I.R.S. Employer Identification Number)
c/o U.S. Bancorp Fund Services, LLC
615 East Michigan Street
Milwaukee, WI 53202
(Address of registrant's principal executive offices)
Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class of securities
to be registered |
Name of each exchange on which each class
is to be registered
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F/m Callable Tax-Free Municipal ETF
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The Nasdaq Stock Market LLC
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.
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If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.
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Securities Act Registration file number to which this form relates: 033-20827
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Securities to be registered pursuant to Section 12(g) of the Act: Not applicable.
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Item 1.
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Description of Registrant's Securities to be Registered.
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Reference is made to Post-Effective Amendment No. 367 to the Registrant's Registration Statement on Form N-1A (File Nos. 033-20827 and 811-05518), as filed with the Securities and Exchange Commission ("SEC") via EDGAR (Accession No. 0001398344-25-018534) on September 26, 2025, which is incorporated herein by reference.
The Registrant currently consists of 80 separate series. The series to which this filing relates and its IRS Employer Identification Number is as follows:
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Title of Each Class of Securities to be Registered
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IRS Employer ID Number
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F/m Callable Tax-Free Municipal ETF
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39-2404317
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Item 2.
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Exhibits
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A.
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Registrant's Articles of Incorporation are incorporated herein by reference to Exhibit (a) to the Registrant's Registration Statement on Form N-1A (File Nos. 033-20827 and 811-05518), as filed with the SEC via EDGAR on October 30, 1998 (Accession Number: 0000925069-98-000189).
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B.
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Articles Supplementary of Registrant are incorporated herein by reference to Exhibit (a)(128) to the Registrant's Registration Statement on Form N-1A (File Nos. 033-20827 and 811-05518), as filed with the SEC via EDGAR on July 18, 2025 (Accession No. 0001398344-25-013355).
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C.
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Registrant's By-Laws are incorporated herein by reference to Exhibit (b)(1) to the Registrant's Registration Statement on Form N-1A (File Nos. 033-20827 and 811-05518), as filed with the SEC via EDGAR on September 27, 2021 (Accession No. 0001398344-21-019227).
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SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.
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The RBB Fund, Inc.
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September 26, 2025
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/s/ James G. Shaw
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James G. Shaw
Chief Financial Officer, Chief Operating
Officer, and Secretary
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RBB Fund Inc. published this content on September 26, 2025, and is solely responsible for the information contained herein. Distributed via SEC EDGAR on September 26, 2025 at 21:19 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]