09/09/2026 | Press release | Distributed by Public on 09/09/2026 14:37
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| OP Units | (1) | 09/04/2026 | A | 42,650(2) | (3) | (3) | Class A common stock | 42,650 | (2) | 42,650 | I | By: Butler Gulch, LLC(4) | |||
| OP Units | (1) | 09/04/2026 | A | 42,650(5) | (3) | (3) | Class A common stock | 42,650 | (5) | 42,650 | I | By: Brush Creek Partners(4) | |||
| OP Units | (1) | (3) | (3) | Class A common stock | 1,081,162 | 1,081,162 | I | By: Spodek 2016 Family Trust(4) | |||||||
| OP Units | (1) | (3) | (3) | Class A common stock | 250,000 | 250,000 | I | By: Nationwide Postal Management Holdings, Inc.(4) | |||||||
| OP Units | (1) | (3) | (3) | Class A common stock | 1,950 | 1,950 | I | By: Texas Family GP, Inc.(4) | |||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Spodek Andrew C/O POSTAL REALTY TRUST, INC. 75 COLUMBIA AVENUE CEDARHURST, NY 11516 |
X | X | CEO and Director | |
| /s/ Joseph Antignani, attorney-in-fact | 09/09/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The Operating Partnership Units ("OP Units") are a class of limited partnership units of Postal Realty, LP (the "Operating Partnership"). OP Units are redeemable by the Reporting Person for cash or, at the election of Postal Realty Trust, Inc. (the "Issuer"), the sole general partner of the Operating Partnership, shares of Class A common stock of the Issuer on a one-for-one basis or the cash value of such shares. |
| (2) | Represents $1.0 million of OP Units which were issued by the Operating Partnership in consideration of Butler Gulch, LLC's contribution of certain properties to subsidiaries of the Issuer, as approved by a Special Committee of the Issuer's Board of Directors (the "Special Committee"). The Special Committee consists of the Issuer's four independent directors. The price of the securities acquired by the Reporting Person is based on the volume weighted average price of the Issuer's Class A common stock for the 10 trading days immediately preceding September 4, 2026, which was $23.4465. |
| (3) | As described in the Operating Partnership's partnership agreement, after the requisite holding period OP Units may be redeemed for cash, or, at the election of the Issuer, shares of Class A common stock on a one-for-one basis. OP units have no expiration date. |
| (4) | Represents securities for which the Reporting Person is deemed the beneficial owner. |
| (5) | Represents $1.0 million of OP Units which were issued by the Operating Partnership in consideration of Brush Creek Partners' contribution of certain properties to subsidiaries of the Issuer, as approved by the Special Committee. The price of the securities acquired by the Reporting Person is based on the volume weighted average price of the Issuer's Class A common stock for the 10 trading days immediately preceding September 4, 2026, which was $23.4465. |