07/17/2026 | Press release | Distributed by Public on 07/17/2026 14:01
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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CANTOR FITZGERALD, L. P. 110 EAST 59TH STREET NEW YORK, NY 10022 |
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CF Finance Holdings LLC 110 EAST 59TH STREET NEW YORK, NY 10022 |
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CF GCM Investor, LLC 110 EAST 59TH STREET NEW YORK, NY 10022 |
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CF GROUP MANAGEMENT INC 110 EAST 59TH STREET NEW YORK, NY 10022 |
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Lutnick Brandon 110 EAST 59TH STREET NEW YORK, NY 10022 |
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| /s/ Brandon G. Lutnick | 07/17/2026 | |
| **Signature of Reporting Person | Date | |
| /s/ Brandon G. Lutnick, as Chief Executive Officer of Cantor Fitzgerald, L.P. | 07/17/2026 | |
| **Signature of Reporting Person | Date | |
| /s/ Brandon G. Lutnick, as Chief Executive Officer of CF Finance Holdings, LLC | 07/17/2026 | |
| **Signature of Reporting Person | Date | |
| /s/ Brandon G. Lutnick, as Chief Executive Officer of CF GCM Investor, LLC | 07/17/2026 | |
| **Signature of Reporting Person | Date | |
| /s/ Brandon G. Lutnick, as Chief Executive Officer of CF Group Management Inc. | 07/17/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | As a result of the sales reported herein, the Reporting Persons no longer own 10% or more of GCM Grosvenor, Inc. ("GCMG")'s outstanding Class A common stock. The Reporting Persons are filing this Form 4 to report that they are no longer Reporting Persons of GCMG. |
| (2) | Prior to the transactions reported herein, CF Finance Holdings, LLC ("Holdings") was the record holder of 2,951,535 shares of Class A common stock of GCMG and CF GCM Investor, LLC ("Investor") was the record owner of 3,500,000 shares of Class A common stock of GCMG. After the consummation of the transactions reported herein, Holdings is the record owner of 2,947,535 shares of Class A common stock of GCMG and Investor is the record owner of 2,946,894 shares of Class A common stock of GCMG. |
| (3) | Cantor Fitzgerald, L.P. ("CFLP") is the sole member of each of Holdings and Investor. CF Group Management, Inc. ("CFGM") is the managing general partner of CFLP. Mr. Brandon Lutnick is the Chairman and Chief Executive Officer of CFLP and CFGM and also the trustee with decision making control of trusts that hold all of the voting shares of CFGM. As such, each of CFLP, CFGM and Mr. Brandon Lutnick may be deemed to have beneficial ownership of the securities directly held by Holdings and Investor. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. |
| (4) | Price reflects the weighted average price for the transactions reported in this line. The range of prices for the transactions reported in this line is $13.75 to $14.25. |
| (5) | Price reflects the weighted average price for the transactions reported in this line. The range of prices for the transactions reported in this line is $14.20 to $14.27. |
| (6) | Price reflects the weighted average price for the transactions reported in this line. The range of prices for the transactions reported in this line is $13.50 to $13.65. |