Commission Opinions and Adjudicatory Orders - Raymond J. Lucia Companies, Inc. and Lucia, Raymond J., Sr. (Order Requesting Additional Briefing)

SEC - U.S. Securities and Exchange Commission published this content on November 13, 2026, and is solely responsible for the information contained herein. Distributed via Public Technologies (PUBT), unedited and unaltered, on November 13, 2026 at 20:13 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]