03/25/2026 | Press release | Distributed by Public on 03/25/2026 16:00
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Option (right to buy) | 05/22/2027(2) | 05/22/2033 | Ordinary Shares(3) | 38,506 | $113.94(4) | D | |
| Option (right to buy) | 08/26/2028(2) | 08/26/2034 | Ordinary Shares(3) | 53,233 | (4)(5) | D | |
| Option (right to buy) | 05/28/2029(2) | 05/28/2035 | Ordinary Shares(3) | 18,747 | (4)(6) | D | |
| Phantom Option | 05/12/2025(2) | 05/12/2031 | Ordinary Shares(7) | 17,780 | $185.23(4) | D | |
| Phantom Option | 05/31/2026(2) | 05/31/2032 | Ordinary Shares(7) | 19,997 | $152.1(4) | D | |
| Performance Share Unit | 05/27/2029(8) | 05/27/2035 | Ordinary Shares(8) | 23,434 | $0 | D | |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Sahin Ugur C/O BIONTECH SE AN DER GOLDGRUBE 12 MAINZ D-55131 |
X | Chief Executive Officer | ||
| /s/ Humza Bokhari, Attorney-in-Fact | 03/25/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The ordinary shares are held by Medine GmbH. The Reporting Person is the sole shareholder of Medine GmbH. 1,021,398 of the ordinary shares noted herein are held for the benefit of an individual under a trust arrangement, pursuant to which Medine GmbH exercises voting power, but not dispositive power, over such ordinary shares for so long as such ordinary shares are held in trust. The Reporting Person may be deemed to beneficially own the ordinary shares held by Medine GmbH. |
| (2) | The option vests annually in equal installments over four years commencing on the first anniversary of the grant date and becomes exercisable four years after the grant date, subject to certain performance-based and other conditions. |
| (3) | The option may be settled in ordinary shares, American Depositary Shares ("ADSs") and/or cash at the election of the supervisory board. |
| (4) | Subject to adjustment such that the trading price of an ADS as of an exercise date does not exceed 800% of the grant date exercise price. |
| (5) | The exercise price of this option is EUR 75.91. |
| (6) | The exercise price of this option is EUR 93.35. |
| (7) | Each phantom option represents the right to receive a cash payment equal to the difference between an exercise closing price (average closing price of an ADS over the last ten trading days preceding the exercise date) and the exercise price. |
| (8) | Each performance share unit ("PSU") is the economic equivalent of one ordinary share of the Issuer and represents a right to receive, at the Issuer's option, one ordinary share, one ADS representing one ordinary share, or a cash payment or another form of settlement equal to the economic value thereof. PSUs vest annually in equal installments over four years commencing on the first anniversary of the grant date and become exercisable four years after the grant date, subject to the achievement of certain performance targets based on the market price of the Issuer's ordinary shares relative to the Nasdaq Biotechnology Index (or a comparable successor index) and the Reporting Person's continued service through each such date. |
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Remarks: Exhibit List - Exhibit 24 - Power of Attorney |
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