03/06/2026 | Press release | Distributed by Public on 03/06/2026 16:03
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Option - Right to Purchase(6) | $42.25 | 03/05/2026 | M | 5,840 | 06/17/2022(7) | 06/17/2029 | Common Stock | 1,882 | $ 0 | 35,664 | D | ||||
| Option - Right to Purchase(8) | $40.44 | 03/05/2026 | M | 2,500 | 10/10/2022 | 10/10/2029 | Common Stock | 820 | $139.45 | 36,484 | D | ||||
| Option - Right to Purchase | $32.9 | 03/05/2026 | M | 1,833 | 10/10/2022(9) | 10/10/2029 | Common Stock | 647 | $139.45 | 37,131 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Tata Rajiv A. 600 ANTON BLVD. SUITE 1100 COSTA MESA, CA 92626 |
V.P., G.C. & Corp. Secretary | |||
| Rajiv A. Tata | 03/06/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Acquired upon the settlement of performance stock units granted on May 8, 2023 under the Ducommun Incorporated Stock Incentive Plan as a result of the satisfaction of performance metrics underlying the award. |
| (2) | Granted as compensation for services. |
| (3) | The total number of securities listed includes 72 shares of common stock acquired on July 31, 2025 and 52 shares of common stock acquired on January 30, 2026, both through the Ducommun Incorporated Employee Stock Purchase Plan. |
| (4) | Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement, on March 4, 2026, of 7,622 performance stock units as described in footnote (1) above. |
| (5) | Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement, on March 5, 2026, of 1,143 restricted stock units. |
| (6) | This option represents the right to purchase commun stock under Ducommun Incorporated's Stock Incentive Plan, which is a Rule 16b-3 plan. |
| (7) | This option vested in one-third increments on each of June 17, 2020, 2021 and 2022. |
| (8) | This option represents the right to purchase common stock under Ducommun Incorporated's Stock Incentive Plan, which is a Rule 16b-3 plan. |
| (9) | This option vested in one-third increments on each of October 10, 2020, 2021 and 2022. |