Vertical Data Inc.

11/02/2026 | Press release | Distributed by Public on 11/02/2026 14:27

Initial Statement of Beneficial Ownership (Form 3)

FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Soni Deven
2. Date of Event Requiring Statement (Month/Day/Year)
01/12/2026
3. Issuer Name and Ticker or Trading Symbol
Vertical Data Inc. [VDTA]
(Last) (First) (Middle)
C/O VERTICAL DATA INC., 1980 FESTIVAL PLAZA DRIVE, SUITE 300
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chairman, President and CEO
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)
LAS VEGAS, NV 89135
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 2,460,000(1) I(2) By AASD Investments LLC(3)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (4) 07/01/2034 Common Stock 160,650(5) $0.05 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Soni Deven
C/O VERTICAL DATA INC.
1980 FESTIVAL PLAZA DRIVE, SUITE 300
LAS VEGAS, NV 89135
X Chairman, President and CEO

Signatures

/s/ Deven Soni 11/02/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Consists of 1,785,000 founder shares and 675,000 shares acquired upon exercise of stock options on December 2, 2025, for an aggregate exercise price of $33,750 paid in cash.
(2) The reporting person beneficially owns no shares of common stock directly as of the date of event requiring this statement.
(3) Shares held of record by AASD Investments LLC.
(4) 33.33% of the shares subject to the option vested on July 1, 2025, the first anniversary of the July 1, 2024 grant date, with the remaining 66.66% vesting in equal monthly installments over the following 24 months.
(5) Of the 1,620,000 options originally granted, 675,000 were exercised on December 2, 2025, 784,350 were cancelled under the Stock Option Adjustment Letter Agreement dated September 5, 2025, and 160,650 remain outstanding.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Vertical Data Inc. published this content on November 02, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on November 02, 2026 at 20:27 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]